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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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149297446594 · Jun 202019922001200920172026
48 results for stochastic Volterra systems

Neural SVEs model complex systems with memory, outperforming traditional methods.

problem Modeling systems with memory effects and irregular behavior.
method Introducing neural stochastic Volterra equations as a physics-inspired architecture.
result Neural SVEs outperform neural SDEs and DeepONets in various applications.

Study approximates rough stochastic volatility models using diffusion processes.

problem High computational cost in simulating rough stochastic volatility models.
method Approximates stochastic Volterra equations with an N-dimensional diffusion process.
result Approximations converge strongly with superpolynomial rate in N.

This research improves deep neural networks for parameter identification and prediction in stochastic Volterra integral equations.

problem Parameter identification and prediction in Volterra integral equations driven by Gaussian noise.
method Improved deep neural networks framework that incorporates inter-output relationships into the loss function.
result The framework enhances parameter estimation accuracy and provides accurate solutions for modeling stochastic systems.

Investigates mean-variance portfolio selection in non-Markovian markets.

problem Continuous-time Markowitz mean-variance portfolio selection in fake stationary affine Volterra models.
method Stochastic factor solution to a Riccati BSDE, deriving explicit solutions as multi-dimensional Riccati-Volterra equations.
result Analytical closed-form expressions for optimal portfolio policies and mean-variance efficient frontier.

The paper introduces a method for learning nonparametric Volterra kernels using Gaussian processes.

problem Learning nonparametric nonlinear operators from data.
method NVKM model using Volterra series and Gaussian processes for unobserved and observed input functions.
result The NVKM model can perform both single and multiple output regression and system identification.

The study analyzes prediction errors in systems with memory kernels, providing bounds and stability results.

problem Prediction errors in stochastic dynamical systems with memory kernels.
method Analysis of generalized Langevin equations (GLEs) with Volterra equations, integrating synchronized noise coupling and weighted norms.
result Prediction discrepancies decay at a rate determined by the memory kernel's decay, quantitatively bounded by kernel estimation errors.

Study on non-negative solutions for stochastic Volterra equations with jumps.

problem Existence and uniqueness of non-negative solutions for stochastic Volterra equations with jumps and non-Lipschitz coefficients.
method Developed a nonnegative approximation approach and used Yamada--Watanabe approximation technique for convergence proof.
result Established conditions for strong existence and pathwise uniqueness of non-negative solutions.

The paper analyzes the stationarity of stochastic Volterra integral equations and introduces fake stationary regimes.

problem Analyzing the stationarity of non-Markovian dynamical systems described by SVIEs.
method Investigates the properties of SVIE solutions, focusing on stationarity over finite and long time horizons, and introduces a deterministic stabilizer to induce a fake stationary regime.
result SVIEs do not exhibit a strong stationary regime unless the kernel is constant or degenerate, but a fake stationary regime can be achieved with a deterministic stabilizer.

Study on fake stationary Volterra Heston model for non-stationary processes.

problem Non-stationary nature of true Volterra equations.
method Weak notion of stationarity (fake stationary regime) for inhomogeneous affine Stochastic Volterra equations.
result Existence of limiting distributions in the long run, which may depend on initial state.

A new simulation method for Volterra processes improves convergence for rough kernels.

problem Simulating Volterra processes with singular kernels.
method iVi (integrated Volterra implicit) scheme based on Inverse Gaussian distribution.
result The iVi scheme achieves weak convergence with few time steps, especially for rough kernels.

Study proves optimal controls for stochastic Volterra equations with singular kernels.

problem Existence of optimal controls for stochastic Volterra equations with singular kernels.
method Sufficient conditions based on integrability and growth hypotheses.
result Existence of optimal relaxed and strict controls under classical convexity assumptions.

Study small-time CLTs for stochastic Volterra equations with various kernels.

problem Understanding the behavior of stochastic Volterra equations with different kernels.
method Proved convergence of finite-dimensional distributions, functional CLT, and limit theorems for smooth transformations.
result Derived asymptotic pricing formulae for digital calls in rough volatility models.

