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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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48 results for root causes

New definition of patient-specific root causes of disease using counterfactuals.

problem Lack of rigorous mathematical formulation for automatic detection of root causes.
method Proposes a counterfactual definition matching clinical intuition and uses Shapley values for causal contribution scores.
result Adapts to disease prevalence, accounts for noisy labels, and admits fast computation.

New model identifies patient-specific disease root causes.

problem Identifying root causes of complex diseases varying between patients.
method Generalized Root Causal Inference (GRCI) algorithm for heteroscedastic noise model.
result GRCI accurately extracts patient-specific root causes.

Identifies patient-specific root causes of disease using structural equation models.

problem Detecting significant variables in complex diseases that differ between patients.
method Defining patient-specific root causes as exogenous errors in a structural equation model, quantifying predictivity using Shapley values, and developing a fast algorithm called Root Causal Inference.
result Significant improvements in accuracy by uncovering root causes with large effect sizes at the individual level but clinically insignificant effect sizes at the group level.

Paper simplifies calculating causation probabilities and ranks root causes.

problem Computational challenges in assessing causal relationships.
method Algorithmic simplifications and novel methodological framework for Root Cause Analysis.
result Significantly reduces computational complexity for calculating causation probabilities.

The paper proposes a method to identify root causes of anomalies in time series data.

problem Challenges in identifying the root cause of anomalies in complex software systems.
method Analyzes time series fluctuations to track the propagation of effects through hidden states.
result Identifies causal patterns among observed fluctuations to isolate root causes.

New method combines FMEA and Bayesian Network for root cause analysis in lithium-ion battery production.

problem Complex cause-effect relationships in lithium-ion battery production.
method Combining FMEA with Bayesian Network to detect and resolve inconsistencies.
result Holistic method builds large-scale cross-process Bayesian Failure Network for root cause analysis.

Paper adapts causal analysis for time-dependent systems, especially energy management.

problem Challenges in root-cause analysis for systems with lagged time-dependencies, particularly in energy management.
method Adapts causal root-cause analysis method to time-dependent systems, discusses two truncation approaches.
result Extension effectively localizes root-causes in feature and time domain with enough lags.

Paper tackles anomaly detection and RCA in dynamical systems using ICODE Networks.

problem Anomalies in dynamical systems impact performance and reliability.
method Proposes ICODE Networks for anomaly detection, RCA, and type classification.
result Demonstrates the ability to accurately detect anomalies, classify types, and pinpoint origins.

CD-RCA method identifies causal relationships in prediction errors without predefined graphs.

problem Challenges in diagnosing prediction errors due to lack of transparency in black-box models.
method Causal-Discovery-based Root-Cause Analysis (CD-RCA) method that estimates causal relationships without predefined causal graphs.
result CD-RCA outperforms heuristic attribution methods in identifying variable contributions to prediction errors.

Deep neural networks (DNNs) are shown to be promising solutions in many challenging artificial intelligence tasks. However, it is very hard to figure out whether the low precision of a DNN model is an inevitable result, or caused by defects. This paper aims at addressing this challenging problem. We find that the inter…

2019-09-05abs ↗pdf ↗

Root Cause Analysis for Anomalies is challenging because of the trade-off between the accuracy and its explanatory friendliness, required for industrial applications. In this paper we propose a framework for simple and friendly RCA within the Bayesian regime under certain restrictions (that Hessian at the mode is diago…

2018-08-13abs ↗pdf ↗

Unlike traditional programs (such as operating systems or word processors) which have large amounts of code, machine learning tasks use programs with relatively small amounts of code (written in machine learning libraries), but voluminous amounts of data. Just like developers of traditional programs debug errors in the…

2016-03-23abs ↗pdf ↗

NetRCA algorithm locates network faults by analyzing derived features and leveraging unlabeled data.

problem Locating the true root cause of network faults is challenging due to complex architectures and limited labeled data.
method NetRCA algorithm extracts derived features, generates new training data, and combines multiple models to enhance performance.
result NetRCA outperforms existing methods in fault cause localization on real-world data.

