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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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140280420560 · Jun 202019922001200920172026
48 results for theoretical investigation

Investigates training challenges for morphological neural networks.

problem Training morphological neural networks with gradient descent is difficult.
method Examines differentiation and backpropagation for morphological networks, using Bouligand derivative.
result Provides theoretical insights and guidelines for initialization and learning rates.

This work proves composite neural networks outperform their components under certain conditions.

problem Understanding the performance of composite neural networks.
method Theoretical investigation of a composite neural network combining pre-trained models.
result A composite neural network, with high probability, performs better than any of its pre-trained components.

We investigate index theory in the context of Dirac operators coupled to superconnections. In particular, we prove a local index theorem for such operators, and for families of such operators. We investigate eta-invariants and prove an APS-theorem, and construct a geometric determinant line bundle for families of such …

2008-10-05abs ↗pdf ↗

Theoretical work shows integrating coherent reasoning improves LLM performance and error correction.

problem Improving reasoning and error correction in large language models (LLMs) with few-shot prompting.
method Theoretical analysis and sensitivity experiments on transformer behavior with coherent reasoning and corrupted demonstrations.
result The transformer gains better error correction ability and more accurate predictions when coherent reasoning is integrated.

Paper analyzes how contrastive learning structures learned representations.

problem Understanding the structure of learned representations in contrastive learning.
method Kernel-based contrastive learning framework (KCL) and statistical dependency viewpoint.
result Theoretical upper bound and generalization error bound for KCL.

Paper analyzes self-supervised image denoising with denatured data.

problem Understanding the performance of self-supervised image denoising with denatured data.
method Theoretical analysis and numerical experiments on a denoising algorithm.
result Theoretical analysis shows the algorithm finds desired solutions to the optimization problem.

Study examines Lasso performance in high-dimensional MoE models.

problem Estimating MoE models in high-dimensional settings with Lasso.
method Investigates SGMoE models with Lasso regularization under mild assumptions.
result Provides non-asymptotic bounds for Lasso regularization parameter.

The grassmannian of hermitian lagrangian spaces in CnCn\mathbb{C}^n\oplus \mathbb{C}^n is a natural compactification of the space of hermitian n×nn\times n matrices. We describe a Schubert-like, Whitney regular stratification on this space which has a Morse theoretic origin. We prove that these strata define closed subana…

2007-08-20abs ↗pdf ↗

New framework explains how larger pre-trained models reduce downstream learning sample complexity.

problem Understanding why larger pre-trained models reduce sample complexity in downstream tasks.
method Introducing a novel framework called Caulking inspired by PEFT methods.
result Improved pre-trained models provably decrease downstream task sample complexity.

Investigates optimal parameter allocation in Transformers for efficiency and expressivity.

problem Balancing expressivity and efficiency in Transformer model parameters.
method Mathematical analysis and theoretical characterization of attention heads and head dimensions.
result Later layers can operate more efficiently with reduced parameters due to saturation of softmax activations.

Deep nonlinear models pose a challenge for fitting parameters due to lack of knowledge of the hidden layer and the potentially non-affine relation of the initial and observed layers. In the present work we investigate the use of information theoretic measures such as mutual information and Kullback-Leibler (KL) diverge…

2016-12-17abs ↗pdf ↗

Bounded rationality investigates utility-optimizing decision-makers with limited information-processing power. In particular, information theoretic bounded rationality models formalize resource constraints abstractly in terms of relative Shannon information, namely the Kullback-Leibler Divergence between the agents' pr…

2018-09-04abs ↗pdf ↗

This paper investigates the theory of robustness against adversarial attacks. It focuses on the family of randomization techniques that consist in injecting noise in the network at inference time. These techniques have proven effective in many contexts, but lack theoretical arguments. We close this gap by presenting a …

2019-02-04abs ↗pdf ↗

NTK theory fails to predict practical behavior of large-width neural networks.

problem Theoretical limits of NTK do not match practical neural network architectures.
method Empirical investigation of NTK's applicability to large-width architectures.
result Practically relevant behavior of large-width architectures differs from NTK theory.

This paper investigates how data augmentation improves linear separation of manifold data.

problem Understanding how data augmentation enhances linear separation of manifold data.
method Investigates the conditions under which self-supervised representations can linearly separate multi-manifold data.
result Self-supervised learning can linearly separate manifolds with a smaller distance than unsupervised learning.