The paper derives formulas for pricing geometric Asian options in the Volterra-Heston model.

problem Pricing geometric Asian options in the Volterra-Heston model.
method Derives semi-closed formulas using Fourier transforms and Riccati-Volterra equations.
result Derives formulas for pricing geometric Asian options with fixed and floating strikes.

A new method reduces Volterra kernel complexity and uncertainty quantification.

problem Challenges in modeling nonlinear systems with Volterra series due to high model order.
method Bayesian Tensor Network Volterra kernel machines (BTN-V) using canonical polyadic decomposition.
result Competitive accuracy, enhanced uncertainty quantification, and reduced computational cost.

Paper solves Merton's portfolio problem in a non-Markovian, non-semimartingale model.

problem Merton's portfolio optimization in a fake stationary Volterra-Heston model.
method Stochastic factor solution to a Riccati BSDE, combined with martingale optimality principle.
result Derives semi-closed form optimal strategies and value function.

This paper improves simulation methods for rough Volterra stochastic volatility models.

problem Inefficient techniques in Monte-Carlo simulations for rough Volterra volatility models.
method Comparison and modification of three simulation methods: Cholesky, Hybrid, and rDonsker schemes.
result Suggests modifications to improve simulation accuracy and efficiency.

This work studies nonnegativity-preserving kernels for stochastic equations and their applications.

problem Nonnegativity preservation in stochastic Volterra equations and related processes.
method Characterization and application of completely monotone kernels; approximation schemes for weak error.
result Positive linear combinations of decaying exponentials can be used for second-order approximation schemes.

Researchers compute Greeks for rough Volterra SV models using Malliavin calculus.

problem Computing Greeks under rough Volterra stochastic volatility models.
method Malliavin calculus techniques, extending integration by parts to non-square integrable functionals.
result Formulas for computing Greeks (Delta, Gamma, Rho, Vega) under various rough Volterra SV models.

The paper analyzes robustness and sensitivity of rough Volterra stochastic volatility models.

problem Analyzing the robustness and sensitivity of stochastic volatility models.
method Statistical tests and empirical analysis on Apple Inc. equity options.
result Comparison of different models' robustness and sensitivity to option data structure.

This paper optimizes portfolio selection for multivariate affine and quadratic Volterra models with rough volatilities.

problem Optimizing portfolio selection for multivariate models with rough volatilities and stochastic correlations.
method Investigates continuous-time Markowitz mean-variance problem for multivariate affine and quadratic Volterra models using Riccati backward stochastic differential equations (BSDEs).
result Derives explicit solutions for BSDEs in affine Volterra models and new analytic formulae for quadratic models.

Investigates optimal investment strategies in financial markets with jumps.

problem Optimal portfolio selection for investors in multi-asset financial markets with jumps.
method Uses martingale optimality principle and Riccati backward stochastic differential equations with jumps.
result Derives semi-closed form optimal strategies and value function for Merton's problem.

The study examines stability of Hamiltonian Poisson integrators on both integrable and non-integrable systems.

problem Investigating stability properties of Hamiltonian Poisson integrators.
method Examples of Lotka-Volterra dynamics and numerical investigations of a non-integrable system are used.
result The existence of a modified Hamiltonian is crucial for the stability of Hamiltonian Poisson integrators.

Motivated by empirical evidence for rough volatility models, this paper investigates continuous-time mean-variance (MV) portfolio selection under the Volterra Heston model. Due to the non-Markovian and non-semimartingale nature of the model, classic stochastic optimal control frameworks are not directly applicable to t…

2019-04-29abs ↗pdf ↗

We consider stochastic partial differential equations appearing as Markovian lifts of matrix valued (affine) Volterra type processes from the point of view of the generalized Feller property (see e.g., \cite{doetei:10}). We introduce in particular Volterra Wishart processes with fractional kernels and values in the con…

2019-07-02abs ↗pdf ↗

New method transforms complex stochastic equations into simpler ones for efficient simulation.

problem Efficient simulation of complex path-dependent stochastic processes.
method Transforms Volterra-type SDEs into standard diffusion processes using convolution kernels.
result Proposes a numerical simulation scheme with a strong convergence rate of 1/2.

