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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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48 results for option matching

Theoretical models applied to option pricing should take into account the empirical characteristics of the underlying financial time series. In this paper, we show how to price basket options when assets follow a shifted log-normal process with jumps capable of accommodating negative skewness. Our technique is based on…

2013-12-16abs ↗pdf ↗

A new method approximates option pricing in stochastic interest rate markets.

problem Approximating option pricing in markets with stochastic interest rates.
method Gaussian moment matching technique applied to a conditional Black \& Scholes formula.
result The method performs remarkably well, even compared to other techniques.

The paper presents an approximate formula for European mortgage options pricing.

problem Pricing European mortgage options with accuracy and efficiency.
method Approximation of the underlying price distribution using lognormal distributions and matching moments.
result The proposed formula provides a good approximation with high accuracy compared to Monte Carlo simulations.

In this paper, a standard PDE for the pricing of arithmetic average strike Asian call option is presented. A Crank-Nicolson Implicit Method and a Higher Order Compact finite difference scheme for this pricing problem is derived. Both these schemes were implemented for various values of risk free rate and volatility. Th…

2011-06-10abs ↗pdf ↗

Develops efficient methods for approximating densities of financial models with jumps.

problem Approximating densities of affine jump diffusions with state-independent jump intensities.
method Recursive approach for deriving closed-form solutions to moments, constructing density approximations via moment matching.
result Superior computational efficiency and precision in option pricing and simulation compared to existing techniques.

GMMNs model cross-sectional dependence for better option pricing and simulation.

problem Modeling cross-sectional dependence between stochastic processes.
method Generative moment matching networks (GMMNs) for geometric Brownian motions and ARMA-GARCH models.
result GMMNs produce dependent quasi-random samples with variance reduction.

In some options markets (e.g. commodities), options are listed with only a single maturity for each underlying. In others, (e.g. equities, currencies), options are listed with multiple maturities. In this paper, we provide an algorithm for calibrating a pure jump Markov martingale model to match the market prices of Eu…

2013-08-10abs ↗pdf ↗

The paper proposes a new method to calibrate option pricing models that accurately match both volatility surfaces and variance term structures.

problem Calibrated models often produce inaccurate variance term structures relative to market observations.
method The paper introduces a joint calibration framework that augments the conventional objective function with a penalty term for variance term structure deviations, using a hyperparameter to balance volatility surface and variance term structure weights.
result The proposed method accurately fits observed option prices while delivering realistic term structures of variance.

We correct a mistake in the published version of our paper. Our new conclusion is that the "implied leverage effect" for single stocks is underestimated by option markets for short maturities and overestimated for long maturities, while it is always overestimated for OEX options, except for the shortest maturities wher…

2011-05-25abs ↗pdf ↗

AES scheme improves Bermudan and American option pricing for Heston models.

problem Pricing Bermudan and American options under Heston models efficiently.
method AES scheme using non-central chi-square distribution for variance process.
result AES achieves higher accuracy and computational efficiency for Bermudan options.

In this paper we present a new methodology for option pricing. The main idea consists to represent a generic probability distribution function (PDF) via a perturbative expansion around a given, simpler, PDF (typically a gaussian function) by matching moments of increasing order. Because, as shown in literature, the pri…

2004-01-26abs ↗pdf ↗

Improved option pricing for SABR model using Gauss-Hermite quadrature.

problem Improving accuracy of option pricing in the SABR model.
method Using Gauss-Hermite quadrature for numerical integration of the integrated variance.
result New method provides accurate option prices across all strike prices.

An unsupervised deep learning method solves PIDEs for option pricing.

problem Solving partial integro-differential equations for financial option pricing.
method Employing unsupervised deep learning to directly solve PIDEs without requiring labeled data.
result An unsupervised neural network accurately solves PIDEs and calculates derivatives and integrals.

The paper compares machine learning methods with traditional techniques for pricing and sensitivities of financial products with path-dependent structures.

problem Evaluating financial products with early-termination clauses, especially those with path-dependent structures.
method The paper compares regression methods including randomized recurrent and feed-forward neural networks, and a novel approach using signatures of the underlying price process, with traditional polynomial basis functions for pricing and sensitivities.
result Machine learning algorithms often match the accuracy and efficiency of traditional methods for Asian and look-back options, while randomized neural networks are best for callable certificates.

