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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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285683111 · Jun 202019922001200920172026
48 results for concave rewards

A new algorithm uses concavity in Gaussian processes to optimize decisions in bandit problems.

problem Optimizing decisions in sequential problems with context-dependent rewards.
method Proposes a UCB algorithm using a shape-constrained reward function estimator based on a Gaussian Process model with concavity constraints.
result Derives regret bounds for the proposed UCB algorithm.

The paper tackles rested bandits with non-decreasing and concave rewards, deriving lower bounds and an efficient algorithm.

problem Studying the sample complexity and optimal strategies for rested bandits with specific reward properties.
method Deriving regret lower bounds and designing an efficient algorithm R-ed-UCB with theoretical and empirical analysis.
result An efficient algorithm R-ed-UCB with a regret bound of O~(T23)\widetilde{\mathcal{O}}(T^{\frac{2}{3}}) under certain conditions.

Algorithm tackles constrained reinforcement learning with concave-convex and knapsack constraints.

problem Constrained episodic reinforcement learning with concave rewards and convex constraints.
method Modular analysis with strong theoretical guarantees for concave-convex and knapsack settings.
result Significantly outperforms existing approaches in constrained episodic environments.

This paper studies GAIL's global convergence for general MDP and nonlinear rewards.

problem Understanding when GAIL algorithms achieve global convergence for general MDP and nonlinear rewards.
method Characterization of global convergence for various policy gradient algorithms applied to GAIL.
result First systematic theoretical study of GAIL for global convergence.

The paper provides tight bounds for improving multi-armed bandits problem.

problem Improving multi-armed bandits problem with concave reward functions.
method Upper and lower bounds for randomized online algorithms, providing an O(klogk)O(\sqrt{k} \log k) approximation.
result Achieved nearly-tight approximation guarantees for the improving multi-armed bandits problem.

We consider the classical problem of sequential resource allocation where a decision maker must repeatedly divide a budget between several resources, each with diminishing returns. This can be recast as a specific stochastic optimization problem where the objective is to maximize the cumulative reward, or equivalently …

2019-02-12abs ↗pdf ↗

This work overcomes bias in concave multi-objective reinforcement learning.

problem Gradient bias in policy gradient methods for concave scalarized multi-objective reinforcement learning.
method Developed a Natural Policy Gradient (NPG) algorithm with a multi-level Monte Carlo (MLMC) estimator.
result Achieved optimal O~(ε2)\widetilde{\mathcal{O}}(ε^{-2}) sample complexity for computing an εε-optimal policy.

Finding optimal policies which maximize long term rewards of Markov Decision Processes requires the use of dynamic programming and backward induction to solve the Bellman optimality equation. However, many real-world problems require optimization of an objective that is non-linear in cumulative rewards for which dynami…

2019-09-06abs ↗pdf ↗

This paper tackles robust control of noisy systems with uncertain distributions.

problem Optimal control of sampled-data stochastic systems with multiplicative noise and distributional ambiguity.
method Develops a convex relaxation to handle the ``concave-max'' geometry and derives a probabilistic performance guarantee.
result Derives an explicit, non-asymptotic bound on the duality gap and proves robust viability conditions.

Algorithm finds near-optimal VaR portfolios using MILP, improving risk management.

problem Computing optimal VaR portfolios is hard due to non-convexity and combinatorial nature.
method Formulates VaR portfolio problem as MILP, uses alternate formulations for guarantees.
result Near-optimal VaR portfolios with near-optimality guarantees.

We study the out-of-sample properties of robust empirical optimization problems with smooth φφ-divergence penalties and smooth concave objective functions, and develop a theory for data-driven calibration of the non-negative "robustness parameter" δδ that controls the size of the deviations from the nominal model. Bu…

2017-11-17abs ↗pdf ↗

Safe exploration in RF-RL doesn't increase sample complexity.

problem Achieving optimal policies with safety constraints in reward-free RL.
method Proposed SWEET framework for tabular and low-rank MDP settings, leveraging truncated value functions.
result Sample complexities match or outperform constraint-free counterparts, proving safety constraints have little impact.

