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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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48 results for trading optimization

We develop a polynomial method to optimize trading in markets with transaction costs.

problem Optimizing trading strategies in markets with proportional transaction costs.
method Polynomial approximation of the residual value function to determine optimal trading strategies.
result Identify the trade-off between trading frequency and trade sizes for satisfactory agreement with theoretically optimal strategies.

Automated trading systems on developed and emerging capital markets are studied in this paper. The standard for developed market is automated trading system with 40-days simple moving average. We tested it for the index SIX Industrial for 1000 and 730 trading days of the slovak emerging capital market. The Buy and Hold…

2005-05-04abs ↗pdf ↗

Proves existence and uniqueness of optimal trading strategy for multivariate returns.

problem Finding optimal trading strategy for multiple asset returns.
method Proves existence and uniqueness of optimal solution using fractional trading ansatz.
result Optimal trading strategy can be numerically found using steepest ascent methods.

Given the return series for a set of instruments, a \emph{trading strategy} is a switching function that transfers wealth from one instrument to another at specified times. We present efficient algorithms for constructing (ex-post) trading strategies that are optimal with respect to the total return, the Sterling ratio…

2010-09-23abs ↗pdf ↗

MadEvolve optimizes trading algorithms using LLMs, achieving significant improvements in feature generation and trading strategy optimization.

problem Optimizing trading algorithms for better performance and feature generation.
method A framework inspired by Alpha-Evolve, using LLMs to evolve trading strategies and feature pipelines.
result Significant improvements in trading performance across various tasks, including feature generation and trading strategy optimization.

Optimal trading patterns adjust based on market efficiency and slippage costs.

problem Balancing active alphas and trading costs in active portfolios.
method Maximization of utility including projected alpha-based profits, slippage costs, and risk aversion.
result Optimal trading involves a no-trade zone width that scales as Δc1/2Δ\sim c^{1/2}, differing from stochastic settings.

Study optimal pairs trading with transaction costs using stochastic control.

problem Finding optimal trade times and shares in pairs trading with proportional costs.
method Singular stochastic control approach to solve a nonlinear quasi-variational inequality.
result Developed a discrete time dynamic programming algorithm to compute transaction regions.

Optimizes trading strategies over multiple periods using convex optimization.

problem Evaluating and optimizing trading strategies over multiple periods.
method Single-period optimization using convex problems, extended to multi-period planning.
result A framework for multi-period trading that can exploit predictions of future quantities.

Optimal trading incorporates signals to reduce costs and price dynamics disruptions.

problem Minimizing trading costs and price dynamics disruptions in large orders.
method Incorporates a Markovian signal into optimal trading framework, proving existence and uniqueness of optimal strategies.
result Explicit singular optimal strategy derived for an Ornstein-Uhlenbeck signal and exponentially decaying market impact.

This paper optimizes trading strategies with costs and diversification constraints.

problem Optimizing trading strategies with transaction costs and diversification constraints.
method Historical multi-stage optimal trading with graph generation and search.
result Developed methods for multi-variate multi-stage optimal trading under constraints.

Optimal trading strategy for multiple futures contracts with stochastic bases.

problem Dynamic trading of multiple futures contracts with different underlying assets.
method Proposed a multi-dimensional scaled Brownian bridge model to capture joint dynamics, leading to semi-explicit solutions of HJB equations.
result Derived optimal long-short trading strategy that considers contango and backwardation.

Optimal trade execution strategies show adaptive methods reduce costs.

problem Optimal trade execution with short-term price predictive signals.
method Comparison of static and adaptive strategies with transient and instantaneous market impacts.
result Adaptive strategies significantly reduce transaction costs compared to static strategies.

Optimal trading strategy using LQR framework with price mean-reversion.

problem Developing a dynamic trading strategy in a market with linear and quadratic costs.
method Model Predictive Control (MPC) approach to optimize trading curve with positivity constraints.
result Optimal trading curve reacts opportunistically to price changes while satisfying constraints.

Optimal trading strategy with predictor and costs, derived equations and shape.

problem Optimal trading strategy in presence of price predictor, costs, and risk control.
method Path-integral method to derive equations for band edges, solved explicitly for Ornstein-Uhlenbeck predictor.
result Explicit equations and shape of the optimal band strategy derived and analyzed.

