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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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7142128 · May 202619922001200920172026
48 results for Sector neutrality

The study identifies persistent motifs in stock correlations for sector-neutral portfolio diversification.

problem Forecasting and diversification of sector-neutral portfolios using long-term correlations.
method Analysis of Triangulated Maximally Filtered Graphs (TMFG) generated from rolling windows of stock price log-returns, identifying persistent motifs.
result Persistent motifs in stock correlations can be used to forecast and diversify sector-neutral portfolios, reducing volatility.

Study finds cryptocurrency market diversity patterns inconsistent with neutral models.

problem Cryptocurrency market diversity patterns not consistent with neutral models.
method Analysis borrowing methods from ecology, focusing on diversity patterns and community structure.
result Cryptocurrency market diversity patterns not consistent with neutral models, suggesting strong interactions between species.

Study spectral flow on a warped cylinder with special boundary conditions.

problem Analyzing spectral flow on a warped cylinder with specific boundary conditions.
method Complexifying the twisting bundle, diagonalizing the orthogonal twist, and regrouping conjugate and reflection-paired blocks.
result Explicit formula for RO(O(2))RO(O(2))-valued spectral flow, refining ordinary spectral flow.

The role of portfolio construction in the implementation of equity market neutral factors is often underestimated. Taking the classical momentum strategy as an example, we show that one can significantly improve the main strategy's features by properly taking care of this key step. More precisely, an optimized portfoli…

2018-10-19abs ↗pdf ↗

The paper studies nilpotent structures in oriented neutral vector bundles and neutral hyperKähler structures.

problem Nilpotent structures in oriented neutral vector bundles and their relation to neutral hyperKähler structures.
method Defined HH-nilpotent structures for Lie subgroups of SO(2n,2n)SO(2n, 2n) related to neutral hyperKähler structures.
result Existence of complex and paracomplex structures forming neutral hyperKähler structures if and only if there exists an HH-nilpotent structure.

The purpose of this article is to review some recent results on the geometry of neutral signature metrics in dimension four and their twistor spaces. The following topics are considered: Neutral Kähler and hyperkähler surfaces, Walker metrics, Neutral anti-self-dual 4-manifolds and projective structures, Twistor spaces…

2008-04-14abs ↗pdf ↗

This paper considers aspects of 4-manifold topology from the point of view of the null cone of a neutral metric, a point of view we call neutral causal topology. In particular, we construct and investigate neutral 4-manifolds with null boundaries that arise from canonical 3- and 4-dimensional settings. A null hypersurf…

2016-05-31abs ↗pdf ↗

The paper shows how to calculate risk-neutral default probabilities from bid and ask CDS quotes.

problem Calculating risk-neutral default probabilities from market quotes.
method Using conic finance framework and Poisson process to formulate and solve the calibration problem.
result A unique solution for risk-neutral default probabilities and implied liquidity.

Framework ranks sectors influenced by Indian Union Budgets.

problem Real-time analysis of budgetary impacts on sector-specific equity performance.
method Fine-tuned embeddings and language models for sector identification and performance ranking.
result 0.997 NDCG score in predicting sector ranks based on post-budget performances.

CAPM interpretation is flawed; beta reflects proxy for underlying driver, not causal transmission.

problem Inconsistent interpretation of CAPM regression as contemporaneous causation.
method Formalized CAPM as a structural causal model and analyzed admissible three-node graphs.
result Contemporaneous betas act like proxies rather than mechanisms; genuine market-to-stock channel appears only at a lag.

For a finitely generated discrete group ΓΓ, the ΓΓ-sectors of an orbifold QQ are a disjoint union of orbifolds corresponding to homomorphisms from ΓΓ into a groupoid presenting QQ. Here, we show that the inertia orbifold and kk-multi-sectors are special cases of the ΓΓ-sectors, and that the ΓΓ-sectors are orbif…

2009-02-06abs ↗pdf ↗

Study compares information flow between Chinese and US stock sectors.

problem Analyzing how information flows between sectors in Chinese and US stock markets.
method Daily sector indices, transfer entropy of daily returns, comparing 2000-2017.
result Most active sectors in information exchange differ between China and US, reflecting market dynamics.

Market sectors play a key role in the efficient flow of capital through the modern Global economy. We analyze existing sectorization heuristics, and observe that the most popular - the GICS (which informs the S&P 500), and the NAICS (published by the U.S. Government) - are not entirely quantitatively driven, but rather…

2019-05-31abs ↗pdf ↗

Study uses multidimensional SE-NBD process to analyze default portfolios and identify shock amplification.

problem Analyzing interactions and shock propagation in default portfolios with multiple sectors.
method Applied multidimensional self-exciting negative binomial distribution (SE-NBD) process to 13 sectors.
result Identified upstream and downstream sectors, showing shock amplification in default portfolios.