Paper tackles RCA in complex networks with unknown interdependencies.

problem Difficult RCA in networked systems due to unknown interdependencies.
method Federated learning for feature-partitioned, nonlinear data without modifying client models.
result Established theoretical convergence guarantees and validated on real-world data.

Local convolutions bias neural networks towards high-frequency adversarial examples.

problem High-frequency adversarial examples in neural networks.
method Analysis of different linear and nonlinear architectures, focusing on the impact of local convolution operations.
result Local convolutions induce an implicit bias towards high frequency features, leading to high-frequency adversarial examples.

New method differentiates square-root Kalman filters robustly.

problem Gradient calculation issues in square-root Kalman filters.
method Closed-form chain rule derived from Gramian identity, resolves non-orthogonal and rank-deficient issues.
result Robust automatic differentiation for Kalman filters, resolving numerical stability and gradient issues.

The square root of Fredholm determinants causes numerical instabilities in option pricing models.

problem Numerical instabilities in Fourier-based option pricing for the Volterra Stein-Stein model.
method Characterization of determinant crossing behavior, derivation of transform to handle crossings, efficient algorithms.
result Significant improvement in accuracy and reduction in computational cost for Fourier-based pricing.

We consider the problem of classifying business process instances based on structural features derived from event logs. The main motivation is to provide machine learning based techniques with quick response times for interactive computer assisted root cause analysis. In particular, we create structural features from p…

2017-10-08abs ↗pdf ↗

Boundary effects inflate variance in Gaussian processes, leading to acquisition bias.

problem Boundary-induced acquisition bias in Gaussian processes.
method Traced root cause to geometric mechanism of kernel truncation at domain boundaries.
result Boundary effects create distortion that worsens with dimensionality, affecting acquisition behavior.

Although modern portfolio theory has been in existence for over 60 years, fund managers often struggle to get its models to produce reliable portfolio allocations without strongly constraining the decision vector by tight bands of strategic allocation targets. The two main root causes to this problem are inadequate par…

2013-10-12abs ↗pdf ↗

DoWhy-GCM extends causal inference in graphical models for diverse queries.

problem Addressing diverse causal queries in graphical causal models.
method Specify cause-effect relations via a causal graph, fit causal mechanisms, pose causal queries.
result Identification of root causes, attribution of causal influences, diagnosis of causal structures.

Generative adversarial networks fix aliasing issues by making signals continuous.

problem Alias-free generation in GANs to prevent unwanted information leakage.
method Interpreting all signals as continuous, deriving small architectural changes.
result Generative models match FID of StyleGAN2 but have better internal representations.

Vehicular Ad-hoc NETworks (VANET) can efficiently detect traffic congestion, but detection is not enough because congestion can be further classified as recurrent and non-recurrent congestion (NRC). In particular, NRC in an urban network is mainly caused by incidents, workzones, special events and adverse weather. We p…

2019-04-26abs ↗pdf ↗

Derivatives on the Chicago Board Options Exchange volatility index (VIX) have gained significant popularity over the last decade. The pricing of VIX derivatives involves evaluating the square root of the expected realised variance which cannot be computed by direct Monte Carlo methods. Least squares Monte Carlo methods…

2016-11-02abs ↗pdf ↗

Identifies shifts in causal mechanisms between related datasets using ANMs.

problem Estimating the full causal structure from data is challenging; focus on identifying shifts in causal mechanisms.
method Assumes nonlinear additive noise models, uses Jacobian of score function for mixture distribution to identify shifts.
result Shows applicability of the approach on synthetic and real-world data.

Kernel ridge regression for causal inference with missing data.

problem Estimating treatment effects with missing data in selected samples.
method Kernel ridge regression estimators for nonparametric dose response curves and semiparametric treatment effects.
result Uniform consistency and finite sample rates for continuous treatment, root-n consistency for discrete treatment.

SSH-Net: A Deep Neural Network for Predicting Failure Time Distribution Functions under Competing Risks with GPU Data

problem Predicting failure time distribution functions under competing risks
method Structured Segmented Hazard Deep Neural Network (SSH-Net)
result Prediction accuracy validated through simulation studies and GPU data