Summarizes key algorithmic trading problems and recent advances.

problem Optimal execution, placement, and price impact in algorithmic trading.
method Discusses recent advances in algorithmic trading using Machine Learning techniques.
result Recent progress in algorithmic trading includes the use of Deep Learning, Reinforcement Learning, and Generative Adversarial Networks.

Optimizes trading trajectories for large portfolios quickly.

problem Optimizing trading trajectories for large portfolios with constraints.
method Simulated bifurcation algorithm applied to portfolio optimization.
result First numerical results confirm SB algorithm's power for portfolio optimization.

This study optimizes crypto-market trading conditions without assuming convexity.

problem Optimizing crypto-market trading conditions without convexity.
method Rigorous mathematical analysis of constant function market makers under quasilinear trade functions.
result Quasilinear trade functions can replicate convex functions' robustness against arbitrage.

Trading system uses NP-hard optimization to select stocks for high Sharpe ratio trading.

problem Finding profitable, uncorrelated stocks for high Sharpe ratio trading.
method NP-hard combinatorial optimization using Ising machine and simulated bifurcation algorithm.
result Trading strategy with FPGA-based system achieves 164 μs response latency.

Article proposes a profitable intraday trading strategy for Chinese stocks.

problem Intraday trading opportunities in Chinese stock market.
method Markowitz optimization and Multilayer Perceptron (MLP) for stock price prediction.
result Validation of Markowitz portfolio optimization and MLP for intraday stock price prediction.

Extended Kyle model with long memory trading volume, finds excessive price volatility.

problem Understanding insider trading dynamics with long memory trading volume.
method Extended Kyle model with stochastic noise trading volatility and long memory trading volume.
result Excessive price volatility due to insider's aggressive trading strategy in high noise trading volume.

Study uses RNN for real-time crypto price prediction and trading optimization.

problem High volatility in cryptocurrency markets makes traditional forecasting models unreliable.
method Data collection, preprocessing, model refinement, and backtesting.
result Improved accuracy in real-time crypto price prediction and optimized trading strategies.

Optimal trading and liquidation strategies with signals and regulatory constraints.

problem Optimal trading and liquidation in models with price predictions and regulatory limits.
method Almgren-Chriss model with general signals, target zone models, and lookback option analysis.
result Explicit formulas for optimal liquidation rates in Bachelier and Black-Scholes dynamics.

Study on stock trading model with uncertain market status, proving free boundaries and optimal strategies.

problem Optimal trading strategies in a stock market with uncertain market status.
method Free boundary problem, variational inequality system, degenerate operator, C^∞-smoothness.
result All four switching free boundaries are no-overlapping, monotonic, and C^∞-smooth, and their relative localities are completely determined.

Optimizes cryptocurrency trading pairs for efficiency and decentralization.

problem Finding optimal trading pairs among many cryptocurrencies without direct volume data.
method Two-stage process: 1) Fill missing values using eigenvalue decomposition with regularization, 2) Optimize pairs using branch and bound with pruning.
result Optimal trading pairs lead to more decentralized markets and better liquidity.

Study optimal dynamic basis trading strategies with stochastic basis model.

problem Optimal dynamic trading of futures and underlying asset under stochastic basis.
method Model basis evolution as stopped scaled Brownian bridge, solve utility maximization problem with HARA risk preferences.
result Derive exact conditions for optimal trading strategies and solve explicitly.

This paper optimizes trading VIX futures using a regime-switching model.

problem Optimizing VIX futures trading under mean reversion and regime switching.
method Regime-switching model, coupled system of variational inequalities, PSOR method with Crank-Nicolson scheme.
result Illustrates optimal boundaries for VIX futures trading strategies.

Novel OTT method for cryptocurrency trading offers high annualized profit.

problem Quantifying and exploiting trading opportunities in cryptocurrency markets.
method Bi-objective convex optimization for balancing profit and risk.
result Annualized profit of 15.49% in cryptocurrency market from 2020 to 2022.

Semi-static trading strategies can lead to non-closed outcome spaces, complicating optimal investment.

problem Non-closed outcome spaces of semi-static trading strategies.
method Analyzing the space of outcomes of semi-static trading strategies with static options trading.
result The space of outcomes of semi-static trading strategies can be non-closed.

Study optimal trading times for mean-reverting prices with deadlines.

problem Optimal timing strategies for mean-reverting price processes with deadlines.
method Solve optimal double stopping problems with sequential deadlines using local time-space calculus.
result Derive optimal trading boundaries for long-short, short-long, and chooser strategies.