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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,291 papers · 148 categories

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3570105140 · May 202619922001200920182026
48 results for unconditional variance

New estimators reduce computation for Kendall's tau and conditional Kendall's tau matrices under structural assumptions.

problem Efficient estimation of Kendall's tau and conditional Kendall's tau matrices for large dimensions.
method Averaging pairwise estimates over blocks or conditional estimates, exploiting structural assumptions.
result Improved estimators with reduced computational cost and similar error level.

Characterizes Bayesian networks up to unconditional equivalence.

problem Characterizing Bayesian networks up to unconditional equivalence.
method Transformational characterization via undirected graphs and specified moves.
result Two DAGs are in the same UEC if and only if one can be transformed into the other via a finite sequence of moves.

Accurate forecasting of risk is the key to successful risk management techniques. Using the largest stock index futures from twelve European bourses, this paper presents VaR measures based on their unconditional and conditional distributions for single and multi-period settings. These measures underpinned by extreme va…

2011-03-29abs ↗pdf ↗

Develops method to assess feature importance in black-box models for unconditional distribution.

problem Lack of methods to analyze feature importance in black-box models for unconditional distribution.
method Approximation method to compute feature importance curves for unconditional distribution.
result Produces sparse and faithful results, computationally efficient.

A new method tests conditional independence by transforming it into an unconditional problem using transport maps.

problem Testing conditional independence between two random vectors given a third.
method Constructing transport maps to transform conditional independence into unconditional independence, estimating these maps from data using conditional continuous normalizing flow models.
result The proposed method is validated through simulations and real-data analysis, demonstrating practical effectiveness.

Estimates marginal independence structure of Bayesian networks from data.

problem Learning the marginal independence structure of Bayesian networks from observational data.
method Using Gröbner basis and MCMC method (GrUES) to connect and recover the true structure.
result GrUES recovers the true marginal independence structure at a higher rate than simple independence tests.

Method learns latent constraints for conditional generation without retraining.

problem Creating new conditional controls is expensive and requires retraining.
method Post-hoc learning of latent constraints to conditionally sample from desired regions.
result Generative models can conditionally sample with minimal retraining.

The study addresses exposure bias in generative models, proposing unconditional generation as a solution.

problem Exposure bias in autoregressive generative models using ground-truth contexts at training and generated ones at test.
method Combining latent variable modeling with reinforcement learning exploration, the study proposes unconditional generation as a benchmark for generalization.
result The model demonstrates improved generalization capability on language modeling and variational sentence auto-encoding tasks.

UCoS avoids forward model evaluations in sampling for large-scale linear inverse problems.

problem Efficient sampling from posterior distributions in large-scale linear inverse problems.
method UCoS approach that learns a task-dependent score function offline and uses affine transformations to derive the conditional score.
result UCoS eliminates the need for forward model evaluations during sampling, making it more efficient.

Clarifies confusion on feature relevance quantification in explainable AI.

problem Confusion between observational and interventional conditional probabilities in feature relevance quantification.
method Uses Shapley values and clarifies the distinction between observational and interventional conditional probabilities based on Pearl's causality theory.
result Unconditional expectations are the right notion for dropping features, contradicting theoretical justification of SHAP.

The law of total probability may be deployed in binary classification exercises to estimate the unconditional class probabilities if the class proportions in the training set are not representative of the population class proportions. We argue that this is not a conceptually sound approach and suggest an alternative ba…

2013-12-02abs ↗pdf ↗

Synthetic augmentation improves financial machine learning performance in variance-dominant regimes.

problem Data scarcity in financial machine learning.
method Formalized synthetic augmentation, introduced size-matched null augmentation, and developed a non-parametric block permutation test.
result Synthetic augmentation is beneficial only in variance-dominant regimes, such as persistent volatility forecasting.

Given a nonlinear model, a probabilistic forecast may be obtained by Monte Carlo simulations. At a given forecast horizon, Monte Carlo simulations yield sets of discrete forecasts, which can be converted to density forecasts. The resulting density forecasts will inevitably be downgraded by model mis-specification. In o…

2011-12-29abs ↗pdf ↗

A smaller, less-trained model guides image generation, improving quality without sacrificing variation.

problem Improving image quality and variation in diffusion models without compromising one for the other.
method Guiding a conditional model with a smaller, less-trained version of the same model.
result Significant improvements in ImageNet generation, setting record FIDs.

Develops efficient methods for approximating densities of financial models with jumps.

problem Approximating densities of affine jump diffusions with state-independent jump intensities.
method Recursive approach for deriving closed-form solutions to moments, constructing density approximations via moment matching.
result Superior computational efficiency and precision in option pricing and simulation compared to existing techniques.

Study on DiTs' rates of approximation and estimation under various data assumptions.

problem Investigating statistical rates of conditional diffusion transformers.
method Discretization and Taylor expansion of conditional diffusion score function under Hölder smooth data assumption.
result Establishes statistical limits for conditional and unconditional DiTs, offering practical guidance.

