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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3917831,1741,565 · Jun 202019922001200920172026
48 results for empirical model

Empirical mode modeling improves state-space analysis of noisy data.

problem Analyzing nonlinear systems with noisy data.
method Combining empirical mode decomposition with empirical dynamic modeling.
result Empirical mode modeling enhances state-space representations in noisy data.

We investigate the historical volatility of the 100 most capitalized stocks traded in US equity markets. An empirical probability density function (pdf) of volatility is obtained and compared with the theoretical predictions of a lognormal model and of the Hull and White model. The lognormal model well describes the pd…

2002-02-28abs ↗pdf ↗

Personal income distributions in Japan are analyzed empirically and a simple stochastic model of the income process is proposed. Based on empirical facts, we propose a minimal two-factor model. Our model of personal income consists of an asset accumulation process and a wage process. We show that these simple processes…

2005-05-25abs ↗pdf ↗

Improved sample complexity for diffusion models without needing empirical risk minimizers.

problem Theoretical limitations in sample complexity for diffusion models.
method Structured decomposition of score estimation error, eliminating dependence on neural network parameters.
result Achieved sample complexity bound of O(ε^(-4)) without empirical risk minimizer access.

EMPIR combines low and full precision DNNs to enhance robustness against adversarial attacks.

problem Vulnerability of DNNs to adversarial attacks that misclassify inputs with small perturbations.
method Ensemble of quantized DNN models with different numerical precisions.
result EMPIR ensembles increase adversarial robustness by 42.6% on average across different tasks.

Bayesian predictive inference analyzes a dataset to make predictions about new observations. When a model does not match the data, predictive accuracy suffers. We develop population empirical Bayes (POP-EB), a hierarchical framework that explicitly models the empirical population distribution as part of Bayesian analys…

2014-11-02abs ↗pdf ↗

A new model of learning corrects for chance to improve learning outcomes.

problem The importance of chance-corrected measures in learning.
method Developed two models: Informatron and AdaBook, based on empirical psychological results.
result Chance correction facilitates learning, as shown by computational results.

A new DP algorithm for weighted ERM protects sensitive data in predictive models.

problem Protecting sensitive personal information in predictive models trained via ERM.
method Proposes the first differentially private algorithm for weighted ERM with formal privacy guarantees.
result Demonstrates strong DP guarantees while maintaining robust performance in real-world data.

Bayesian networks with latent variables are characterized and their likelihoods compared.

problem Characterizing and comparing likelihoods of Bayesian networks with latent variables.
method Characterized likelihood function and empirical Bayesian network. Proved dominance of global maximum likelihood from empirical model.
result The global maximum likelihood of the original Bayesian network is attained if and only if parameters are consistent with empirical model.

Empirical study finds variance swap rate is affine in spot variance for S&P500 data.

problem Investigating the relationship between variance swap rate and spot variance.
method Empirical analysis using S&P500 data from 2006-2018, testing different models.
result Affine relationship between variance swap rate and spot variance is supported.

The stochastic block model accurately describes most empirical networks but struggles with large diameter and slow-mixing networks.

problem Assessing the quality of fit of the stochastic block model for empirical networks.
method Posterior predictive model checking using network descriptors.
result The stochastic block model can accurately describe most empirical networks but struggles with large diameter and slow-mixing networks.

This research uses empirical copulas to price quanto options, showing significant differences from traditional models.

problem The dependence relation between currency and asset prices affects quanto option pricing.
method Empirical copulas are used to model the dependence between currency and asset prices.
result Empirical copulas provide non-negligible pricing differences compared to traditional models.

Empirical study shows standard CNNs deviate from NTK predictions.

problem Understanding how standard finite-width CNNs behave compared to their infinite-width NTK counterparts.
method Empirical analysis of AlexNet and LeNet architectures.
result Standard CNNs deviate significantly from their NTK counterparts, but deviation decreases with wider networks.

