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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,738 papers · 148 categories

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71142212283 · Jun 202019922001200920172026
48 results for sequential control

Two-stage risk control for ranked retrieval systems.

problem Assessing prediction uncertainty and risk control in sequential machine learning systems.
method Developed two-stage risk control methods based on LTT and CRC frameworks, leveraging sequential nature of retrieval and ranking phases.
result The proposed methods provide theoretical guarantees and reduce computational burden compared to prior work.

Given a sequential learning algorithm and a target model, sequential machine teaching aims to find the shortest training sequence to drive the learning algorithm to the target model. We present the first principled way to find such shortest training sequences. Our key insight is to formulate sequential machine teaching…

2018-10-15abs ↗pdf ↗

New method controls false discoveries in real-time data streams.

problem Online testing of hypotheses with strict error constraints and no future data.
method Structure-adaptive sequential testing (SAST) with alpha-investment algorithm.
result Substantial power gain over existing online testing rules.

Controller-Augmented Hidden Markov Models (CHMMs) are a framework for constrained sequential inference.

problem Hidden Markov models fail under pathwise constraints like precedence, visitation, or monotonic state progression.
method CHMMs compile constraints into finite-state controllers, then use standard forward-backward and Viterbi recursions to compute exact constrained posteriors and paths.
result CHMMs provide exact constrained inference, monotone ascent in constrained EM, and linear complexity in controller cardinality.

We solve a broad class of sequential decision-making problems with partially observed states.

problem Sequential decision-making under uncertainty with partially observed states.
method Modeling as a partially observed Markov decision process (POMDP) and separating state and modulation process.
result The approach allows for specialized approximate solution procedures.

ComiRec framework predicts user interests for personalized recommendations.

problem Predicting user interests from sequential behavior data.
method ComiRec framework captures multiple user interests and balances recommendation accuracy and diversity.
result ComiRec achieves significant improvements over state-of-the-art models in sequential recommendation.

Improved diffusion models using energy distillation and sequential Monte Carlo.

problem Training instability and inferior performance in energy parameterized diffusion models.
method Introduced a novel training regime for energy functions through distillation of pre-trained diffusion models, and cast the sampling procedure as a Feynman Kac model.
result Demonstrated improved performance and new sampling techniques.

This study improves audit sampling by using sequential procedures with statistical guarantees.

problem Improving audit efficiency and reliability with statistical methods.
method Formulated as a sequential testing problem, defining null and alternative hypotheses, stopping and decision rules, and exact boundary conditions.
result Exact design yields ex ante control of decision error probabilities, and simulation-based implementation approximates this design.

Develops diffusion samplers for target distributions with efficient score and density estimates.

problem Estimating scores and densities for time-varying distributions.
method Sequential Monte Carlo with diffusion paths and control variates.
result Effective samplers for time-varying distributions with theoretical guarantees and practical applications.

One way to solve lasso problems when the dictionary does not fit into available memory is to first screen the dictionary to remove unneeded features. Prior research has shown that sequential screening methods offer the greatest promise in this endeavor. Most existing work on sequential screening targets the context of …

2016-08-21abs ↗pdf ↗

Applications in machine learning, optimization, and control require the sequential selection of a few system elements, such as sensors, data, or actuators, to optimize the system performance across multiple time steps. However, in failure-prone and adversarial environments, sensors get attacked, data get deleted, and a…

2018-03-21abs ↗pdf ↗

Combines control variates and adaptive importance sampling for Monte Carlo integration.

problem Improving Monte Carlo integration accuracy with control variates and adaptive sampling.
method A quadrature rule combining control variates and adaptive importance sampling.
result Non-asymptotic bound on the probabilistic error of the procedure.

Reduces change detection to estimation using confidence sequences.

problem Detecting changes in data streams with minimal delay and false alarms.
method Reduction from sequential change detection to sequential estimation using confidence sequences.
result Change detection scheme with minimal structural assumptions and strong guarantees.

We propose and analyze sequential design methods for the problem of ranking several response surfaces. Namely, given L2L \ge 2 response surfaces over a continuous input space X\cal X, the aim is to efficiently find the index of the minimal response across the entire X\cal X. The response surfaces are not known and ha…

2015-09-03abs ↗pdf ↗

A PID-based feedback-control system improves multiple KPIs in RTB display advertising.

problem Challenges in simultaneously improving multiple KPIs in RTB campaigns.
method Sequential Control using PID-based feedback and importance metrics.
result Effective in simultaneously controlling multiple KPIs in both simulations and live traffic.

