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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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102205307409 · Jun 202019922001200920172026
48 results for stock classification

Paper uses CNN to predict stock price movement as an image classification problem.

problem Predicting stock price movement using machine learning.
method CNN-based model for classifying stock price movement based on the first hour of trading.
result The algorithm effectively separated between stock price movement classes and outperformed other strategies.

Study compares price patterns of cryptocurrencies and stocks using machine learning.

problem Investor behavior in cryptocurrencies vs. stocks.
method Machine learning models (LR, RF, SVM) classify price time series of cryptocurrencies and stocks.
result Cryptocurrencies and stocks have distinct price patterns, explained by various statistical features.

Cubic predicts stock market indices by fusing stock latent embeddings and converting to binary classification.

problem Challenges in predicting stock market indices due to isolated time series treatment and simple regression.
method Fusion of stock latent embeddings, binary encoding classification, and confidence-guided prediction.
result Cubic outperforms state-of-the-art baselines in stock index prediction tasks.

Graph-based approach predicts stock trends using dynamic multi-relational graphs.

problem Predicting future stock movements in complex, time-evolving stock relationships.
method Dynamic multi-relational stock graphs, stochastic diffusion process, parallel retention.
result Outperforms state-of-the-art baselines in stock trend forecasting.

Transfer learning and data augmentation improve stock classification performance.

problem Challenges in stock classification due to noise and volatility.
method Pre-trained model on S&P500 index features, transfer learning to new models, data augmentation on feature space.
result Augmentation on feature space leads to 20% increase in risk-adjusted returns.

The study uses financial events to predict stock market movements.

problem Predicting stock market movements using financial events.
method Combined event extraction method, BERT/ALBERT enhanced event representation, and extended hierarchical attention network.
result Significantly better accuracies and higher simulated returns compared to state-of-the-art models.

Novel financial time-series data representation improves industry sector classification.

problem Classifying industries using historical stock returns time-series data.
method Proposed a novel representation based on stock returns embeddings for time-series data, overcoming representational challenges of conventional approaches.
result Substantial performance improvements over baselines using conventional representations.

New approach predicts stock price synchronization using RNNs and LSTMs.

problem Forecasting synchronization of stock prices in the Indian market.
method Utilizing recurrence plots and CRQA for non-linear analysis, RNNs and LSTMs for prediction.
result Accuracy of 0.98 and F1 score of 0.83 in predicting stock price synchronization.

StonkBERT predicts stock price movements using company text data.

problem Can language models predict medium-run stock price movements?
method Fine-tuning transformer-based language models (BERT) on company text data (news articles, blogs, annual reports) for stock price performance classification.
result StonkBERT shows substantial improvement in predictive accuracy compared to traditional models, with news articles providing the best results.

A classification of companies into sectors of the economy is important for macroeconomic analysis and for investments into the sector-specific financial indices and exchange traded funds (ETFs). Major industrial classification systems and financial indices have historically been based on expert opinion and developed ma…

2015-03-20abs ↗pdf ↗

Quantum algorithms improve stock price prediction accuracy.

problem Improving stock price prediction accuracy using quantum techniques.
method Extracted stock price indicators, used QA and PCA for feature selection and dimensionality reduction, trained QSVM for binary classification.
result Quantum Support Vector Machine (QSVM) outperformed classical models in stock price prediction accuracy.

Stock prices are driven by various factors. In particular, many individual investors who have relatively little financial knowledge rely heavily on the information from news stories when making investment decisions in the stock market. However, these stories may not reflect future stock prices because of the subjectivi…

2019-09-01abs ↗pdf ↗

The study classifies policy announcements' impact on stock market volatility.

problem Evaluating the impact of Central Bank announcements on stock market volatility.
method Proposed a model-based classification method using Markov Switching dynamics and Multiplicative Error Model.
result Successful classification of 144 European Central Bank announcements on stock market volatility.

Proposes a hybrid model for stock market report classification using graph neural networks.

problem Lack of unified node embeddings for heterogeneous graphs in text datasets.
method Transductive hybrid approach combining unsupervised node representation learning and supervised node classification/edge prediction.
result Demonstrates the model's ability to classify stock market technical analysis reports.

CNN predicts stock fluctuations using company news headlines.

problem Predicting next-day stock fluctuations based on company-specific news.
method Convolutional Neural Network (CNN) with reduced filter dimensions and multiple hidden layers. Fine-tuned word embeddings and various filter widths.
result 61.7% classification accuracy achieved using pre-learned embeddings.

This paper considers a portfolio trading strategy formulated by algorithms in the field of machine learning. The profitability of the strategy is measured by the algorithm's capability to consistently and accurately identify stock indices with positive or negative returns, and to generate a preferred portfolio allocati…

2014-04-05abs ↗pdf ↗

Data augmentation improves financial prediction models, especially for small datasets.

problem Improving financial prediction models on small, noisy, non-stationary datasets.
method Evaluation of data augmentation methods combined with deep learning models on financial datasets.
result Data augmentation significantly improves financial performance, up to 400% improvement in risk-adjusted return.

