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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3876114152 · Jun 202019922001200920172026
48 results for stress expectation

Analyzes how uncertainty in financial networks affects stability.

problem Understanding how uncertainty in financial networks impacts stability.
method Introduced a minimal stochastic dynamical model of the interbank network with linear interactions. Derived the interaction correction to the stress expectation and studied it on the short-medium timescale.
result Interactions increase the stress expectation on average, highlighting the importance of disclosure.

Develops a robust hedging valuation adjustment measure for dynamic hedging under liquidity-demand stress.

problem Dynamic hedging under liquidity-demand stress
method Define robust HVA as the worst-case expected loss over a relative-entropy neighborhood of the loss distribution generated by simulated rebalancing and maturity-unwind trades.
result Distinguishes fixed-radius convention from fixed benchmark-stress convention and shows wider no-trade bands lower rebalancing costs but raise hedge-error risk.

Paper develops a robust HVA measure for dynamic hedging under liquidity stress.

problem Valuation of dynamic hedging under liquidity stress.
method Defines robust HVA as worst-case expected loss over a relative-entropy neighborhood of loss distributions for no-trade bands.
result Wider no-trade bands lower rebalancing costs but increase hedge-error risk.

Machine learning improves financial stress testing in Indian markets.

problem Conventional stress testing limitations in Indian financial markets.
method Dimensionality reduction, latent factor modeling, Variational Autoencoders, Monte Carlo simulation.
result Improved flexibility, robustness, and realism in financial stress testing.

The instability of historical risk factor correlations renders their use in estimating portfolio risk extremely questionable. In periods of market stress correlations of risk factors have a tendency to quickly go well beyond estimated values. For instance, in times of severe market stress, one would expect with certain…

2001-08-14abs ↗pdf ↗

DBNs improve ES and SES estimation for market risk, but tail behavior remains challenging.

problem Optimizing ES and SES estimation for market risk in banking.
method Extended DBNs for 10-day ES and SES estimation using S&P 500 index.
result DBNs perform comparably to historical simulation but struggle with tail behavior.

LLM generates coherent macroeconomic stress scenarios for portfolio risk assessment.

problem Macro-financial stress testing and portfolio risk assessment using traditional methods.
method Hybrid prompt-RAG pipeline combining structured prompting and retrieval of country fundamentals and news.
result LLM-generated scenarios yield stable tail-risk amplification with limited sensitivity to retrieval choices.

Study on systemic risk in European insurance sector, showing insurer connections during stress.

problem Understanding systemic risk connectedness in European insurance sector.
method Common connectedness framework applied to returns, volatility, value-at-risk, and expected shortfall.
result Insurers are a significant component of systemic risk connectedness, especially during stress episodes.

RL-CVaR model improves insurance reserving under economic stress.

problem Managing insurance reserve setting under claim development uncertainty and macroeconomic stress.
method Reinforcement Learning (PPO) with CVaR constraints, trained under regime-aware curriculum.
result RL-CVaR policy reduces solvency violations and tail-risk compared to classical methods.

New method makes quality metrics scale-invariant for high-dimensional data.

problem Scale sensitivity in quality metrics affects the accuracy of data projections.
method Analytical and empirical investigation of stress and KL divergence; introduction of a scale-invariant technique.
result The proposed technique accurately captures expected behavior and makes metrics scale-invariant.

The paper develops a method to predict the latent deterioration phase in limit order books before stress is observed.

problem Limit order books can transition rapidly from stable to stressed conditions, making it difficult to detect the latent deterioration phase.
method The paper formalizes a three-regime causal data-generating process and proposes a trigger-based detector combining MAX aggregation of complementary signal channels, a rising-edge condition, and adaptive thresholding.
result The proposed method achieves mean lead-time of +18.6 timesteps with perfect precision and moderate coverage, outperforming classical change-point and microstructure baselines.

Stablecoin system improves resilience to extreme market events.

problem Vulnerability of stablecoins to extreme volatility and adversarial attacks.
method MVF-Composer uses multi-agent simulations to stress-test and down-weight manipulative signals.
result Reduces peak peg deviation by 57% and mean recovery time by 3.1x under adversarial conditions.

Study assesses climate risks on supply chains and financial systems using detailed firm emissions data.

problem Lack of firm-level CO2 emissions data hinders assessment of transition risks from carbon pricing.
method Used detailed Hungarian firm emissions data and a simple economic ABM model to simulate carbon pricing impacts.
result 45% of companies are directly exposed to carbon pricing, leading to significant economic and financial losses.

Method generates plausible financial stress scenarios using large deviations.

problem Misleading risk management by overlooking or overemphasizing implausible scenarios.
method Exploits large-deviations principle to concentrate risk factors near most likely stress configurations.
result Can generate informative stress scenarios even with limited historical data.

Model predicts operational risk using HMMs with economic covariates.

problem Predicting operational risk losses with time-dependent structures and economic covariates.
method Hidden Markov Models extended to multivariate observations with an auxiliary economic variable.
result Calibration results show relevance of including economic covariates.