Detects data drift in deep learning models using neural embeddings.

problem Detecting changes in data distribution in deep learning models.
method Formulates drift detection in a sequential decision framework and introduces a loss function to balance false alarms and quick detection.
result Demonstrates improved ability to balance false alarms and quick detection in change detection.

Paper develops a framework for learning interpretable representations of sequential decision behavior.

problem Obtaining a transparent description of existing behavior.
method Inverse decision modeling framework, formalizing both forward and inverse problems.
result Learning interpretable representations of behavior, including suboptimal actions, biased beliefs, and imperfect knowledge.

Develops a new framework for analyzing sequential decision-making problems using information theory.

problem Lack of information-theoretic generalization bounds for sequential decision-making problems.
method Introduces a sequential supersample framework that separates learner filtration from proof-side enlargement, controlling the generalization gap by sequential CMI.
result Establishes a sequential CMI that controls the generalization gap in sequential decision-making problems.

New method disentangles perceptual uncertainty and behavioral costs in partially observable systems.

problem Tackles inverse optimal control for non-linear partially observable systems.
method Probabilistic approach using maximum causal entropy formulations and local linearization.
result Disentangles perceptual factors and behavioral costs in sequential decision-making.

Adaptive sequential testing optimizes epidemic control by learning optimal test strategies.

problem Optimizing test allocation in epidemics with network and temporal dependence.
method Adaptive sequential design with Online Super Learner for optimal test strategies.
result Superior performance in simulated university COVID-19 pandemic.

New method optimizes portfolios by dynamically integrating ESG constraints.

problem Static ESG scores mismatch sequential portfolio decisions.
method MACF-X, a family of adapters that learns ESG costs from multimodal evidence.
result Reduces tail ESG budget pressure while maintaining financial performance.

The problem of multi-hypothesis testing with controlled sensing of observations is considered. The distribution of observations collected under each control is assumed to follow a single-parameter exponential family distribution. The goal is to design a policy to find the true hypothesis with minimum expected delay whi…

2019-10-24abs ↗pdf ↗

A new method uses ABC-SMC to infer hybrid models in bioprocesses with limited data.

problem Inference of hybrid models in bioprocesses with limited real data and high uncertainties.
method Approximate Bayesian Computation with Sequential Monte Carlo (ABC-SMC) and linear Gaussian dynamic Bayesian network (LG-DBN) for posterior distribution approximation.
result The method accelerates hybrid model inference and supports process monitoring and robust control.

Partially observable environments present an important open challenge in the domain of sequential control learning with delayed rewards. Despite numerous attempts during the two last decades, the majority of reinforcement learning algorithms and associated approximate models, applied to this context, still assume Marko…

2017-05-31abs ↗pdf ↗

New method recalibrates VaR for option books, reducing forecast errors.

problem Inaccurate VaR forecasts due to missing operational choices.
method Marking-aware sequential VaR recalibration targeting normalized book-level loss.
result Sequential VaR recalibration improves VaR performance across different markets and options.

Generalising the idea of the classical EM algorithm that is widely used for computing maximum likelihood estimates, we propose an EM-Control (EM-C) algorithm for solving multi-period finite time horizon stochastic control problems. The new algorithm sequentially updates the control policies in each time period using Mo…

2016-11-06abs ↗pdf ↗

We propose a nonparametric sequential test that aims to address two practical problems pertinent to online randomized experiments: (i) how to do a hypothesis test for complex metrics; (ii) how to prevent type 11 error inflation under continuous monitoring. The proposed test does not require knowledge of the underlying…

2016-10-08abs ↗pdf ↗

We study data poisoning attacks in the online setting where training items arrive sequentially, and the attacker may perturb the current item to manipulate online learning. Importantly, the attacker has no knowledge of future training items nor the data generating distribution. We formulate online data poisoning attack…

2019-03-05abs ↗pdf ↗

This paper solves a Bayes sequential impulse control problem for a diffusion, whose drift has an unobservable parameter with a change point. The partially-observed problem is reformulated into one with full observations, via a change of probability measure which removes the drift. The optimal impulse controls can be ex…

2014-04-07abs ↗pdf ↗

New approach transfers rewards learned in one environment to reinforcement learning in a new environment.

problem Transfer of rewards learned using inverse reinforcement learning from one environment to a new, different environment.
method Formulate the problem as a joint system of Bellman equations, develop minimax estimators for the target soft-qq-function, solve the source and target system of equations jointly.
result The coupled approach removes the first-order influence of source Bellman residual error compared to the sequential approach.