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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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48 results for anticipated structural breaks

Novel framework synthesizes stochastic trajectories with anticipated structural breaks.

problem Synthesizing forward-looking, time-evolving stochastic trajectories with anticipated structural breaks.
method Anticipatory Neural Jump-Diffusion (ANJD) flow, AVNSG for dynamic spectral whitening.
result The framework effectively captures non-commutative moments and high-order stochastic texture.

ARL bridges non-Markovian decision processes with reinforcement learning, improving foresight and stability.

problem Inaccurate foresight in non-Markovian environments due to state-based methods' limitations.
method Lifted state space into a signature-augmented manifold, using a self-consistent field approach to anticipate future path-law.
result ARL achieves deterministic evaluation of expected returns with reduced computational complexity and variance.

Corrects an earlier theorem, establishing new facts about information structures and non-anticipative aggregation.

problem The nature of information structures and their impact on non-anticipative aggregation.
method Local reduction of pricing to the natural price filtration, stability properties, and the establishment of new facts.
result Non-anticipative signals can reveal future information, requiring dependence among signals (masking relation) and not independence.

Bayesian ARMA model with directional shifts captures structural breaks in compositional time series.

problem Structural breaks in compositional time series due to external shocks or policy changes.
method Developed a Bayesian Dirichlet ARMA model augmented with a directional-shift intervention mechanism.
result The model captures structural breaks through interpretable parameters and produces coherent probabilistic forecasts.

Paper proposes a method to efficiently estimate structural breaks in cointegrating regressions.

problem Estimating structural breaks in cointegrating regressions is challenging due to inconsistency of group lasso.
method Adaptive group lasso procedure using a first step group lasso estimation of diverging breakpoint candidates to produce weights for a second estimation.
result The adaptive group lasso estimator delivers consistent parameter changes and oracle properties.

Paper detects and estimates breaks in high-dimensional functional time series.

problem Detecting and estimating structural breaks in heterogeneous mean functions of high-dimensional functional time series.
method Proposes a new test statistic combining functional CUSUM and power enhancement components, with a clustering algorithm for group structure estimation.
result The proposed techniques have satisfactory performance in finite samples, detecting and estimating breaks effectively.

Anticipatory portfolios use richer models to optimize investments.

problem Optimizing investments with richer models than used for calibration.
method Decision-theoretic definition of anticipation, quadratic geometry, and LQG decomposition.
result Correct anticipation creates value, vacuous anticipation has zero value, and misspecified anticipation is harmful.

Proposes using Dynamic Mode Decomposition with delays for short-term human motion anticipation.

problem Lack of interpretability and explainability in neural network-based motion anticipation methods.
method Dynamic Mode Decomposition with delays for motion representation and prediction.
result Anticipation errors comparable or better than recurrent neural networks for very short times.

The paper examines how markets can anticipate and react to arbitrage opportunities, revealing biases and risks.

problem The tension between no arbitrage, information efficiency, and risk anticipation in markets.
method Continuous time analysis with model- or event-risk, allowing pre-horizon risk-resolution and Risk-Neutral Equivalent pricing.
result Optimised trading can suppress the anticipation of predictable risk-outcomes, creating an apparent Status Quo Bias.

This paper examines how investors mislearn factor risk premia under structural breaks in a misspecified Bayesian framework.

problem Investors' mislearning of factor risk premia under structural breaks in asset pricing models.
method Proposes a minimal Bayesian framework to study how investors learn under a misspecified model that underestimates structural breaks.
result Elevated mislearning is associated with stronger long-horizon returns and Sharpe ratios, consistent with an equilibrium premium for acute model uncertainty.

New algorithm reduces simultaneous asset shocks in financial portfolios.

problem Reducing simultaneous asset shocks in financial portfolios.
method Uses semi-metrics to determine distance between asset structural breaks for portfolio optimization.
result Proposed method outperforms existing metrics in synthetic and real data, reducing volatility and drawdown.

Many data are naturally modeled by an unobserved hierarchical structure. In this paper we propose a flexible nonparametric prior over unknown data hierarchies. The approach uses nested stick-breaking processes to allow for trees of unbounded width and depth, where data can live at any node and are infinitely exchangeab…

2010-06-05abs ↗pdf ↗

The paper explores anticipative binary information in financial markets using Brownian motion and Poisson processes.

problem Capturing anticipative information in financial markets with Brownian motion and Poisson processes.
method Using Malliavin calculus and filtration enlargement techniques, the paper computes the semimartingale decomposition of the processes.
result The paper provides the exact value of anticipative information in the pure jump case.

Classifies patterns of symmetry breaking and vacuum degeneracy in scalar and gauge fields.

problem Understanding patterns of symmetry breaking and vacuum degeneracy in complex field systems.
method Uses mathematical classification of singular foliations to encode and classify patterns of spontaneous symmetry breaking and vacuum degeneracy.
result Mathematical classification provides a qualitative understanding of possible patterns of vacuum degeneracy.