Study improves sampling from non-log-concave distributions using Fisher information.

problem Sampling from non-log-concave distributions with high Fisher information guarantees.
method Proximal sampler with RGO implementation, leveraging log-concave sampling results.
result Improved complexity guarantee in relative Fisher information for non-log-concave sampling.

Established concavity principle for curved spaces.

problem Solving equations on curved spaces with nonnegative curvature.
method Applied concavity principle to elliptic and parabolic equations on locally symmetric spaces with nonnegative curvature.
result First general concavity principle on spaces with non-constant sectional curvature.

Establishes log-concavity estimates for convex domains' first Dirichlet eigenfunctions.

problem Quantifying the Hessian of log-concave eigenfunctions on convex domains.
method Analyzes log-concavity properties of the first Dirichlet eigenfunction on convex domains.
result Obtains quantitative estimates for the Hessian of logu\log u.

New saddle network architectures preserve convex-concave geometry in optimization problems.

problem Optimization models with convex x and concave y components.
method Structured separable decomposition and saddle network architectures.
result Proven one-dimensional approximation theorem and high accuracy on various test functions.

We present a simple connection between differential Harnack inequalities for hypersurface flows and natural concavity properties of their time-of-arrival functions. We prove these concavity properties directly for a large class of flows by applying a concavity maximum principle argument to the corresponding level set f…

2019-12-13abs ↗pdf ↗

We define a class of L-convex-concave subsets of RPn\Bbb{R}P^n, where L is a projective subspace of dimension l in RPn\Bbb{R}P^n. These are sets whose sections by any (l+1)-dimensional space L' containing L are convex and concavely depend on L'. We introduce an L-duality for these sets, and prove that the L-dual to an L-…

2002-03-19abs ↗pdf ↗

Geodesic concavity and hypersymplectic structures in G2G2-structures space.

problem Analyzing the geodesic concavity and hypersymplectic structures in the space of closed G2G2-structures.
method Utilising the geodesic constructed in the previous article, we show geodesic concavity and decrease in length of G2G2 Laplacian flow.
result Hitchin's volume functional is geodesically concave and the G2G2 Laplacian flow decreases the length.

This study examines how earnings announcements affect option volatility and pricing.

problem The impact of earnings announcements on option volatility and pricing.
method Analysis of extremely short-term options data to study bimodality and concavity in IV curves.
result Investors pay a premium to hedge against extreme volatility during earnings announcements in the presence of concave IV smiles.

The study proves non-existence of concave functions on specific metric spaces.

problem Proving the non-existence of concave functions on certain metric spaces.
method Analogue theorems for Alexandrov spaces and CαC^α-Hölder Riemannian manifolds.
result Proves non-existence of concave functions on complete manifolds with finite volume and specific metric spaces.

A scalable gradient-based framework for sparse portfolio selection.

problem Sparse minimum-variance portfolio selection with cardinality constraint.
method Gradient-based optimization with Boolean relaxation and tunable parameter.
result Matches commercial solvers in most instances, differing by a few assets with negligible error in portfolio variance.

Log-concavity proven for multinomial likelihoods under specific constraints.

problem Log-concavity of multinomial likelihoods under interval censoring constraints.
method Proved log-concavity by showing M-convex subsets of the discrete simplex.
result Likelihood function is completely log-concave.

The Links-Gould polynomial of alternating knots is shown to be log-concave and positive.

problem Verifying the positivity and log-concavity of the Links-Gould polynomial for alternating knots.
method Formulated a conjecture and verified it computationally for all 51.3 million knots with up to 19 crossings.
result All but 544 knots satisfy a stronger log-concavity condition.

Introduces CSLC models to bridge deep generative models and classical algorithms.

problem Mode collapse and memorization issues in deep generative models and restrictive assumptions in classical algorithms.
method Introduces conditionally strongly log-concave (CSLC) models, factorizing data distribution into strongly log-concave conditional distributions.
result Efficient parameter estimation and sampling algorithms with theoretical guarantees for non-log-concave data distributions.

Paper finds convexity in translating solitons for concave flows.

problem Understanding convexity in translating solitons for concave extrinsic flows.
method Analyzes convexity estimates for translating solitons evolving under concave functions in Rn+1\mathbb{R}^{n+1}.
result Establishes convexity estimates for translating solitons of concave extrinsic geometric flows.