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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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48 results for neutrality

The paper studies nilpotent structures in oriented neutral vector bundles and neutral hyperKähler structures.

problem Nilpotent structures in oriented neutral vector bundles and their relation to neutral hyperKähler structures.
method Defined HH-nilpotent structures for Lie subgroups of SO(2n,2n)SO(2n, 2n) related to neutral hyperKähler structures.
result Existence of complex and paracomplex structures forming neutral hyperKähler structures if and only if there exists an HH-nilpotent structure.

The purpose of this article is to review some recent results on the geometry of neutral signature metrics in dimension four and their twistor spaces. The following topics are considered: Neutral Kähler and hyperkähler surfaces, Walker metrics, Neutral anti-self-dual 4-manifolds and projective structures, Twistor spaces…

2008-04-14abs ↗pdf ↗

This paper considers aspects of 4-manifold topology from the point of view of the null cone of a neutral metric, a point of view we call neutral causal topology. In particular, we construct and investigate neutral 4-manifolds with null boundaries that arise from canonical 3- and 4-dimensional settings. A null hypersurf…

2016-05-31abs ↗pdf ↗

The paper shows how to calculate risk-neutral default probabilities from bid and ask CDS quotes.

problem Calculating risk-neutral default probabilities from market quotes.
method Using conic finance framework and Poisson process to formulate and solve the calibration problem.
result A unique solution for risk-neutral default probabilities and implied liquidity.

The aim of this paper is to give examples of compact neutral 4-manifolds (M,g)(M,g) whose Ricci tensor ρρ satisfies the relation Xρ(X,X)=13Xτg(X,X)\nabla_Xρ(X,X) =\frac13Xτg(X,X). We present also a family of new Einstein bi-Hermitian neutral metrics on ruled surfaces of genus g>1g>1.

2008-01-14abs ↗pdf ↗

Paper studies pricing and hedging of nonreplicable insurance contracts using benchmark-neutral approach.

problem Pricing and hedging of long-term insurance contracts like variable annuities.
method Benchmark-neutral pricing framework using stock growth optimal portfolio as numéraire.
result Prices can be significantly lower than risk-neutral ones, offering attractive long-term risk-management.

Extends wealth tax neutrality framework to stochastic volatility and non-homothetic preferences.

problem Ensuring wealth taxes are neutral under various economic conditions.
method Extended Frøseth's neutrality framework to stochastic volatility and non-homothetic preferences, identified four channels of non-neutrality, and applied the framework to global minimum wealth taxes.
result Non-uniform assessment, general equilibrium effects, progressive thresholds, and endogenous labour supply can cause non-neutrality under CRRA preferences.

We reformulate wealth taxation using Fokker-Planck equations to ensure tax neutrality.

problem Ensuring tax neutrality in wealth taxation frameworks.
method Reformulating the neutral wealth tax framework using stochastic dynamics and statistical physics, specifically Fokker-Planck equations.
result The framework clarifies when wealth taxation is a benign rescaling of dynamics and when it introduces new physics.

Generative model prices options and extracts risk-neutral densities.

problem Price options and extract risk-neutral densities from market data.
method Model log-returns as a generative model, using neural nets for location, scale, and higher-order moments, with stringent conditions to avoid arbitrage.
result The model efficiently generates samples to price options and accommodates diverse risk-neutral densities.

AlphaZeroBeta uses deep reinforcement learning for market-neutral portfolios, outperforming traditional methods.

problem Traditional portfolio management methods often fail during market regime shifts or when assumptions break down.
method Combines a composite reward function and CNN-GRU policy trained end-to-end via Recurrent PPO.
result Achieves higher Sharpe ratios than baselines while maintaining near-zero benchmark correlations.

Study finds cryptocurrency market diversity patterns inconsistent with neutral models.

problem Cryptocurrency market diversity patterns not consistent with neutral models.
method Analysis borrowing methods from ecology, focusing on diversity patterns and community structure.
result Cryptocurrency market diversity patterns not consistent with neutral models, suggesting strong interactions between species.

Study extends wealth tax neutrality framework to heterogeneous investors.

problem Analyzing wealth tax neutrality in populations with varying return-generating ability.
method Extended Fokker-Planck framework to heterogeneous investors, deriving extended Fokker-Planck equation.
result Proportional wealth tax no longer neutral due to varying return-generating ability, leading to different real incidence and wealth distribution changes.