The Lucas critique has exposed the problem of the trade-off between changes in monetary policy and structural breaks in economic time series. The search for and characterisation of such breaks has been a major econometric task ever since. We have developed an integral technique similar to CUSUM using an empirical model…

2011-03-30abs ↗pdf ↗

In this paper, we study a class of Anticipated Backward Stochastic Differential Equations (ABSDE) with jumps. The solution of the ABSDE is a triple (Y,Z,ψ)(Y,Z,ψ) where YY is a semimartingale, and (Z,ψ)(Z,ψ) are the diffusion and jump coefficients. We allow the driver of the ABSDE to have linear growth on the uniform norm of …

2017-05-06abs ↗pdf ↗

Derives functional Itô formula for non-anticipative maps of rough paths.

problem Functional Itô formula for non-anticipative maps of càdlàg rough paths.
method Approximation properties of the signature and Marcus transformation.
result Functional Taylor expansion for sufficiently regular non-anticipative maps.

Machine learning predicts criminal networks' missing partnerships and future behavior.

problem Predicting and understanding criminal networks' properties and future behavior.
method Combining graph representation learning and machine learning methods.
result Outstanding accuracy in predicting missing criminal partnerships and future behavior.

Human stablecoin transactions predict political risk in cryptocurrency markets.

problem Predicting political risk in cryptocurrency markets.
method Structural break analysis and surrogate-based robustness tests.
result Human-driven stablecoin transactions shift significantly before major political events.

Trading algorithms that execute large orders are susceptible to exploitation by order anticipation strategies. This paper studies the influence of order anticipation strategies in a multi-investor model of optimal execution under transient price impact. Existence and uniqueness of a Nash equilibrium is established unde…

2016-09-02abs ↗pdf ↗

A discrete (finite-difference) analogue of differential forms is considered, defined on simplicial complexes, including triangulations of continuous manifolds. Various operations are explicitly defined on these forms, including exterior derivative and exterior product. The latter one is non-associative. Instead, as ant…

2007-04-19abs ↗pdf ↗

Study examines extreme and erratic cryptocurrency behaviour during COVID-19.

problem Analyse extreme and erratic cryptocurrency behaviour during the pandemic.
method Analyze distribution extremities and structural breaks in 51 cryptocurrencies.
result Identify cryptocurrencies with most irregular extreme and erratic behaviour.

Least symmetry breaking principle explains SGD's local minima in shallow ReLU networks.

problem Understanding the structure of local minima in two-layer ReLU networks.
method Analyzing the squared loss optimization problem for ReLU networks with Gaussian inputs and applying the principle of least symmetry breaking.
result The principle of least symmetry breaking explains the structure of spurious local minima detected by SGD.

The paper analyzes cryptocurrency and equity markets using advanced statistical methods.

problem Comparing dynamics and strategies between cryptocurrency and equity markets.
method Random matrix theory, PCA, spectral dynamics, structural break analysis, portfolio simulation.
result Cryptocurrency and equity markets exhibit distinct evolutionary dynamics and time-varying sector behaviors.

Paper proposes a VB method for TS-SBP mixture models with reduced computational cost.

problem Efficiently learning tree-structured stick-breaking process mixture models.
method Utilizes Bayes coding algorithm for context tree models to calculate sums over all possible trees.
result Proposes a learning algorithm with less computational cost for TS-SBP mixture of Gaussians.

Study shows Skorokhod insider outperforms forward insider in logarithmic utility maximization.

problem Maximizing logarithmic utility for an insider with different anticipating techniques.
method Comparison of Russo-Vallois forward and Skorokhod integrals.
result Skorokhod insider outperforms forward insider in logarithmic utility maximization.

The paper classifies and proves properties of symmetry breaking operators for specific groups.

problem Classifying and understanding symmetry breaking operators for de Sitter and Lorentz groups.
method Constructing and classifying differential symmetry breaking operators, proving localness, and showing sporadic nature.
result All symmetry breaking operators are differential and sporadic, not obtainable by residue formulas.

Study compares different integrals for optimal portfolio optimization with insider information.

problem Optimizing portfolios in a financial market with insider information.
method Anticipating stochastic calculus and various integrals (Russo-Vallois forward, Ayed-Kuo, Hitsuda-Skorokhod).
result The Hitsuda-Skorokhod and Ayed-Kuo integrals do not provide a financially meaningful investment strategy.

We give a complete classification of intertwining operators (symmetry breaking operators) between spherical principal series representations of G=O(n+1,1) and G'=O(n,1). We construct three meromorphic families of the symmetry breaking operators, and find their distribution kernels and their residues at all poles explic…

2013-10-11abs ↗pdf ↗

Investigates spontaneous symmetry breaking in non-equilibrium systems.

problem Spontaneous symmetry breaking of ergodicity in non-equilibrium systems.
method Mathematical and effective field theory approaches to investigate symmetry breaking.
result Symmetry breaking phenomena observed in stochastic processes.

Adaptive models improve electricity demand forecasting during lockdown.

problem Poor load forecasting due to sudden consumption changes during lockdown.
method Adaptive generalized additive models with Kalman filters and expert aggregation.
result Significant reduction in prediction errors compared to traditional models.