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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

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48 results for AI principles

Current advances in research, development and application of artificial intelligence (AI) systems have yielded a far-reaching discourse on AI ethics. In consequence, a number of ethics guidelines have been released in recent years. These guidelines comprise normative principles and recommendations aimed to harness the …

2019-02-28abs ↗pdf ↗

This work uses statistical mechanics to explain AI learning.

problem Understanding the statistical principles behind AI learning.
method Starting from sample concentration behaviors, the study applies statistical mechanics principles to AI and machine learning.
result Exponential families and statistical quantities are key in AI and machine learning.

The workshop focuses on AI principles for structured data.

problem Using AI on structured data for decision-making.
method Addressing principles of privacy, accountability, interpretability, robustness, and reasoning.
result Designing approaches to use structured data for reliable decisions.

This research explores inductive biases for deep learning to improve AI's higher-level cognition.

problem Current AI struggles with flexible out-of-distribution and systematic generalization.
method Examines and proposes new inductive biases for deep learning.
result Identifies specific inductive biases for higher-level sequential processing.

Optimizes AI learning with limited human feedback budgets.

problem Optimizing allocation of a fixed annotation budget for AI learning.
method Preference-Calibrated Active Learning (PCAL) using semi-parametric inference.
result Proves asymptotic optimality and robustness of the PCAL estimator.

Bayesian reflex models AI learning like the autonomic nervous system.

problem Online learning in dynamic AI environments.
method Bayesian online algorithms with belief maintenance, sequential updating, and uncertainty-driven action balancing.
result Unified framework for adaptive AI learning.

Artificial intelligence (AI) is intrinsically data-driven. It calls for the application of statistical concepts through human-machine collaboration during generation of data, development of algorithms, and evaluation of results. This paper discusses how such human-machine collaboration can be approached through the sta…

2017-12-08abs ↗pdf ↗

AIF improves physical AI agents' performance in dynamic environments.

problem Physical AI agents are less capable than biological agents in open-ended real-world environments.
method Developed from probability theory, Bayesian machine learning, variational inference, and Active Inference (AIF), grounded in the Free Energy Principle.
result AIF minimizes variational free energy and is well-suited to physical constraints.

Unified Bayesian-AI framework improves epidemiological risk prediction and uncertainty quantification.

problem Lack of calibrated uncertainty in machine learning models for epidemiology.
method Combines Bayesian prediction with Bayesian hyperparameter optimization using logistic regression and Gaussian-process Bayesian optimization.
result Unified Bayesian-AI framework provides reliable coverage and improved calibration, enhancing epidemiological decision making.

Do-AIQ framework evaluates AI algorithms' quality using DOE.

problem Quality evaluation of AI mislabel detection algorithms.
method Design-of-experiment approach with high-dimensional constraint space design and surrogate modeling.
result Established framework for evaluating AI algorithm quality robustly.

MissBGM uses AI and Bayesian modeling for better missing data imputation.

problem Missing data imputation in data science, especially with uncertainty quantification.
method AI-powered Bayesian generative modeling with explicit modeling of missingness mechanisms.
result MissBGM provides principled posterior uncertainty over imputations and superior performance.

GAICF proposes a framework for governing generative AI in banking.

problem Generative AI's impact on financial decision-making and governance.
method SR 26-2-compatible governance framework for generative AI applications.
result GAICF aligns generative AI practices with SR 26-2 supervisory expectations.

GAICF proposes a framework for managing generative AI risks in banking.

problem Generative AI's impact on financial decision-making and governance.
method SR 26-2-compatible governance framework for generative AI.
result GAICF aligns generative AI practices with SR 26-2 supervisory expectations.

Examines AI regulation in finance, highlighting risks and gaps in current laws.

problem Rapid AI adoption in finance introduces risks and compliance challenges.
method Reviews current legislation, industry guidelines, and real-world use cases.
result Need for adaptive, technology-neutral policies to balance innovation and consumer protection.

This work advances collaborative decision making by combining human and AI strengths in uncertainty quantification.

problem Current AI lacks robust decision-making capabilities under uncertainty, especially in high-stakes contexts.
method Introduces Human AI Collaborative Uncertainty Quantification (HACUQ) framework, formalizing AI-human collaboration and developing calibration algorithms.
result Optimal collaborative prediction sets follow a two-threshold structure, and online adaptation algorithms can adapt to evolving human behavior.