The book chapter discusses tail risk analysis for financial data using extreme value statistics.

problem Serial dependence in financial time series complicates tail risk assessment.
method The approach involves unconditional and conditional quantile forecasting.
result Serial dependence impacts multivariate tail dependence.

Study on optimal information acquisition in Kyle model with entropy cost.

problem Optimal information acquisition in Kyle model with entropy cost.
method Continuous signals are optimal, and any signal with a logit posterior distribution yields the same ex-ante value.
result Posterior expected payoff becomes normally distributed as information acquisition cost increases.

Prognostic scores improve logistic regression analysis in RCTs with binary outcomes.

problem Non-collapsibility in logistic regression analysis of RCTs with binary endpoints.
method Prognostic score adjustment using AI predictions to address non-collapsibility.
result Prognostic score adjustment increases power or reduces sample size for estimating conditional odds ratios.

We tackle causal inference under conditional moment restrictions using importance weighting.

problem Challenges in causal inference under conditional moment restrictions, especially in high-dimensional settings.
method Transform conditional moment restrictions to unconditional moment restrictions through importance weighting.
result Successfully estimate nonparametric functions defined under conditional moment restrictions.

This paper explores using SSIM for better image generation in generative models.

problem Improving perceptual quality in generated images using 2\ell_2 norm.
method Theoretical discussion and practical implementation of SSIM in generative models and autoencoders.
result SSIM can be used in generative models and autoencoders to generate better images.

Theoretical proof shows COMs are a type of contrastive divergence model with improved sampling.

problem Improving sampling quality in offline model-based optimization.
method Showed COMs are contrastive divergence models, proposed Langevin MCMC sampler, and decoupled model.
result Improved sampling quality achieved by decoupling model and using Langevin MCMC.

The paper studies harmonic map heat flow stability and decay rates.

problem Analyzing stability and decay rates of harmonic map heat flow solutions.
method Use of homogeneous Besov space B˙p,dp(Rd)\dot{B}^{\frac{d}{p}}_{p,\infty}(\mathbb{R}^d) for small initial data and self-similar decay assumption.
result Decay rates for solutions of the harmonic map flow of the form ablau(t)L(Rd)Ct12\| abla u(t) \|_{L^\infty(\mathbb{R}^d)}\leq Ct^{-\frac12} and self-similar decay under stronger initial conditions.

New method for efficient conditional sampling from diffusion models.

problem Efficient conditional simulation from diffusion models.
method Explicit forward-backward bridging to express conditional simulation as an inference problem.
result Principled particle Gibbs and pseudo-marginal samplers for conditional distribution.

Generative network integrates into ROM for PDEs, matching measurements and estimating uncertainties.

problem Predicting and quantifying uncertainties in numerical simulations of PDEs.
method Generative network (GN) integrated into a reduced-order model (ROM) framework for inverse problems.
result GN-based ROM efficiently quantifies uncertainty and matches measurements with high accuracy.

The paper examines the failure of Brunn-Minkowski inequality for certain convex bodies.

problem Brunn-Minkowski inequality for qq-th dual quermassintegrals with q>nq>n.
method Second variation argument, dimension reduction, Hadwiger's inequality, singular weighted Reilly formula, coordinate-slice Hardy inequality.
result Established the inequality for unconditional convex bodies in the full range 0<qn+10<q\le n+1.

SFG improves on-manifold sampling without labels or additional training.

problem Guiding score-based models on manifolds without labeled data or extra training.
method Developed saddle-free guidance (SFG) that uses curvature of log density estimates.
result SFG achieves state-of-the-art metrics in image generation without labeled data or additional training.

We study the small-time fluctuations for diffusion processes which are conditioned by their initial and final positions, under the assumptions that the diffusivity has a sub-Riemannian structure and that the drift vector field lies in the span of the sub-Riemannian structure. In the case where the endpoints agree and t…

2016-06-01abs ↗pdf ↗

SONA improves conditional generation by balancing authenticity and alignment.

problem Challenges in balancing authenticity and conditional alignment in conditional generative models.
method SONA integrates unconditional discrimination, matching-aware supervision, and adaptive weighting to balance authenticity and alignment.
result SONA achieves superior sample quality and conditional alignment compared to state-of-the-art methods.

MGLM models all possible language channel factorizations for improved multilingual generation.

problem Generating multilingual text with flexibility and quality.
method Generative joint distribution model over language channels, marginalizing all possible factorizations.
result MGLM outperforms traditional models in multilingual generation tasks.

TSFlow uses Gaussian processes to match priors for better time series forecasting.

problem Difficulties in aligning generative models' priors with time series data.
method Conditional flow matching (CFM) with Gaussian processes, optimal transport, and data-dependent priors.
result TSFlow produces high-quality unconditional samples and competitive forecasting results.