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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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24497397 · May 202619922001200920172026
48 results for LLM personalization

FSPO optimizes synthetic preferences for LLM personalization.

problem Personalizing large language models for diverse users.
method FSPO reframes reward modeling as a meta-learning problem, using few labeled preferences and synthetic data.
result FSPO achieves high winrates in personalized responses, both synthetic and real.

LLMs can simulate human investment attitudes based on personality traits.

problem Investigating how LLMs mimic human investment behaviors.
method Simulated investment task using LLM personas with specific Big Five personality profiles.
result LLMs can produce meaningful behavioural differences in investment tasks that align with human traits.

Study shows LLM-advisors match human performance in eliciting preferences but struggle with conflicting needs and trust.

problem How do LLM-advisors perform in complex financial domains where domain expertise is crucial?
method Lab-based user study with 64 participants, focusing on three challenges: preference elicitation, personalized guidance, and relationship building.
result LLM-advisors can match human performance in preference elicitation but struggle with conflicting needs and trust issues.

Study reveals LLM personality patterns but lacks behavioral consistency.

problem Understanding and validating personality traits in LLMs.
method Characterized LLM personality across three dimensions: training dynamics, self-report validity, and intervention effects.
result Self-reported traits do not reliably predict behavior, and instructional alignment affects trait expression but not behavior.

New framework analyzes LLM personalization trade-offs under congestion.

problem Tension between personalization and resource sharing in LLMs.
method Developed a statistical-economic framework to model user incentives.
result Congestion can flip rankings of SFT and ICL, and offers both methods never hurt profits.

Study uses LLMs to create personalized treatment plans for rare gynecological tumors.

problem Suboptimal management and poor prognosis due to low incidence and heterogeneity of rare gynecological tumors.
method Developed a digital twin system using LLMs to integrate clinical and biomarker data.
result LLM-enabled digital twins efficiently model individual patient trajectories and identify potential treatment options.

Model user preferences for conversational LLMs using weak rewards.

problem Lack of persistent user models in conversational LLMs leading to repeated user restatements.
method Vector-Adapted Retrieval Scoring (VARS) framework that updates user vectors online from weak scalar rewards.
result Full VARS agent achieves strongest overall performance, matches strong Reflection baseline in task success, and reduces user effort.

Paper fine-tunes LLMs using user edits, unifying preference, supervision, and reward feedback.

problem Adapting LLMs to user preferences and feedback types.
method Derives bounds for learning algorithms from user edits, proposes an ensembling procedure.
result Ensembling procedure outperforms individual feedback methods and robustly adapts to different user-edit distributions.

Study examines if LLMs' trading styles match real market behavior.

problem Lack of behavioral consistency in LLMs' trading strategies.
method Year-long simulations with LLMs, operationalizing behavioral finance drivers, and comparing with financial theory.
result LLMs' strategy switching is only partially consistent with behavioral finance theories.

Fund2Persona creates personalized financial advisor personas from fund data, improving investment advice.

problem Lack of consistent advisor expertise and difficulty in encoding it in LLM systems.
method Grounds financial advisor personas in fund disclosures, market context, and manager commentary through an agentic actor--scorer--patcher loop.
result Personas better recover portfolio decisions and manager interpretation than generic baselines.

Fund2Persona creates personalized financial advisor personas from fund data, improving investment advice and manager interpretation.

problem Lack of consistent and specific financial advisor expertise in personalized investment advice.
method Grounds financial advisor personas in fund disclosures, holdings transitions, market context, and manager commentary through an agentic actor--scorer--patcher loop.
result Personas better recover portfolio decisions and grounded manager interpretation than generic baselines.

Efficient algorithm for learning from indirect feedback in complex decision-making scenarios.

problem Learning from indirect feedback in realistic scenarios with personalized mechanisms.
method IGW algorithm for policy optimization, extending reward-estimator construction from single-step to multi-step.
result Achieves sublinear regret guarantee for contextual episodic MDPs with personalized feedback.

Transformer architecture struggles with complex tasks due to limitations in function composition.

problem Transformer architecture's limitations in handling complex tasks.
method Used Communication Complexity to prove limitations in composing functions.
result Transformer layer is incapable of handling large domain functions, even when domains are small.

LLM-Lasso uses LLMs to improve feature selection in Lasso regression.

problem Improving feature selection in Lasso regression with domain-specific knowledge.
method Combines LLMs with Lasso regularization to generate feature weights.
result Outperforms standard Lasso and feature selection baselines in biomedical studies.

FLUID-LLM uses LLMs to predict fluid dynamics with improved accuracy.

problem Leveraging LLMs for CFD due to their pattern recognition abilities but struggles with fluid dynamics complexities.
method Combines pre-trained LLMs with spatiotemporal-aware encoding to predict unsteady fluid dynamics.
result Significant performance improvements in CFD predictions across various datasets.

