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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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2515037541,005 · Jun 202019922001200920182026
48 results for forward performance

Develops a new class of forward performance processes for investment pools.

problem Investment performance in market models with continuous semimartingale stock prices.
method Constructs a broad class of forward performance processes with power mixture initial conditions.
result Characterizes and derives properties of two-power mixture forward performance processes.

New method for dynamic valuation in markets with random endowments.

problem Dynamic valuation in markets with random endowments.
method Developed new FBSDE systems and established optimality conditions.
result Established necessary and sufficient conditions for optimality.

In a Markovian stochastic volatility model, we consider financial agents whose investment criteria are modelled by forward exponential performance processes. The problem of contingent claim indifference valuation is first addressed and a number of properties are proved and discussed. Special attention is given to the c…

2011-09-18abs ↗pdf ↗

Study of portfolio management under relative performance concerns using mean field games.

problem Portfolio management problems under relative performance concerns.
method Forward utilities of CARA type, mean field games, best response and equilibrium strategies.
result Solve forward-utility finite player game and mean-field game under asset specialization.

The paper analyzes performance criteria for competing fund managers in Ito-diffusion markets.

problem Analyzing performance of competing fund managers in Ito-diffusion markets.
method Developed forward relative performance criteria and forward Nash equilibrium for passive and competitive cases.
result Extended performance criteria for investment problems in Ito-diffusion markets.

Forward-prediction models enhance physical reasoning, but only for specific tasks.

problem Improving physical reasoning in complex tasks involving many objects.
method Incorporated forward-prediction models into simple physical-reasoning agents and evaluated their performance on the PHYRE benchmark.
result Forward-prediction models improve physical-reasoning performance, especially on complex tasks, but generalization to new task templates is challenging.

Introduces new performance criteria for investment under distorted probabilities.

problem Reconciling time-consistent performance with probability distortions.
method Two definitions of forward rank-dependent criteria, equivalence established; characterization of viable probability distortion processes.
result Characterization of optimal wealth process and new distorted measure.

Paper presents IMRCs for evolving tasks with forward and backward learning.

problem Incremental learning of evolving tasks with few samples per task.
method Incremental minimax risk classifiers (IMRCs) that exploit forward and backward learning.
result IMRCs provide significant performance improvement, especially with reduced sample sizes.

The article constructs a forward utility for markets with multiple default risks.

problem Characterizing forward performance processes in a market with multiple default risks.
method Using Jacod-Pham decomposition and recursive BSDEs, the article constructs a forward utility and proves its existence and uniqueness.
result The article identifies the risk-sensitive long-run growth rate of the optimal wealth process in a stochastic factor model with ergodic dynamics.

This study optimizes trading strategy parameters using walk-forward techniques and finds robust performance.

problem Optimizing trading strategy performance through parameter optimization.
method Walk-forward optimization with varying window lengths, tested on Bitcoin, Binance Coin, and Ethereum.
result The strategy outperforms Buy-and-Hold with lower drawdown and higher Information Ratio.

Study on predictable forward processes in trading without frequent evaluations.

problem Trading performance evaluation times not matching trading times.
method Solving a linear functional equation to construct predictable forward processes.
result Predictable forward processes are inherently myopic and optimal strategies do not use future information.

Study forward investment performance in semimartingale markets with stochastic factors.

problem Investigate forward investment performance in incomplete semimartingale markets with power risk preferences and stochastic integrated factors.
method Develop necessary and sufficient conditions for FIPP existence, use integral representations, and solve ill-posed HJB equations.
result Explicit constructions for time-monotone FIPPs in semimartingale models, generalizing from Brownian to semimartingale markets.

KINet learns object interactions without supervision for robotic pushing.

problem Lack of supervised data for object-centric forward prediction.
method End-to-end unsupervised framework using keypoint representation and contrastive estimation.
result Automatically generalizes to unseen scenarios and accurately predicts future states.

The paper solves investment problems with uncertain factors using game theory.

problem Optimal forward investment in an incomplete market with model uncertainty.
method Combining stochastic differential games and ergodic BSDE approach.
result Representation of robust forward performance processes in factor form.

Solves new quadratic BSDE systems for market performance analysis.

problem Characterizing forward performance processes in regime switching markets.
method Introduces and solves ergodic BSDE systems in infinite time horizon.
result Connection between ergodic BSDE solutions and long-term growth rates of utility maximization.