We consider a financial market model which consists of a financial asset and a large number of interacting agents classified into many types. Different types of agents are heterogeneous in their price expectations. Each agent can change its type based on the current empirical distribution of the types and the equilibri…

2007-03-28abs ↗pdf ↗

The most common stochastic volatility models such as the Ornstein-Uhlenbeck (OU), the Heston, the exponential OU (ExpOU) and Hull-White models define volatility as a Markovian process. In this work we check of the applicability of the Markovian approximation at separate times scales and will try to answer the question …

2006-11-06abs ↗pdf ↗

Introduces foundation priors for using model-generated data in empirical research.

problem Using model-generated data as real observations in empirical research.
method Introduces foundation priors as an exponential-tilted, generalized Bayesian update of the user's primitive prior.
result Synthetic data reflects both model patterns and user's priors, enabling principled use in empirical work.

This paper evaluates how different imputation methods affect predictive models.

problem The impact of different imputation methods on predictive models' performance.
method Systematic evaluation of various imputation methods for different data sets and machine learning algorithms.
result Recommendation of a general method for empirical benchmarking of imputation methods.

We develop an empirical behavioural order-driven (EBOD) model, which consists of an order placement process and an order cancellation process. Price limit rules are introduced in the definition of relative price. The order placement process is determined by several empirical regularities: the long memory in order direc…

2017-04-14abs ↗pdf ↗

Few-shot learning aims to train efficient predictive models with a few examples. The lack of training data leads to poor models that perform high-variance or low-confidence predictions. In this paper, we propose to meta-learn the ensemble of epoch-wise empirical Bayes models (E3BM) to achieve robust predictions. "Epoch…

2019-04-17abs ↗pdf ↗

We study the dependence structure of market states by estimating empirical pairwise copulas of daily stock returns. We consider both original returns, which exhibit time-varying trends and volatilities, as well as locally normalized ones, where the non-stationarity has been removed. The empirical pairwise copula for ea…

2015-03-31abs ↗pdf ↗

The paper develops a neural network model for SPX option pricing.

problem Developing an empirical model for SPX option pricing.
method Formulated and rigorously evaluated several statistical models including neural network, random forest, and linear regression.
result The neural network model outperforms other models and Black-Scholes-Merton model for SPX option pricing.

While defaults are rare events, losses can be substantial even for credit portfolios with a large number of contracts. Therefore, not only a good evaluation of the probability of default is crucial, but also the severity of losses needs to be estimated. The recovery rate is often modeled independently with regard to th…

2012-03-14abs ↗pdf ↗

Empirical study compares finite- and infinite-width BNNs, revealing performance differences under model mismatch.

problem Comparing BNNs with different widths due to conflicting model properties and inference intractability.
method Empirical comparison of finite- and infinite-width BNNs, analyzing performance under model mismatch.
result Increasing width can hurt BNN performance when the model is mis-specified, and finite-width BNNs generalize better under model mismatch.

The Heston model is validated for option pricing using theoretical derivations and empirical market data.

problem Validating the Heston model for accurate option pricing.
method Theoretical derivations and empirical validations using Monte Carlo simulations and machine learning.
result The Heston model is robust and relevant for current financial markets.

Developed accurate empirical potentials for Si:H nanowires using multi-fidelity Gaussian process.

problem Accurate modeling of Si:H nanowires using fast but inaccurate empirical potentials and slow but accurate first-principle calculations.
method Employed multi-fidelity Gaussian process regression to integrate low-fidelity empirical potential data with high-fidelity first-principle calculations.
result Demonstrated the accuracy of developed empirical potentials for Si:H nanowires.

Large language models correlate in errors, even with different architectures and providers.

problem Lack of empirical evidence on whether different large language models differ meaningfully.
method Empirical evaluation of over 350 large language models using two leaderboards and a resume-screening task.
result Large language models have substantial correlation in errors, even with distinct architectures and providers.

AMP regularization improves deep learning models by favoring flat minima.

problem Improving deep learning model generalization and avoiding overfitting.
method AMP regularization uses adversarial model perturbation to minimize a norm-bounded perturbation of the empirical risk.
result AMP regularization leads to state-of-the-art performance across various deep architectures.