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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for stakeholder alignment

EXAGREE selects a stakeholder-aligned model to reduce conflicting explanations in machine learning.

problem Conflicting explanations from different attribution methods limit the adoption of machine learning models in safety-critical domains.
method EXAGREE is a two-stage framework that selects a Stakeholder-Aligned Explanation Model (SAEM) from a set of similar-performing models, maximizing Stakeholder-Machine Agreement (SMA).
result EXAGREE achieves simultaneous gains in faithfulness, plausibility, and fairness over baselines while preserving task accuracy.

Proposes a method to infer the distributional impacts of predictive models on stakeholders.

problem The influence of predictive models on target variable distribution, leading to performative prediction.
method Modeling agents' responses as a cost-adjusted utility maximization problem and using optimal transport to align pre- and post-model distributions.
result Provides estimates for the cost associated with these responses and demonstrates the quality of these estimates.

NFTs raise concerns like scams, racism, and sexism; centralization vs decentralization debate.

problem Concerns and value judgments of stakeholders in NFT market.
method Mixed quantitative and qualitative methods: social media analysis and interviews.
result Identified financial scams, counterfeit NFTs, hacking, and unethical NFTs as major issues.

Community-based system dynamics improves ML fairness by involving excluded stakeholders.

problem Bias in ML system development during problem formulation.
method Community-based system dynamics (CBSD) for stakeholder participation.
result CBSD facilitates deeper problem understanding and bias mitigation.

Proposes measuring fairness through multiple stakeholder-curated stress tests.

problem Limited power of rigid fairness metrics and lack of stakeholder involvement in fairness discussions.
method Shift focus from fairness metrics to stress tests curated by stakeholders.
result Machine's performance under multiple stress tests reflects fairness.

Managers of US National Forests must decide what policy to apply for dealing with lightning-caused wildfires. Conflicts among stakeholders (e.g., timber companies, home owners, and wildlife biologists) have often led to spirited political debates and even violent eco-terrorism. One way to transform these conflicts into…

2017-03-28abs ↗pdf ↗

This paper introduces DCE for better counterfactual explanations using optimal transport.

problem Lack of nuanced distributional characteristics in existing counterfactual explanations.
method Formulates a chance-constrained optimization problem using optimal transport to derive counterfactual distributions.
result DCE provides deeper insights into decision-making models by aligning counterfactual distributions with factual ones.

Calls to arms to build interpretable models express a well-founded discomfort with machine learning. Should a software agent that does not even know what a loan is decide who qualifies for one? Indeed, we ought to be cautious about injecting machine learning (or anything else, for that matter) into applications where t…

2017-11-20abs ↗pdf ↗

Explainable machine learning offers the potential to provide stakeholders with insights into model behavior by using various methods such as feature importance scores, counterfactual explanations, or influential training data. Yet there is little understanding of how organizations use these methods in practice. This st…

2019-09-13abs ↗pdf ↗

Decision support systems (e.g., for ecological conservation) and autonomous systems (e.g., adaptive controllers in smart cities) start to be deployed in real applications. Although their operations often impact many users or stakeholders, no fairness consideration is generally taken into account in their design, which …

2019-07-24abs ↗pdf ↗

Interpretable AI model boosts investment confidence and profitability.

problem Challenges in financial forecasting and interpretability in decision-making models.
method SHAP-based explainability technique for interpretable AI models.
result Notable enhancement in investor's portfolio value.

Proposes a framework for partially fair machine learning models.

problem Achieving full fairness across all score ranges compromises predictive performance.
method Formulates model training as constrained optimization with difference-of-convex constraints, solvable by IDCA.
result Demonstrates high predictive performance while enforcing partial fairness in specific percentile intervals.

This paper introduces STAP to measure DEX efficiency and shows better routing algorithms increase DEX performance and stakeholder benefits.

problem Measuring and improving the efficiency of decentralized exchanges (DEXs).
method Introduces STAP as a measure of DEX efficiency and compares two routing algorithms.
result Better routing algorithms improve DEX efficiency and stakeholder benefits.

Study uses VC correlation to uncover directional financial relationships.

problem Understanding causal relationships between financial variables.
method Volatility constrained correlation (VC correlation) method.
result Operating income is most influential, while market capitalization and revenue are most susceptible.