This paper improves continuous adversarial training for LLMs using in-context learning theory.

problem Efficiently defending large language models (LLMs) against jailbreak attacks.
method The paper presents a theoretical analysis of continuous adversarial training (CAT) for LLMs based on in-context learning (ICL) theory, proving a robust generalization bound and proposing an improved regularization term.
result The robust generalization bound explains why CAT can defend against jailbreak prompts and shows that LLM robustness is related to embedding matrix singular values.

LLMs mimic human traders in finance, but not as much as expected.

problem Evaluating how LLMs behave in financial markets.
method Adapted experimental design with LLMs and human traders, analyzed in single and mixed model settings.
result LLMs tend to price assets near their fundamental value, but not as much as humans, and show less trading strategy variance.

LLMs struggle to optimize hyperparameters efficiently, but hybrid methods can improve performance.

problem Optimizing hyperparameters of small language models using LLMs.
method Comparison of classical HPO algorithms and LLM-based methods, introducing Centaur hybrid approach.
result Hybrid Centaur approach achieves best results, outperforming classical and pure LLM methods.

BED-LLM uses Bayesian experimental design to improve LLMs' information gathering.

problem Improving LLMs' ability to gather information adaptively.
method Iteratively choosing questions to maximize expected information gain using a probabilistic model.
result BED-LLM achieves substantial performance gains compared to other adaptive design strategies.

New benchmarks show LLMs struggle with causal discovery.

problem Leveraging LLMs for causal discovery is unreliable due to dataset leakage.
method Developing science-grounded benchmarks and hybrid methods combining LLM predictions with statistical analysis.
result LLMs perform poorly on novel, real-world scientific studies compared to classical methods.

LLMs overestimate stock returns and are less accurate at predicting extreme outcomes.

problem Behavioral biases in LLMs' stock return forecasts.
method Comparison of LLM forecasts with crowd-sourced estimates and historical data.
result LLMs overestimate stock returns and are less accurate at predicting extreme outcomes.

Statsformer validates and adapts LLM-derived semantic priors for improved supervised learning.

problem Unreliable semantic priors from LLMs can degrade supervised learning performance.
method Adapts LLM-derived feature scores into a family of learner-specific prior-injection mechanisms, calibrating their influence using out-of-fold validation.
result Improves prediction performance by adaptively downweighting unreliable LLM priors, ensuring a guardrailed statistical learning system.

AlphaPruning optimizes LLM pruning using HT-SR theory for better performance.

problem Improving pruning of large language models to reduce size without sacrificing performance.
method AlphaPruning uses HT-SR theory to allocate layerwise sparsity ratios more theoretically.
result AlphaPruning prunes LLaMA-7B to 80% sparsity with reasonable perplexity.

The paper introduces Relative Bias to quantify LLM bias systematically.

problem Quantifying bias in LLMs is challenging due to ambiguity and rapid model emergence.
method Relative Bias framework using Embedding Transformation and LLM-as-a-Judge methodologies.
result The two scoring methods show strong alignment, providing a systematic approach.

Method constructs finance LLMs without instruction data using pretraining and model merging.

problem Developing domain-specific LLMs for finance is resource-intensive.
method Continual pretraining on financial data + model merging of instruction-tuned and domain-specific pretrained vectors.
result Successfully constructs instruction-tuned LLMs for finance without additional instruction data.

Bayesian approach quantifies uncertainty in LLM-based systems.

problem Uncertainty quantification in LLM-based systems, especially for high-stakes applications.
method Interpreting prompts as parameters in a Bayesian model, using MHLP for inference.
result Improvements in predictive accuracy and uncertainty quantification on various benchmarks.

Diffusion LLMs can efficiently generate harmful prompts for adversarial testing.

problem Generating harmful prompts for adversarial testing is resource-intensive and costly.
method Transformed adversarial prompt optimization into an efficient inference task using pretrained Diffusion LLMs.
result Only a few conditional samples are required to generate harmful prompts with high reward.

LLMs can help explain credit risk models but not autonomously.

problem Leveraging LLMs for post-hoc explainability in credit risk models.
method Comparison of LLM outputs with SHAP and coefficient-based attributions on three LMs.
result LLMs reliably preserve feature-importance rankings but poorly align with autonomous explanations.

New attack reveals memorization patterns in pre-trained LLMs.

problem Determining if a data point was part of a pre-trained LLM's training set.
method Adapts MIA statistical tests to LLM's perplexity dynamics of subsequences.
result Significantly outperforms prior approaches in membership inference attacks.

Study evaluates how much knowledge LLMs have by comparing their prediction accuracy to flexible models.

problem Evaluating the predictive power of LLMs without access to their training data.
method Equivalent sample size measure, comparing LLM's prediction error to flexible models trained on varying amounts of domain-specific data.
result LLMs encode varying amounts of predictive information across different economic variables.