VB-Score evaluates AI systems without ground truth, revealing robustness.

problem Evaluating AI systems without ground truth labels, especially for entity-centric tasks.
method VB-Score uses variance-bounded evaluation, constraint relaxation, and Monte Carlo sampling.
result VB-Score reveals robustness differences not seen by conventional frameworks.

Optimal allocation of human effort to correct AI assessments in decision-making.

problem How to allocate costly human effort to correct noisy or biased AI-generated assessments.
method Decision-theoretic framework treating AI assessments as signals and human judgments as costly information. Developed estimation procedures under nonparametric and linear models.
result Our approach substantially outperforms LLM-only predictions and achieves performance comparable to full human review while using only 20-30% of the human information.

Unified framework for arbitrary conditional inference using AI and Bayesian methods.

problem Limited flexibility in existing conditional inference methods.
method Bayesian generative modeling with stochastic iterative algorithm.
result Single learned model for universal conditional prediction with uncertainty quantification.

New approach for large-scale distributed learning systems that improve generalization performance.

problem Transitioning from centralized to distributed AI systems for complex learning tasks.
method Self-organizing hierarchical structuring mechanism based on agglomerative clustering, hierarchical generalization, and personalized learning.
result Demonstrates better generalization performance compared to conventional federated learning algorithms.

Universal AI seeks high-optionality states through empowerment and curiosity.

problem Understanding and optimizing AI behavior in uncertain environments.
method Unified framework combining AIXI and variational empowerment, showing how universal AI agents balance goal-directed behavior with uncertainty reduction curiosity.
result Self-AIXI asymptotically converges to AIXI performance and exhibits power-seeking behavior due to intrinsic motivations.

AI methods often fail to outperform classical CPU-based solvers on Maximum Independent Set problems.

problem Comparing AI methods with classical CPU-based solvers on Maximum Independent Set problems.
method Comparison of AI methods (e.g., generative models, reinforcement learning) with classical CPU-based solvers (e.g., KaMIS) on Maximum Independent Set problem.
result AI-inspired methods are often outperformed by classical CPU-based solvers, even with post-processing techniques.

The paper evaluates the importance of monotonicity in AI fairness across various fields.

problem Ensuring fairness in AI applications across criminology, education, health care, and finance.
method Theoretical reasoning, simulation, and extensive empirical analysis of monotonic neural additive models (MNAMs).
result Monotonicity is essential for fairness in AI ethics and society, especially in criminology, education, health care, and finance.

AI needs causal inference to avoid being just a correlation machine.

problem AI's inability to distinguish correlation from causation.
method Develops a unified framework connecting various causal statistical estimators and proves a Statistical Necessity Theorem for causal generalization.
result AI systems without causal grounding are brittle and biased, highlighting the need for causal statistics.

New approach to algorithmic fairness for human-AI collaboration considers compliance with human decisions.

problem Current fairness approaches assume perfect human compliance, but real-world compliance is often poor.
method Defines compliance-robustly fair algorithms and proposes an optimization strategy to improve fairness.
result Algorithmic recommendations can improve fairness even if humans do not fully comply with fair algorithms.

CausalBGM uses AI to infer causal effects from complex data.

problem Challenges in causal inference with high-dimensional covariates.
method AI-powered Bayesian generative modeling approach to estimate individual treatment effects.
result CausalBGM consistently outperforms existing methods in high-dimensional scenarios.

New framework assesses AI hallucinations in inverse problems.

problem Artificial intelligence can produce incorrect details in imaging problems.
method Theoretical framework and algorithms to estimate and assess hallucinations.
result Developed necessary and sufficient conditions for hallucinations and computable bounds.

The paper shows how uncertainty quantification improves counterfactual explainability in AI.

problem Lack of foundational concepts in transparency research.
method Integrates uncertainty quantification into counterfactual explainability.
result Demonstrates competitive performance of an uncertainty-based explainer.

The paper optimizes LLM inference systems through queueing theory.

problem Efficient LLM inference for AI agents under various routing topologies.
method Developed a fluid-limit framework for multi-class batched processing networks under K-FCFS scheduling.
result Proved that work-conserving scheduling algorithms maximize throughput for LLM inference.

Enhances machine learning interpretability using category theory.

problem Improving machine learning interpretability and social implementation.
method Develops a categorical framework for structured understanding of supervised learning.
result Introduces the Gauss-Markov Adjunction for clarifying residuals and parameters.

New method detects bias in AI models that generate data.

problem Detecting bias in AI models that generate data.
method Formalized causal fairness in generative AI, derived new decomposition results, established identification conditions, and introduced efficient estimators.
result Demonstrated the value of new methodology in analyzing bias in large language models.