Financial decisions impact our lives, and thus everyone from the regulator to the consumer is interested in fair, sound, and explainable decisions. There is increasing competitive desire and regulatory incentive to deploy AI mindfully within financial services. An important mechanism towards that end is to explain AI d…

2019-06-24abs ↗pdf ↗

Improved NTL detection using human-in-the-loop approach with explainability.

problem Challenges in detecting NTL due to biased data and black-box models.
method Human-in-the-loop approach with explanatory methods to guide model training.
result Improved accuracy, interpretability, robustness, and flexibility of the prediction model.

We discuss Russia's underlying motives for issuing its government-backed cryptocurrency, CryptoRuble, and the implications thereof and of other likely-soon-forthcoming government-issued cryptocurrencies to some stakeholders (populace, governments, economy, finance, etc.), existing decentralized cryptocurrencies (such a…

2018-01-17abs ↗pdf ↗

Deep learning system improves accuracy of food packaging date verification.

problem Improper labeling of food packaging poses health risks.
method Multi-source deep domain adaptation for domain-invariant representations and class boundary alignment.
result Significant improvement in classification accuracy of use-by date verification.

Inference-aware meta-alignment of LLMs reduces computational cost.

problem Aligning LLMs to diverse human preferences is challenging due to conflicting criteria.
method IAMA trains a base model to be aligned to multiple tasks via different inference-time alignment algorithms, using non-linear GRPO for optimization.
result IAMA enables effective alignment of LLMs to multiple criteria with limited computational budget.

Conformal Alignment ensures trustworthy outputs from foundation models.

problem Ensuring outputs from foundation models align with human values in high-stakes tasks.
method A framework that trains an alignment predictor using reference data to select trustworthy outputs.
result Conformal Alignment accurately identifies trustworthy outputs via lightweight training over moderate reference data.

The stock market prediction has always been crucial for stakeholders, traders and investors. We developed an ensemble Long Short Term Memory (LSTM) model that includes two-time frequencies (annual and daily parameters) in order to predict the next-day Closing price (one step ahead). Based on a four-step approach, this …

2020-01-10abs ↗pdf ↗

LPL optimizes embeddings to align local neighborhoods, improving cross-lingual word alignment.

problem Aligning embeddings across different datasets and languages.
method Locality Preserving Loss (LPL) optimizes model to project embeddings while maintaining local neighborhoods and aligning them.
result LPL-based alignment leads to better and consistent accuracy, especially in small training set settings.

Extends reinforcement learning alignment to scalar rewards, improving math reasoning.

problem Designing reinforcement learning algorithms for general LLM alignment.
method Introduces f-GRPO and f-HAL, estimating f-divergences between reward-aligned and unaligned distributions.
result Improves math reasoning RLVR tasks and mitigates reward hacking.

The paper addresses rigid alignment of noisy patches, providing a polynomial time algorithm and convergence conditions.

problem Finding a rigid alignment of overlapping local views (patches) that minimizes alignment error in a noisy setting.
method Characterizes non-degeneracy based on kernel and positivity of a matrix, provides polynomial time algorithm for testing non-degeneracy, and uses Riemannian gradient descent for alignment.
result The algorithm converges locally linearly to a non-degenerate perfect alignment under certain conditions.

Study connects database alignment and planted matching using Gaussian features.

problem Identify matching between correlated user features in anonymized databases.
method Derived results for database alignment and planted matching, showing connections and thresholds.
result Performance thresholds for database alignment converge to planted matching when feature dimensionality is sufficiently high.

SMAI framework tests and integrates single-cell data alignability.

problem Lack of a rigorous statistical test for alignability and distortion during alignment.
method Spectral manifold alignment and inference (SMAI) framework.
result SMAI outperforms existing methods in alignability testing and integration.

New method aligns brain data across individuals for better brain decoding.

problem Inter-individual variability in brain response patterns limits decoder generalization.
method SpectralOT method that embeds cortical geometry into Laplace-Beltrami eigenmodes.
result SpectralOT strikes balance between aligning functional features and preserving anatomical structure.

This paper studies aligning knowledge graphs from different sources or languages. Most existing methods train supervised methods for the alignment, which usually require a large number of aligned knowledge triplets. However, such a large number of aligned knowledge triplets may not be available or are expensive to obta…

2019-07-06abs ↗pdf ↗

This study synthesizes stablecoin systems and develops a performance evaluation framework.

problem Fragmented academic research on stablecoins across economics, law, and computer science.
method Multi-method research design including literature synthesis, performance evaluation framework, and case study.
result Unified taxonomy and performance evaluation framework for stablecoin design.