With the network methods and random matrix theory, we investigate the interaction structure of communities in financial markets. In particular, based on the random matrix decomposition, we clarify that the local interactions between the business sectors (subsectors) are mainly contained in the sector mode. In the secto…

2014-05-31abs ↗pdf ↗

The aim of this paper is to give examples of compact neutral 4-manifolds (M,g)(M,g) whose Ricci tensor ρρ satisfies the relation Xρ(X,X)=13Xτg(X,X)\nabla_Xρ(X,X) =\frac13Xτg(X,X). We present also a family of new Einstein bi-Hermitian neutral metrics on ruled surfaces of genus g>1g>1.

2008-01-14abs ↗pdf ↗

This study analyzes information flow networks in Chinese stock sectors using transfer entropy.

problem Understanding information transmission and market dynamics in Chinese stock sectors.
method Daily closing price data of 28 sectors from 2000 to 2017, transfer entropy, maximum spanning arborescence (MSA).
result The composite sector is an information source, and the non-bank financial sector is an information sink.

Paper studies pricing and hedging of nonreplicable insurance contracts using benchmark-neutral approach.

problem Pricing and hedging of long-term insurance contracts like variable annuities.
method Benchmark-neutral pricing framework using stock growth optimal portfolio as numéraire.
result Prices can be significantly lower than risk-neutral ones, offering attractive long-term risk-management.

The paper analyzes Indian stock sectors using multifractal analysis for long and short-term investment.

problem Investment risk and stability in Indian stock sectors.
method Sector-wise multifractal analysis of Bombay Stock Exchange, India, over short and long time scales.
result Long-term investment in stable sectors is more profitable, while sectors with large fluctuations may lead to downturns.

The study finds significant financial sector volatility and tail risk spillovers to real economy sectors.

problem Volatility and tail risk spillovers from financial to real economy sectors.
method New measure of tail risk spillover, empirical analysis of U.S. economy 2001-2011.
result Significant volatility and tail risk spillovers from financial to real economy sectors, especially during crises.

Proposes a two-stage sector rotation method using machine learning and deep learning.

problem Identifying sectors with high investment attractiveness based on market conditions.
method Two-stage methodology: 1) Predict ETF prices using market indicators and feature selection, 2) Rank sectors based on predicted returns and select top sectors.
result The proposed methodology outperforms equally weighted portfolios and Echo State Networks show outstanding performance.

Factor analysis is a statistical technique employed to evaluate how observed variables correlate through common factors and unique variables. While it is often used to analyze price movement in the unstable stock market, it does not always yield easily interpretable results. In this study, we develop improved factor mo…

2014-08-11abs ↗pdf ↗

Extends wealth tax neutrality framework to stochastic volatility and non-homothetic preferences.

problem Ensuring wealth taxes are neutral under various economic conditions.
method Extended Frøseth's neutrality framework to stochastic volatility and non-homothetic preferences, identified four channels of non-neutrality, and applied the framework to global minimum wealth taxes.
result Non-uniform assessment, general equilibrium effects, progressive thresholds, and endogenous labour supply can cause non-neutrality under CRRA preferences.

We reformulate wealth taxation using Fokker-Planck equations to ensure tax neutrality.

problem Ensuring tax neutrality in wealth taxation frameworks.
method Reformulating the neutral wealth tax framework using stochastic dynamics and statistical physics, specifically Fokker-Planck equations.
result The framework clarifies when wealth taxation is a benign rescaling of dynamics and when it introduces new physics.

Generative model prices options and extracts risk-neutral densities.

problem Price options and extract risk-neutral densities from market data.
method Model log-returns as a generative model, using neural nets for location, scale, and higher-order moments, with stringent conditions to avoid arbitrage.
result The model efficiently generates samples to price options and accommodates diverse risk-neutral densities.

A classification of companies into sectors of the economy is important for macroeconomic analysis and for investments into the sector-specific financial indices and exchange traded funds (ETFs). Major industrial classification systems and financial indices have historically been based on expert opinion and developed ma…

2015-03-20abs ↗pdf ↗

Temporal coarse-graining of multi-sector default count data generates effective correlation matrices and rank copulas.

problem Explaining the difference in default dependence between monthly and annual aggregation.
method Dynamic low-rank state-space model with AR(1) latent credit-state factors.
result Effective correlation matrices and rank copulas are generated from monthly default count data.

New techniques identify shifts in financial market sectors.

problem Identifying shifts in financial market structure and composition.
method Developed new mathematical techniques to identify nonlinear shifts in market sectors.
result Identified meaningful sector-to-sector mappings and optimal portfolio styles.