Backpropagation-free trunk training improves model performance on various benchmarks.

problem Memory inefficiency and noisy gradient estimates in deep network training.
method Split Forward Gradient (Split-FG) method that splits network into trunk and head, estimating only trunk gradient.
result Split-FG achieves better performance than pure forward-gradient training and backpropagation on various benchmarks.

Forward translation improves neural machine translation for sentences originally in source language.

problem Improving neural machine translation quality using synthetic data.
method Case study with French-English news translation, separating test sets by original language, analyzing domains, translationese, and noise.
result Forward translation delivers superior gains on sentences originally in source language, complementing back-translation on target language sentences.

A simple approach improves performance on both past and future tasks in lifelong learning.

problem Forgetting in lifelong learning, where performance on past tasks degrades when learning new tasks.
method Representation ensembling to improve performance on both future and past tasks.
result Representation ensembling demonstrates both forward and backward transfer across various datasets.

We introduce a new class of forward performance processes that are endogenous and predictable with regards to an underlying market information set and, furthermore, are updated at discrete times. We analyze in detail a binomial model whose parameters are random and updated dynamically as the market evolves. We show tha…

2016-11-14abs ↗pdf ↗

This work optimizes reservoir computing models by linking recurrence and non-linear dynamics.

problem Understanding how recurrence and non-linear dynamics in cortical networks contribute to their function.
method Transformed time-continuous, recurrent dynamics into an effective feed-forward structure of linear and non-linear temporal kernels.
result Optimal time-series classifiers can be built from random reservoir networks, demonstrating significant performance gains.

SHINE uses forward pass quasi-Newton matrices to approximate Jacobian inverses for faster bi-level optimization.

problem Efficiently solving bi-level optimization problems with large Jacobian matrices.
method Proposes using quasi-Newton matrices from the forward pass to approximate the inverse Jacobian matrix.
result Empirically shows SHINE reduces computational cost of the backward pass for various problems.

SSFN self-estimates network size with low complexity and consistent performance.

problem Designing a self-estimating feed-forward network with low complexity and consistent performance.
method Joint optimization for layer and node estimation, low computational complexity, and use of lossless flow property and convex optimization.
result Consistent performance across Monte-Carlo trials and monotonically non-increasing cost with network growth.

Study optimal investment and reinsurance for insurance companies in a dynamic market model.

problem Optimal investment and reinsurance strategies for insurance companies in a regime-switching market model.
method Forward dynamic exponential utility, value function construction, proportional reinsurance optimization.
result Characterization of optimal investment strategy and proportional reinsurance level.

This research examines the geometry of latent spaces in push-forward generative models.

problem Tendency of deep generative models to output samples outside target distribution support.
method Geometric measure theory and truncation method to enforce simplicial cluster structure.
result Proves sufficient condition for optimality in latent space geometry.

This paper optimizes autonomous vehicle controllers using data-driven methods.

problem Designing robust controllers for autonomous vehicles that handle external and internal disturbances.
method Data-driven approach using principal component analysis and time delay neural networks.
result Improved controller performance through a feed-forward compensator.

Neural Flow Diffusion Models improve diffusion models by learning flexible forward processes.

problem Fixed forward processes in diffusion models complicate reverse processes and increase inference costs.
method Introduces NFDM, a framework supporting flexible forward processes and a novel parameterization technique.
result Demonstrates strong performance in likelihood estimation and learning generative dynamics.

New method uses neural nets in Hilbert space for option pricing on flow forwards.

problem Pricing options on flow forwards with neural networks in Hilbert space.
method Optimization problem in Hilbert space solved by a novel feedforward neural network architecture.
result Excellent numerical efficiency and superior performance over classical methods.

Paper uses neural networks to analyze oil price impact on Iranian stock and industry indices.

problem Impact of oil price volatility on Tehran stock and industry indices.
method Feed-forward neural networks analysis of two periods: sanctions and post-sanctions.
result Neural networks predict stock and industry indices well, showing significant oil price volatility impact.

Investigates optimal pension policies in PAYG systems with forward utility and ageing population.

problem Optimal investment and pension policies in PAYG systems with sustainability and adequacy constraints.
method Non-zero volatility forward CRRA utilities, closed-form optimal policies, detailed numerical analysis.
result Characterization of optimal policies and detailed impact analysis under various scenarios.

We analyze a new type of debt that rewards investors based on company performance.

problem Challenges in accounting and pricing equity-based debt obligations.
method Formulated and solved the associated mathematical problem in discrete and continuous time settings using FBSDE and decoupling fields.
result Solved the continuous time problem using FBSDE and decoupling fields.