AXI assesses bank funding costs transparently, improving loan pricing and reducing financial risk.

problem Lack of credit-sensitive funding benchmarks after LIBOR transition.
method AXI aggregates unsecured funding transactions across maturities, producing a daily credit spread.
result AXI correlates with financial conditions and market stress, reducing funding risk and offering spread discounts.

Develops a method for reverse stress testing in multivariate scenarios.

problem Reconstructing a multivariate stress scenario from a single exogenous shock.
method Maximizing conditional density under three distributional assumptions.
result Simulated scenarios are economically coherent and reproduce risk-reward asymmetry.

Study compares empirical systemic risk with balance sheet risk in interbank networks.

problem Disentangling balance sheet risk from network effects in systemic risk.
method Generalised DebtRank dynamics and maximum-entropy approach to compare observed and expected systemic risk.
result Systemic risk levels are compatible but differ significantly during turbulent times.

A hybrid model combines diffusion and neural operator methods for stress prediction in hyperelastic materials.

problem Challenges in predicting stress fields in hyperelastic materials with complex microstructures.
method A hybrid surrogate framework combining a conditional denoising diffusion probabilistic model (cDDPM) and a modified DeepONet.
result The hybrid model consistently outperforms traditional methods by one to two orders of magnitude.

Develops a method for stress testing correlations of financial portfolios.

problem Stress testing correlations in financial asset portfolios.
method Parametric representation of correlations, Bayesian variable selection, joint distribution of stress scenarios.
result Inference of worst-case correlation scenarios using stress tests.

Credit risk stress tests can misrepresent default probabilities due to inconsistent parameterization.

problem Misleading default probability projections in credit risk stress tests.
method Analysis of credit risk stress testing models and their parameterization.
result Current portfolios tend to align with through-the-cycle portfolios, leading to spurious default rate projections.

Paper proposes MAST to identify stress conditions in forecasting models.

problem Improving reliability and transparency of univariate forecasting models under stress.
method Meta-learning and data augmentation approach to predict stress conditions.
result MAST identifies conditions leading to large errors in forecasting models.

Paper defines p-biharmonic submanifolds and stress tensors in space forms.

problem Characterizing p-biharmonic submanifolds in space forms.
method Provided necessary and sufficient conditions for p-biharmonic submanifolds and properties of stress p-bienergy tensors.
result New properties of stress p-bienergy tensors for p-biharmonic submanifolds.

Using Hilbert's criterion, we consider the stress-energy tensor associated to the bienergy functional. We show that it derives from a variational problem on metrics and exhibit the peculiarity of dimension four. First, we use this tensor to construct new examples of biharmonic maps, then classify maps with vanishing or…

2006-02-01abs ↗pdf ↗

This paper uses multivariate probability models to assess financial system risks.

problem Assessing systemic risk in financial systems.
method Computes multivariate conditional probability distributions for elliptical distributions, focusing on Student-t and Normal models.
result Proposes measures of stress impact and systemic risk.

Research shows ESG signals lower exposure to market fragility during stress periods.

problem Market fragility often occurs together, and ESG is associated with reduced exposure.
method Monthly data on S&P 500 constituents from 2014 to 2025, analyzing downside returns, volatility, illiquidity, and cofragility states.
result A one-standard-deviation increase in ESG lowers the probability of severe cofragility by 0.92 percentage points during stress periods.

The study models credit risk using Merton's framework and binomial trees.

problem Credit risk pricing and implied volatility estimation.
method Calibrated using Merton's structural model, with asset volatility derived from Black-Scholes-Merton. Implied mean return and probability surfaces constructed using a recombining binomial tree.
result Established a practical method for constructing implied credit surfaces.

With the growing popularity of wearable devices, the ability to utilize physiological data collected from these devices to predict the wearer's mental state such as mood and stress suggests great clinical applications, yet such a task is extremely challenging. In this paper, we present a general platform for personaliz…

2019-06-26abs ↗pdf ↗

Neural networks predict flow and elastic stresses in viscoelastic turbulence.

problem Predicting flow and elastic stresses in viscoelastic turbulent flows using limited experimental data.
method Convolutional neural networks trained on wall-normal velocity and pressure data.
result Neural networks accurately predict flow and elastic stresses, especially during low-drag events.

This work extends elasticity theory to curved spaces, solving stress potentials.

problem Addressing elasticity in curved spaces with boundary.
method Using double forms and bilaplacian operator regularity, solving biharmonic equations.
result Stress potentials can be used in non-Euclidean geometries.

Paper improves SVaR estimation for stress testing under macro scenarios using a hybrid GPR-HS framework.

problem Numerical instability in traditional SVaR estimation under extreme shocks.
method Extends GPR-HS framework to forward-looking stress scenarios with SACS for stable covariance.
result Stable SVaR ranges from -2.1020% to -2.2231%, preserving coherence property.