Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,932 papers · 148 categories

Trend · papers per month

147294441588 · Jun 202019922001200920172026
48 results for state lumping

Paper estimates risks in MDPs using state lumping and SAT, showing its effectiveness.

problem Estimating risks in Markov decision processes with state augmentation.
method State augmentation transformation, isotopic states, and state lumping.
result SAT and state lumping effectively estimate mean-variance and exponential utility risks.

The method approximates stationary distributions of Markov models by truncating irrelevant states.

problem Computing the stationary distribution of complex Markov models is computationally challenging.
method A state-space lumping scheme that aggregates states in a grid structure, iteratively refining the state-space.
result The method provides a well-justified finite-state projection tailored to the stationary behavior of Markov models.

We study non-linear sigma models whose target spaces are the Higgs phases of supersymmetric SO and USp gauge theories by using the Kahler and hyper-Kahler quotient constructions. We obtain the explicit Kahler potentials and develop an expansion formula to make use of the obtained potentials from which we also calculate…

2008-09-11abs ↗pdf ↗

A simpler edge-based discretization method without dual volumes.

problem Efficiently computing edge-based discretization vectors without forming dual volumes.
method Directly compute edge-midpoint vectors and reduce dual volume formation.
result Significant reduction in computing time for tetrahedral grids.

Reduces identity testing of reversible Markov chains to simpler symmetric chain tests.

problem Testing identity of reversible Markov chains from a single trajectory.
method Using lumping-congruent Markov embeddings, the problem is simplified to testing symmetric chains over a larger state space.
result Achieves state-of-the-art sample complexity for identity testing.

Study optimal periodic dividend strategies for risky businesses with transaction costs.

problem Optimal periodic dividend strategies for spectrally positive Lévy risk processes with fixed transaction costs.
method Investigates periodic (bu,bl)(b_u,b_l) strategies for a Poisson arrival process of decision times.
result A periodic (bu,bl)(b_u,b_l) strategy is optimal with lump sum dividends net of transaction costs.

Let ΣΣ be a compact Riemann surface and $\h_{d,k}(Σ)$ denote the space of degree d1d\geq 1 holomorphic maps $Σ\ra \CP^k$. In theoretical physics this arises as the moduli space of charge dd lumps (or instantons) in the $\CP^k$ model on ΣΣ. There is a natural Riemannian metric on this moduli space, called the L2L^2 m…

2010-03-29abs ↗pdf ↗

An analysis of the stylized facts in financial time series is carried out. We find that, instead of the heavy tails in asset return distributions, the slow decay behaviour in autocorrelation functions of absolute returns is actually directly related to the degree of clustering of large fluctuations within the financial…

2010-02-01abs ↗pdf ↗

The paper introduces a new insurance pricing model based on driving mileage.

problem Weak link between insurance premiums and mileage, leading to overdriving and accidents.
method Developed a Pay-As-You-Drive insurance pricing model using a counting process and non-homogeneous Poisson distribution.
result The model provides theoretical results for better insurance pricing based on driving behavior.

Bayesian model updating uses VAEs to approximate likelihood with small data.

problem Approximating likelihood for small data sets in structural analysis.
method Uses multimodal VAEs to approximate likelihood, suitable for high-dimensional correlated observations.
result Demonstrates computational efficiency and accuracy compared to original VAE approach.

Estimates returns for dollar cost averaging using geometric Brownian motion.

problem Estimating returns for dollar cost averaging investing strategy.
method Uses geometric Brownian motion and log-Normal distribution to construct a lower bound for returns. Computes parameters recursively and in closed form for dollar cost averaging. Compares to lump sum investing for matching wealth distributions.
result Probability of negative returns is less than 2.5% for 40 years of annual dollar cost averaging.

Study a continuous-time PA problem with private effort and consumption decisions.

problem Continuous-time Principal-Agent problem with private information.
method Proposes a new sufficient condition for solving the agent's problem directly.
result Directly yields a solution to the agent's problem without verification.

A machine learning model for PMD compensation in dual-polarization systems.

problem Compensating for polarization-mode dispersion (PMD) in dual-polarization systems.
method Model-based machine learning approach using the split-step Fourier method for the Manakov-PMD equation.
result The model converges to within 1% of peak dB performance after 428 iterations, achieving a 0.30 dB reduction in effective signal-to-noise ratio compared to PMD-free case.

Physics-based framework improves building energy forecasting.

problem Lack of physical correspondence in machine learning models for building energy systems.
method Combines LTI SSMs with subspace-based domain adaptation (SDA).
result Physics-derived subspaces align with data-derived subspaces for better forecasting.

