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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for AI modeling

Study analyzes AI's impact on firms, markets, and workers using large language model data.

problem Understanding AI's effect on firms, markets, and workers.
method Used 380 trillion tokens from 400+ large language models to analyze AI's impact.
result Firms with higher AI exposure earn higher returns, creating an AI premium.

Explainable AI improves human decision accuracy but does not enhance it significantly.

problem Improving human decision-making through explainable AI.
method Comparing human decision accuracy with and without AI predictions, including or excluding explanations.
result Providing AI predictions improves human decision accuracy, but explanations do not significantly enhance it.

The paper discusses safety assessment for AI systems, focusing on machine learning models.

problem Safety assessment of AI systems, especially machine learning models, in safety-related applications.
method Analyzed AI models as statistical models and proposed a new budget allocation for AI safety.
result Safety assessment of AI systems requires a new approach focusing on the model used, not just the system.

A method compares AI corrections to a base model for explaining predictions.

problem Creating explanations for AI predictions.
method Introduces a surrogate model to correct a simpler base model and provides criteria for accuracy and fidelity.
result Induces neighborhoods of instances with ideal accuracy and fidelity.

GAICF proposes a framework for governing generative AI in banking.

problem Generative AI's impact on financial decision-making and governance.
method SR 26-2-compatible governance framework for generative AI applications.
result GAICF aligns generative AI practices with SR 26-2 supervisory expectations.

GAICF proposes a framework for managing generative AI risks in banking.

problem Generative AI's impact on financial decision-making and governance.
method SR 26-2-compatible governance framework for generative AI.
result GAICF aligns generative AI practices with SR 26-2 supervisory expectations.

FinRobot opens-source AI for financial tasks, breaking down complex problems.

problem Barriers to AI adoption in finance due to proprietary data and specialized knowledge.
method Develops open-source AI agent platform with four layers: Financial AI Agents, LLM Algorithms, LLMOps/DataOps, and Foundation Models.
result FinRobot democratizes AI access for financial analysis.

Do-AIQ framework evaluates AI algorithms' quality using DOE.

problem Quality evaluation of AI mislabel detection algorithms.
method Design-of-experiment approach with high-dimensional constraint space design and surrogate modeling.
result Established framework for evaluating AI algorithm quality robustly.

Generative Augmented Inference improves AI-generated data for causal inference.

problem Challenges in using AI-generated annotations for reliable causal inference.
method Generative Augmented Inference (GAI) treats AI outputs as informative features for learning true labels, flexibly modeling the relationship using nonparametric methods.
result GAI significantly reduces estimation error and improves confidence interval quality compared to human-only and PPI-based methods.

Developing an AI economist agent using RAG, knowledge graphs, and LLMs for economic scenario analysis.

problem Economic scenario analysis using large language models and knowledge graphs.
method Proposing an RAG-based AI economist framework that utilizes knowledge graphs and LLMs.
result Improves economic coherence and traceability in generated reports.

This paper maps the insurability of AI risks across various insurance products.

problem Emerging AI risks and their implications for insurance coverage.
method Coding 55 AI threat classes against 26 insurance products using public carrier materials and threat catalogs.
result Identification of a four-tier insurability frontier: affirmatively insured, silent-AI exposures, actively excluded, and unstructured perils.

Generative AI improves stock selection by synthesizing features from diverse data sources.

problem Automating feature discovery in stock market data.
method Used large language models with retrieval-augmented generation and structured prompting to synthesize features from various data sources.
result AI-generated features consistently outperform baselines, with Sharpe improvements ranging from 14% to 91%.

Quant 4.0 uses AI to automate, explain, and incorporate knowledge in investment.

problem Limitations of deep learning in quant investment.
method Automated AI, Explainable AI, Knowledge-driven AI.
result Improves investment decision-making through automation, interpretability, and prior knowledge integration.

Financial institutions face new model risks with AI, requiring enhanced model risk management.

problem New model risks from Generative AI applications in financial institutions.
method Enhanced model risk framework with additional testing and controls.
result Financial institutions need to enhance their model risk management for Generative AI applications.

FST.ai 2.0 improves Taekwondo decision-making with AI, reducing review time and increasing trust.

problem Fair, transparent, and explainable decision-making in Taekwondo.
method Pose-based action recognition, epistemic uncertainty modeling, interactive dashboards.
result 85% reduction in decision review time, 93% referee trust in AI-assisted decisions.

This paper formalizes AI safety using hypothesis testing in GenAI.

problem Ensuring safety of generative AI tools that create realistic content.
method Formalization of computational safety through hypothesis testing and signal processing.
result Demonstrates how AI safety can be assessed quantitatively using mathematical frameworks.

Framework enhances AI explainability by aligning with human cognitive models.

problem Lack of explainability in AI models hinders trust and accountability.
method Integrates explainability techniques with Malle's five category model of behavior explanation.
result Demonstrates practical relevance in credit risk assessment and regulatory analysis.

Survey reviews explainability in AI for healthcare, emphasizing trust and transparency.

problem Lack of transparency hinders AI adoption in healthcare.
method Comprehensive literature review to guide explainable AI design.
result Quantitative evaluation metrics are needed for some explainability properties.

Optimal allocation of human effort to correct AI assessments in decision-making.

problem How to allocate costly human effort to correct noisy or biased AI-generated assessments.
method Decision-theoretic framework treating AI assessments as signals and human judgments as costly information. Developed estimation procedures under nonparametric and linear models.
result Our approach substantially outperforms LLM-only predictions and achieves performance comparable to full human review while using only 20-30% of the human information.

This study models AI traders' impact on financial markets using a multi-agent framework.

problem Lack of a comprehensive model to assess AI traders' effects on market price formation and volatility.
method Developed a multi-agent market model with microfoundations of the GARCH model.
result Validated the model through simulations and analyzed AI traders' impact.

Enhances explainability of AI models without sacrificing accuracy.

problem Lack of interpretability in black-box models like Deep Neural Networks and Gradient Boosting.
method Co-supervised Local Model Synthesis (SynthTree) using Mixture of Linear Models (MLM).
result Statistical models significantly enhance explainability of AI models.

The paper integrates AI and expert knowledge to optimize radiotherapy decisions.

problem Optimizing radiation dose planning considering patient-specific information.
method Integrating Gaussian process models with deep neural networks to quantify uncertainty.
result Improves AI model performance and guides clinical decision making.

AI systems that explain their decisions can be monitored for harmful intentions.

problem Monitoring AI systems' decision-making processes for harmful intentions is imperfect and can miss some misbehavior.
method Monitoring the chain of thought (CoT) of AI systems that communicate in human language.
result CoT monitoring is a promising but fragile approach to AI safety.

New concept of within-group fairness improves AI fairness without sacrificing accuracy.

problem Fairness issues in AI models treating individuals in the same sensitive group unfairly.
method Introducing within-group fairness, proposing mathematical definitions, and developing learning algorithms.
result Improves within-group fairness without sacrificing accuracy and between-group fairness.

Optimizes AIS hyperparameters for efficient marginal likelihood estimation.

problem Limited computation budget affects AIS performance.
method Flexible intermediary distributions defined by residual density, parameter sharing, and fix linear schedule.
result Optimized-Path AIS reduces sampling iterations and improves performance.