ETCNN uses neural networks to price American options accurately.

problem Accurately pricing American options with inequality constraints.
method ETCNN framework solving BSM equations with exact terminal condition.
result ETCNN achieves high accuracy and robustness across various scenarios.

RL and DTSOC for final quadratic hedging performance studied.

problem Optimal hedging of European call options with and without transaction costs.
method Reinforcement Learning and Deep Trajectory-based Stochastic Optimal Control.
result RL and DTSOC perform similarly to variance-optimal hedging in various market models.

The paper solves the skewness problem in high-dimensional basket options.

problem Inconsistent skewness between individual stock options and basket options on an index.
method Developed an effective local volatility model and calibrated the basket to the index smile using a jump-diffusion model.
result The method resolves the skewness issue, matching the index smile in basket option prices.

The paper models Gasoil options using Brent benchmarks, improving volatility estimation.

problem Inability to directly model illiquid Gasoil options market.
method Jointly models Brent and Gasoil futures prices with a correlated Bachelier model, estimating volatility spread.
result The proposed framework accurately maps Brent implied volatilities to Gasoil implied volatilities.

Develops a new option pricing model using heavy-tailed distributions.

problem Inaccurate option pricing due to traditional models' assumption of normal distribution for log returns.
method Uses Student's t-distribution with three degrees of freedom for log returns, truncates supports to fit finite values, and applies no-arbitrage principles.
result Truncated Student's t-distributions provide accurate option pricing and satisfy no-arbitrage principles.

Generative model prices basket options efficiently.

problem Real-time pricing of basket options with varying market inputs.
method Truncated path signatures and Mixture Density Networks (MDN) for learning the terminal density.
result The model produces small pricing errors and matches Monte Carlo simulations closely.

Improved pricing method for American options in various models.

problem Efficient pricing of American options in jump-diffusion models and barrier options.
method Hybrid method combining perturbative arguments and quadratic approximation.
result Higher order approximations provide significantly more pricing accuracy.

The study models mortgage prepayment risk using stochastic housing market activity.

problem Modeling prepayment risk in mortgages under varying housing market conditions.
method Developed a stochastic model for prepayment option value, using swaption pricing formulas and non-standard actuarial hedging.
result Housing market covariance significantly impacts prepayment option prices.

Enhancing the Black-Scholes model with Lévy processes and Malliavin calculus

problem Improving option valuation by incorporating stochastic volatility and jumps
method Deriving a pricing formula and exact implied volatility using multidimensional Itô calculus and Malliavin calculus
result Better capture of empirical features like volatility smiles

The paper introduces a new model to improve exotic option pricing.

problem Challenges in pricing exotic options and structured products due to market phenomena.
method Introduces a Diffusion-Conditional Probability Model (DDPM) with a composite loss function and P-Q dynamic game framework.
result The DDPM outperforms traditional models in dynamic games for European and Asian options, but underestimates tail risks.

New models avoid probability in option pricing, matching historical and implied volatilities.

problem Developing option pricing models without probability.
method Statistical analysis of historical volatility and pathwise lift of stock dynamics.
result Option pricing models can be based on pathwise properties of stock dynamics.

Unified framework for imitation learning via moment matching.

problem Closing the gap between imitation and real-world performance.
method Classifying imitation learning algorithms based on reward or action-value moment matching, considering adversarial divergences.
result Derivation of bounds on policy performance for all algorithms in each class, and introduction of moment recoverability.

A new method computes Greeks for multi-asset options using tensor trains and Fourier transforms.

problem Efficient computation of Greeks for multi-asset options with high accuracy and low sample complexity.
method Tensor train (TT) representations of Fourier-based pricing functions, combined with numerical differentiation or analytical approaches.
result Significant speed-ups of up to 105imes10^{5} imes over Monte Carlo simulations while maintaining comparable accuracy.

Quantum state preparation framework speeds up basket option pricing.

problem Limited practical benefit of quantum amplitude estimation due to state-preparation depth.
method Structure-aware tensor-train rank-based variational state preparation.
result State-preparation depth scaling replaced with linear scaling, maintaining low basket-pricing errors.

Writing the article-Time independent pricing of options in range bound markets; the question in the title came naturally to my mind. It is stated, in the above article, that in certain market conditions the stock price is subjected to an equation that exactly matches a time independent Schrodinger equation. The time in…

2013-05-07abs ↗pdf ↗