Investment strategy for NYSE stocks minimizes market correlation.

problem Minimizing market correlation for steady returns.
method Combining momentum, fundamentals, and analyst recommendations; feature selection; backtesting various portfolio construction methods.
result Risk parity outperformed other methods, offering higher Sharpe ratio and lower beta.

The paper embeds CR manifolds into twistor spaces and constructs neutral hyperkähler metrics.

problem Embedding CR manifolds into twistor spaces and constructing neutral hyperkähler metrics.
method Embedding a real analytic twistor CR manifold into the twistor space of a Poincaré-Einstein metric, constructing the associated Fefferman ambient metric as a neutral hyperkähler metric.
result The construction of neutral hyperkähler metrics associated with twistor CR manifolds.

Proposes a method to construct risk-neutral marginals from arbitrage-free option prices.

problem Lack of risk-neutral marginals that are free of arbitrage and easy to use.
method Explicit construction of risk-neutral marginals from discrete arbitrage-free option prices.
result Explicit construction guarantees risk-neutral marginals free of butterfly and calendar arbitrage.

In this paper, we propose novel strategies for neutral vector variable decorrelation. Two fundamental invertible transformations, namely serial nonlinear transformation and parallel nonlinear transformation, are proposed to carry out the decorrelation. For a neutral vector variable, which is not multivariate Gaussian d…

2017-05-30abs ↗pdf ↗

We establish a connection between capillary floating in neutral equilibrium and the billiard ball problem. This allows us to reduce the question of floating in neutral equilibrium at any orientation with a prescribed contact angle for infinite homogeneous cylinders to a question about billiard caustics for their orthog…

2010-12-11abs ↗pdf ↗

Study of pure spinors on neutral manifolds with applications to supersymmetric solutions.

problem Characterizing pure spinors and their properties on neutral manifolds.
method Using the theory of real spinorial forms and differential systems, the square of pure spinors is analyzed.
result Non-pure spinors correspond to specific structures in signature (4,4), and parallel spinors are characterized by differential systems.

Classifies Heisenberg-invariant self-dual Einstein manifolds with explicit metrics.

problem Classifying self-dual Einstein manifolds invariant under Heisenberg group actions.
method Explicit construction of metrics and analysis of completeness.
result Einstein constants can vary and solutions exist for non-zero Ricci curvature.

We present a reactive beta model that includes the leverage effect to allow hedge fund managers to target a near-zero beta for market neutral strategies. For this purpose, we derive a metric of correlation with leverage effect to identify the relation between the market beta and volatility changes. An empirical test ba…

2019-11-03abs ↗pdf ↗

The risk-neutral option pricing method under GARCH intensity model is examined. The GARCH intensity model incorporates the characteristics of financial return series such as volatility clustering, leverage effect and conditional asymmetry. The GARCH intensity option pricing model has flexibility in changing the volatil…

2019-08-15abs ↗pdf ↗

Word embedding models have become a fundamental component in a wide range of Natural Language Processing (NLP) applications. However, embeddings trained on human-generated corpora have been demonstrated to inherit strong gender stereotypes that reflect social constructs. To address this concern, in this paper, we propo…

2018-08-29abs ↗pdf ↗

We consider the problem of optimal investment in a market with two cointegrated stocks and an agent with CRRA utility. We extend the findings of Liu and Timmermann [The Review of Financial Studies, 26(4):1048-1086, 2013] by paying special attention to when/if the associated stochastic control problem is well-posed and …

2016-08-29abs ↗pdf ↗

Study on null-projectability of Levi-Civita connections in neutral metrics.

problem Characterizing projectability of Levi-Civita connections along null parallel distributions.
method Analyzing projectability of torsion-free connections along foliations on manifolds, focusing on neutral metric signatures and mid-dimensional distributions.
result Extension of Patterson and Walker's Riemann extension metrics to null parallel distributions of any dimension.

Regulations impose idiosyncratic capital and funding costs for holding derivatives. Capital requirements are costly because derivatives desks are risky businesses; funding is costly in part because regulations increase the minimum funding tenor. Idiosyncratic costs mean no single measure makes derivatives martingales f…

2013-11-01abs ↗pdf ↗

Quantum Portfolios of quantum algorithms encoded on qbits have recently been reported. In this paper a discussion of the continuous variables version of quantum portfolios is presented. A risk neutral valuation model for options dependent on the measured values of the observables, analogous to the traditional Black-Sch…

2010-04-02abs ↗pdf ↗