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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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126253379505 · Jun 202019922001200920172026
48 results for unintended effects

Unintended effects from scaling neural network outputs with adaptive learning rates.

problem Adaptive learning rate optimization's behavior is altered by output scaling, leading to misinterpretation.
method Presented a modified optimization algorithm to mitigate unintended effects.
result Adaptive learning rate's effectiveness is significantly impacted by output scaling, especially for small scaling factors.

Study shows FL reduces unintended memorization by clustering data and using strong user-level privacy.

problem Unintended memorization in federated learning.
method Examined the effect of clustering data and using strong user-level differential privacy in FL.
result Clustering data and strong user-level differential privacy reduce unintended memorization.

This report examines the Pinned AUC metric introduced and highlights some of its limitations. Pinned AUC provides a threshold-agnostic measure of unintended bias in a classification model, inspired by the ROC-AUC metric. However, as we highlight in this report, there are ways that the metric can obscure different kinds…

2019-03-05abs ↗pdf ↗

Mitigates bias in text classification by weighting instances.

problem Unintended biases in text classification datasets based on demographic terms.
method Instance weighting to recover non-discrimination distribution.
result Effective mitigation of unintended biases without sacrificing generalization.

Proposes a test to ensure predictive algorithms predict intended outcomes better than unintended ones.

problem Unintended model behavior leading to prediction of unintended outcomes.
method Falsification framework using nonparametric hypothesis testing to compare prediction losses across outcomes.
result Establishes discriminant validity with respect to gender but not race in an admissions setting.

This work identifies and mitigates reasoning shortcuts in Neuro-Symbolic models.

problem Neuro-Symbolic models can achieve high accuracy by using unintended concepts.
method Characterized reasoning shortcuts as unintended optima of the learning objective and identified four key conditions.
result Reasoning shortcuts are difficult to mitigate, casting doubt on NeSy solutions' trustworthiness and interpretability.

Arguments in favor of injecting symbolic knowledge into neural architectures abound. When done right, constraining a sub-symbolic model can substantially improve its performance and sample complexity and prevent it from predicting invalid configurations. Focusing on deep probabilistic (logical) graphical models -- i.e.…

2019-12-19abs ↗pdf ↗

New findings reveal discount regularization can be seen as a strong prior, leading to poor performance in unevenly sampled data.

problem Discount regularization leads to poor performance in unevenly sampled data.
method Equivalence theorem showing discount regularization as a strong prior, setting regularization parameters locally for individual state-action pairs.
result Discount regularization can be seen as a strong prior, leading to poor performance in unevenly sampled data.

SPAT improves adversarial robustness by preserving semantics in adversarial training.

problem Adversarial examples often have different semantics than original data, introducing unintended biases.
method Semantics-preserving adversarial training (SPAT) that encourages pixel perturbation shared among all classes.
result SPAT improves adversarial robustness and achieves state-of-the-art results in CIFAR-10 and CIFAR-100.

A number of machine learning (ML) methods have been proposed recently to maximize model predictive accuracy while enforcing notions of group parity or fairness across sub-populations. We propose a desirable property for these procedures, slack-consistency: For any individual, the predictions of the model should be mono…

2019-10-04abs ↗pdf ↗

SHIFT framework identifies subgroups with large ML model performance decay.

problem Large model performance decay in subgroups when deployed.
method Subgroup-scanning Hierarchical Inference Framework (SHIFT) for performance drift.
result SHIFT identifies interpretable subgroups with large performance decay and suggests targeted actions to mitigate it.

Study shows online learning algorithms incentivize low-quality content, proposing new algorithms to improve quality.

problem Online learning algorithms in content recommender systems incentivize producers to create low-quality content.
method Analyzed the game between producers and content quality, designed new learning algorithms to incentivize high effort and quality.
result New algorithms incentivize producers to invest high effort and achieve high user welfare, improving content quality.

The paper tests semantic importance in opaque models using betting.

problem Precise statistical guarantees for semantic concepts in black-box models.
method Formalizes global and local statistical importance via conditional independence and SKIT.
result Shows effectiveness and flexibility of the framework on various models.