Study reveals 2020 stock crashes were mostly endogenous, not exogenous.

problem Identifying the cause of the 2020 global stock market crash.
method Applied log-periodic power law singularity (LPPLS) methodology to analyze stock market indexes.
result The 2020 stock market crashes were mostly endogenous, driven by systemic instability.

AI models predict stock trends using historical data and public sentiment.

problem Improving stock market prediction accuracy using AI.
method Employed regression and classification ML algorithms for technical and fundamental analysis respectively.
result Median performance suggests AI is not yet superior to stock markets.

Stock prediction aims to predict the future trends of a stock in order to help investors to make good investment decisions. Traditional solutions for stock prediction are based on time-series models. With the recent success of deep neural networks in modeling sequential data, deep learning has become a promising choice…

2018-09-25abs ↗pdf ↗

Financial markets have been extensively studied as highly complex evolving systems. In this paper, we quantify financial price fluctuations through a coupled dynamical system composed of phase oscillators. We find a Financial Coherence and Incoherence (FCI) coexistence collective behavior emerges as the system evolves …

2016-05-08abs ↗pdf ↗

Since the beginning of the new millennium, stock markets went through every state from long-time troughs, trade suspensions to all-time highs. The literature on asset pricing hence assumes random processes to be underlying the movement of stock returns. Observed procyclicality and time-varying correlation of stock retu…

2018-11-07abs ↗pdf ↗

This paper demonstrates how to apply machine learning algorithms to distinguish good stocks from the bad stocks. To this end, we construct 244 technical and fundamental features to characterize each stock, and label stocks according to their ranking with respect to the return-to-volatility ratio. Algorithms ranging fro…

2018-06-05abs ↗pdf ↗

Predict stock price movements using financial data and news articles with LLMs.

problem Predicting stock price movements using financial data and news articles.
method Combining financial data and news articles, employing pre-trained LLMs, and using retrieval augmentation techniques.
result Predicted stock price movements with a weighted F1-score of 58.5% and 59.1%.

Proposes LRR and LRLR for improving stock prediction accuracy.

problem Improving stock prediction accuracy through nonparametric classification.
method Local radial regression and logistic regression variant.
result LRLR outperforms LPoR and MS-kk-NN in real-world stock datasets.

Stock prediction has always been attractive area for researchers and investors since the financial gains can be substantial. However, stock prediction can be a challenging task since stocks are influenced by a multitude of factors whose influence vary rapidly through time. This paper proposes a novel approach (Word2Vec…

2019-02-13abs ↗pdf ↗

The study distills news sources to analyze stock reactions, finding sentiment has asymmetric and sector-specific effects.

problem Analyzing the influence of financial text sources on stock reactions.
method Mixed text sources from professional platforms, blogs, and message boards were distilled using different lexica to analyze sentiment variables.
result Sentiment has an asymmetric and sector-specific effect on stock reactions.

Study improves stock price prediction using adaptive Mixture of Experts framework.

problem Tackles diverse volatility regimes in stock price prediction.
method Combines RNN for high-volatility stocks and linear regression for stable stocks with a gating mechanism.
result Achieves up to 33% improvement in MSE for volatile assets and 28% for stable assets.

Diffusion-VAE tackles multi-step stock price prediction with stochastic noise.

problem Challenges in multi-step stock price prediction due to stochasticity and target price sequence.
method Combines hierarchical VAE and diffusion probabilistic techniques for seq2seq stock prediction.
result D-Va model outperforms state-of-the-art solutions in prediction accuracy and variance.

SimStock learns stock similarities for better investment management.

problem Challenges in identifying similar stocks due to non-stationary financial markets.
method Temporal self-supervised learning framework combining SSL and temporal domain generalization.
result SimStock outperforms existing methods in finding similar stocks.

Predict stock trends using news sentiment and technical indicators in Spark.

problem Predicting the stock market trend is challenging due to multiple influencing factors.
method Created a machine learning classification problem with features from technical indicators and news sentiment scores.
result Random Forest model achieved 63.58% test accuracy in Spark.

Co-trading networks reveal dynamic market structures and improve covariance estimation.

problem Modeling high-dimensional stock covariances in US equity markets.
method Co-trading-based pairwise similarity measure for constructing dynamic networks, spectral clustering, robust covariance estimator.
result Co-trading networks capture time-evolving stock dependencies and improve portfolio performance.

Study finds price-based clustering outperforms AI and human methods in stock market analysis.

problem Investigates if AI can improve stock clustering compared to traditional methods.
method Compares price-based, human-informed, and AI-driven clustering methods using synthetic factor models.
result Price-based clustering reduces RMSE by 15.9% relative to GICS and 14.7% relative to LLM embeddings.

A novel SVR parameter optimization method using GSA outperforms other meta-heuristics in stock market forecasting.

problem Optimizing SVR parameters for reliable regression performance on small sample sizes.
method Golden Sine Algorithm (GSA) for parameter tuning of SVR.
result The GSA-based SVR outperforms eleven other meta-heuristics in terms of accuracy and computing time.