We present analytical investigations of a multiplicative stochastic process that models a simple investor dynamics in a random environment. The dynamics of the investor's budget, x(t)x(t), depends on the stochasticity of the return on investment, r(t)r(t), for which different model assumptions are discussed. The fat-tail d…

2007-09-23abs ↗pdf ↗

Empirical study shows consistent meta-RL algorithms adapt to OOD tasks.

problem Theoretical consistency of meta-RL algorithms and its practical implications.
method Empirical investigation of representative meta-RL algorithms, focusing on consistency and adaptation to out-of-distribution tasks.
result Theoretical consistent algorithms can adapt to OOD tasks, while inconsistent ones cannot, but can still fail for poor exploration.

A classical theorem due to Quillen (1969) identifies the unitary bordism ring with the Lazard ring, which classifies the universal one-dimensional commutative formal group law. We prove an equivariant generalization of this result by identifying the homotopy theoretic Z/2\mathbb{Z}/2-equivariant unitary bordism ring, in…

2017-11-07abs ↗pdf ↗

By simulating the easy-to-hard learning manners of humans/animals, the learning regimes called curriculum learning~(CL) and self-paced learning~(SPL) have been recently investigated and invoked broad interests. However, the intrinsic mechanism for analyzing why such learning regimes can work has not been comprehensivel…

2018-05-21abs ↗pdf ↗

This paper explains the theoretical inductive bias of Isolation Forest.

problem Lack of theoretical foundation explaining Isolation Forest's success.
method Formulated the growth process of iForest as a random walk, derived expected depth function using transition probabilities.
result Established a theoretical understanding of iForest's effectiveness and parameter adaptability.

This article investigates a new gauge theoretic approach to Einstein's equations in dimension 4. Whilst aspects of the formalism are already explained in various places in the mathematics and physics literature, our first goal is to give a single coherent account of the theory in purely mathematical language. We then e…

2013-12-10abs ↗pdf ↗

Paper proposes a quantum deep clustering framework with improved performance.

problem Improving clustering performance in quantum machine learning.
method Quantum deep SVM, deep convolutional neural networks, and quantum K-Means clustering.
result The proposed quantum deep clustering framework shows significant performance gains over classical methods.

Proposes a new theoretical framework for PbRL that requires less human feedback.

problem Lack of theoretical work capturing practical PbRL frameworks.
method Introduces a reward-agnostic PbRL framework that acquires exploratory trajectories before human feedback.
result Demonstrates improved sample complexity for learning optimal policies in linear and low-rank MDPs.

A new test of a wide class of interest rate models is proposed and applied to a recently developed quantum field theoretic model and the industry standard Heath-Jarrow-Morton model. This test is independent of the volatility function unlike other tests previously proposed in the literature. It is found that the HJM mod…

2001-06-16abs ↗pdf ↗

Generative adversarial networks are a class of generative algorithms that have been widely used to produce state-of-the-art samples. In this paper, we investigate GAN to perform anomaly detection on time series dataset. In order to achieve this goal, a bibliography is made focusing on theoretical properties of GAN and …

2018-12-06abs ↗pdf ↗

Unified interpretation of softmax cross-entropy and negative sampling for knowledge graph embedding.

problem Lack of theoretical relationship between softmax cross-entropy and negative sampling loss functions in knowledge graph embedding.
method Used Bregman divergence to provide a unified interpretation of the two loss functions.
result Theoretical findings for fair comparison of softmax cross-entropy and negative sampling are derived.

PRI-VAE learns disentangled representations by optimizing principle-of-relevant-information.

problem Learning disentangled representations under VAE framework remains unknown.
method Proposes PRI-VAE, a novel learning objective to optimize disentanglement.
result Demonstrates effectiveness of PRI-VAE on four benchmark datasets.

The paper investigates topic models, ensuring their statistical identifiability and accuracy.

problem Lack of formal theoretical investigation of topic model identifiability and estimation accuracy.
method Proposes a maximum likelihood estimator (MLE) based on integrated likelihood, introducing new geometric identifiability conditions.
result Introduces weaker conditions for topic model identifiability, allowing a broader investigation.

Study explores learning behavior of GFlowNets, revealing key mechanisms.

problem Lack of theoretical understanding of GFlowNets' learning dynamics.
method Rigorous theoretical investigation of four dimensions: convergence, sample complexity, implicit regularization, and robustness.
result Elucidates mechanisms underlying GFlowNet's learning dynamics, providing insights into performance factors.