Enhances machine learning models by preserving data structure, addressing statistical distortions.

problem Statistical distortions in synthetic data generated by Mixup.
method Proposes a generalized mixup method with a flexible weighting scheme to preserve data structure.
result Preserves statistical properties of original data while maintaining model performance.

Combining Bayesian deep learning and split conformal prediction affects out-of-distribution coverage.

problem Improving out-of-distribution coverage in multiclass image classification.
method Combining Bayesian deep learning with split conformal prediction methods.
result Combining methods can reduce out-of-distribution coverage in some cases.

We discuss the objectives of automation equipped with non-trivial decision making, or creating artificial intelligence, in the financial markets and provide a possible alternative. Intelligence might be an unintended consequence of curiosity left to roam free, best exemplified by a frolicking infant. For this unintenti…

2019-11-03abs ↗pdf ↗

Enhances reward specification in RL with a novel language-based approach.

problem Reward specification in RL can lead to unintended, potentially harmful behaviours.
method Developed a novel class of language-based Reward Machines using RML's built-in memory.
result Can specify non-regular, non-Markovian reward functions for complex tasks.

New research suggests privileged information doesn't improve model performance.

problem Challenges in transferring knowledge using privileged information in machine learning.
method Critical examination of existing theoretical and empirical analyses of LUPI methods.
result LUPI methods often fail to effectively transfer knowledge from privileged information.

We look at a collection of conjectures with the unifying message that smaller social systems, tend to be less complex and can be aligned better, towards fulfilling their intended objectives. We touch upon a framework, referred to as the four pronged approach that can aid the analysis of social systems. The four prongs …

2016-03-19abs ↗pdf ↗

The study quantifies the impact of fund miscategorization using machine learning.

problem The impact of fund miscategorization on investment decisions.
method Formulated as a distance-based outlier detection problem, used Random Forest based distance metric learning.
result Identified funds with strong relationship to future returns as outliers.

Framework for safely updating machine learning models.

problem Continuous updates to machine learning models can lead to unintended consequences.
method Formalizes the problem as computing the largest locally invariant domain (LID), uses tractable primal-dual formulation.
result Matches or exceeds heuristic baselines for avoiding forgetting while providing formal safety guarantees.

Previous studies have found that an adversary attacker can often infer unintended input information from intermediate-layer features. We study the possibility of preventing such adversarial inference, yet without too much accuracy degradation. We propose a generic method to revise the neural network to boost the challe…

2019-01-28abs ↗pdf ↗

The wide and rapid adoption of deep learning by practitioners brought unintended consequences in many situations such as in the infamous case of Google Photos' racist image recognition algorithm; thus, necessitated the utilization of the quantified uncertainty for each prediction. There have been recent efforts towards…

2019-05-23abs ↗pdf ↗

Fairness is a critical trait in decision making. As machine-learning models are increasingly being used in sensitive application domains (e.g. education and employment) for decision making, it is crucial that the decisions computed by such models are free of unintended bias. But how can we automatically validate the fa…

2018-07-02abs ↗pdf ↗

Learning reward functions from data is a promising path towards achieving scalable Reinforcement Learning (RL) for robotics. However, a major challenge in training agents from learned reward models is that the agent can learn to exploit errors in the reward model to achieve high reward behaviors that do not correspond …

2019-11-01abs ↗pdf ↗

Paper improves DOA estimation in sparse arrays using Siamese neural networks.

problem Challenges in DOA estimation with limited snapshots in sparse linear arrays.
method Introduces a Siamese neural network with a sparse augmentation layer for enhanced signal feature embedding.
result Demonstrates improved DOA estimation accuracy in sparse arrays.

Learning robot objective functions from human input has become increasingly important, but state-of-the-art techniques assume that the human's desired objective lies within the robot's hypothesis space. When this is not true, even methods that keep track of uncertainty over the objective fail because they reason about …

2018-10-11abs ↗pdf ↗

Introduces FairCOCCO for fair learning with multitype, multivariate sensitive attributes.

problem Fairness in machine learning with multiple, complex sensitive attributes.
method FairCOCCO measure based on cross-covariance operators, incorporating a regularisation term.
result Consistent improvements in balancing fairness and predictive power on real-world datasets.