Study optimal liquidation with incomplete trend information and multiplicative price impact.

problem Optimal liquidation of assets with incomplete trend information and multiplicative price impact.
method Singular stochastic control problem with finite-fuel constraint and partial observation. Equivalent three-dimensional degenerate problem under full information. Two-dimensional optimal stopping problem with belief-dependent free boundary.
result Optimal execution rule and value function expressed in terms of a nonlinear integral equation, solved through Monte-Carlo method.

The paper clarifies long-horizon investment and DCA, showing no risk reduction but different exposure profiles.

problem Misleading claims about reducing risk with longer investment horizons and DCA.
method Unified probabilistic framework, defining risk and uncertainty, and introducing effective investment exposure.
result Different investment timing strategies can lead to distinct exposure profiles over time, affecting risk and uncertainty.

This paper examines the optimal annuitization, investment and consumption strategies of a utility-maximizing retiree facing a stochastic time of death under a variety of institutional restrictions. We focus on the impact of aging on the optimal purchase of life annuities which form the basis of most Defined Benefit pen…

2015-06-19abs ↗pdf ↗

Framework for imputing missing heart data to simulate brain-heart interactions.

problem Lack of multi-modal patient data representing heart and brain processes.
method Probabilistic framework for joint cardiac data imputation and mechanistic model personalization.
result Accurate imputation of missing cardiac features in incomplete datasets.

Researchers develop methods to reduce simulation costs for cardiovascular modeling.

problem High computational cost of high-fidelity simulations in cardiovascular modeling.
method Use low-fidelity approximations, neural networks, and normalizing flows to construct surrogates.
result Validated methods reduce computational cost while maintaining accuracy.

We propose the application of a high-speed maximum likelihood clustering algorithm to detect temporal financial market states, using correlation matrices estimated from intraday market microstructure features. We first determine the ex-ante intraday temporal cluster configurations to identify market states, and then st…

2015-08-20abs ↗pdf ↗

Associated to every state surface for a knot or link is a state graph, which embeds as a spine of the state surface. A state graph can be decomposed along cut-vertices into graphs with induced planar embeddings. Associated with each such planar graph is a checkerboard surface, and each state surface is a fiber if and o…

2019-02-05abs ↗pdf ↗

This paper tackles belief-state selection in simulators with latent states.

problem Selecting among approximate belief-state samplers for simulators with latent variables.
method Reduces belief-state selection to conditional distribution selection, develops algorithms and analyses.
result Different formulations of belief-state selection have varying guarantees under different roll-out methods.

New method for state inference in state-space models with unknown dynamics.

problem State inference in state-space models with computationally expensive and undefined dynamics.
method Estimate state transition dynamics using a multi-output Gaussian process and Bayesian Neural Network as a surrogate model.
result Significant improvement in accuracy for state inference and prediction in non-stationary user models.

A new method learns state and proposal dynamics in state-space models using neural networks.

problem Inference in non-linear state-space models.
method StateMixNN method using neural networks for proposal and transition distributions.
result Significantly improved recovery of hidden state, especially in highly non-linear scenarios.

The paper develops a state-space approach to deep Gaussian processes for efficient state estimation.

problem Efficient regression and state estimation for deep Gaussian processes.
method Hierarchical transformed Gaussian process priors, state-space representation, linear stochastic differential equations, sequential methods.
result The state-space approach enables efficient state estimation and regression for deep Gaussian processes.

This work improves policy optimization by maximizing entropy of state distribution, leading to better exploration.

problem Lack of exploration in state space when maximizing policy entropy.
method Proposes maximizing the entropy of a lower bound approximation to the state weighting distribution, based on latent space representation.
result Entropy regularization based on marginal state distribution achieves superior state space coverage and better performance in various domains.

A new asset allocation model uses Markov states from clustered efficient frontier coefficients.

problem Characterizing market regimes using efficient frontiers for better asset allocation.
method Hierarchical clustering of monthly efficient frontier coefficients to define states, then a Markov process on these states for portfolio optimization.
result The model significantly outperforms benchmark portfolios empirically.

Quantum states can be learned efficiently using gentle measurements.

problem Efficiently learning quantum states with minimal measurements.
method Introducing α-LGM measurements and proving strong quantum DPI.
result The number of states needed for accurate learning is of order 1/(ε^2 α^2).

Proposes a new model for time series that considers smooth transitions between states.

problem Models assume instantaneous transitions between discrete states, ignoring gradual changes.
method Dynamical Wasserstein Barycentric (DWB) model that estimates system state and pure state distributions over time.
result Accurately learns pure state distributions and improves state estimation for transition periods.

The paper proposes a method to learn low-dimensional state embeddings from time series data.

problem Finding compact state embeddings from high-dimensional Markov state trajectories.
method The paper introduces a method based on diffusion maps to learn a low-dimensional state embedding and captures the dynamics of the process.
result The method reveals metastable structures in state clustering, providing sharp statistical error bounds and misclassification rates.