The paper studies Hawkes processes under mean-field limits and criticality conditions.

problem Analyzing nearly unstable Hawkes processes in a mean-field regime.
method Extending the method by Jaisson and Rosenbaum, establishing scaling limits and propagation of chaos.
result Scaling limits of Hawkes processes are stochastic Volterra diffusions of affine type, with three distinct limiting regimes.

We simplify Volterra process predictions by reducing dimensionality and using a tailored deep learning model.

problem Predicting the conditional law of Volterra processes with stochastic volatility is challenging due to high dimensionality and non-smoothness.
method We developed a stable dimension reduction technique onto a low-dimensional statistical manifold of non-positive curvature and introduced a sequentially deep learning model tailored to this geometry.
result Our model can approximate the conditional law of Volterra processes with approximation rates achievable only with very large networks.

Study measures inequality in social-economic systems using Fokker-Planck equations and Lotka-Volterra dynamics.

problem Measuring inequality in oscillatory social-economic systems described by Fokker-Planck equations and Lotka-Volterra dynamics.
method Used Fokker-Planck equations and Lotka-Volterra dynamics to model inequality, focusing on coefficient of variation as a measure.
result Inequality initially tends to decrease in oscillatory systems, contrary to steady-state models.

Unified model for financial derivatives pricing with stochastic interest rates.

problem Pricing and hedging financial derivatives with stochastic interest rates.
method Volterra Stein-Stein model with correlated Gaussian Volterra processes.
result Explicit formulas for bond and cap/floor pricing, and characteristic function for log-forward index.

This paper investigates Merton's portfolio problem in a rough stochastic environment described by Volterra Heston model. The model has a non-Markovian and non-semimartingale structure. By considering an auxiliary random process, we solve the portfolio optimization problem with the martingale optimality principle. Optim…

2019-05-14abs ↗pdf ↗

New financial model with sandwiched volatility for option pricing.

problem Developing a new financial model for option pricing.
method Introducing a new model with stochastic volatility driven by a Gaussian Volterra process, ensuring the solution is sandwiched between two arbitrary Hölder continuous functions.
result Developed an algorithm for pricing options with discontinuous payoffs using Malliavin calculus.

Paper develops methods for solving complex stochastic equations using Malliavin calculus.

problem Existence, uniqueness, and regularity of solutions to BSVIEs.
method Malliavin calculus for tackling diagonal processes and nonlinear dependence.
result Developed well-posedness results for BSVIEs, including probabilistic interpretation of PDEs and portfolio optimization.

We prove strong existence and uniqueness, and Hölder regularity, of a large class of stochastic Volterra equations, with singular kernels and non-Lipschitz diffusion coefficient. Extending Yamada-Watanabe's theorem, our proof relies on an approximation of the process by a sequence of semimartingales with regularised ke…

2019-12-12abs ↗pdf ↗

Volterra signature provides a clear, interpretable feature for history-dependent systems.

problem Learning from non-Markovian time series with implicit memory mechanisms.
method Develops Volterra signature as a tensor algebra representation weighted by a temporal kernel, proving injectivity and universal approximation.
result Volterra signature leads to linear functionals and universal approximation, improving dynamic learning tasks.

Study provides LDP for non self-similar stochastic volatility models.

problem Analyzing non self-similar stochastic volatility models.
method Short-time large deviation principle (LDP) for models with Volterra process.
result Derives consequences for option prices, implied volatility surfaces, and skew.

Paper develops semi-analytic method for American options in time-dependent jump-diffusion models.

problem Pricing American options in models with time-dependent and exponential jumps.
method Generalizes existing methods for barrier and American options to handle arbitrary time dependencies and solves the problem through algebraic and Fredholm-Volterra equations.
result Presents a semi-analytic solution for American options in time-dependent jump-diffusion models with exponential jumps.

Large deviation principles for multivariate stochastic volatility models.

problem Understanding the behavior of log-processes in multivariate stochastic volatility models.
method Establishing a comprehensive sample path large deviation principle for log-processes.
result Asymptotic formulas for first exit times and barrier option prices derived from the LDP.