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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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57114171228 · May 202619922001200920172026
48 results for regime fragility

This study examines deep hedging for S&P 500 options, revealing systematic delta corrections and fragility.

problem Understanding and validating deep hedging strategies for financial options.
method Compared TD3 agents with a Black-Scholes delta hedge, using walk-forward tests and symbolic regression.
result Deep hedging agents learn systematic delta corrections, which can improve performance but are regime-fragile.

Measures strategy durability through minimum regime performance, revealing trade-offs between efficiency and resilience.

problem Systematic investing strategies are vulnerable to regime changes, affecting their effectiveness and performance.
method Introduces minimum regime performance (MRP) to quantify the durability of systematic strategies, capturing how performance deteriorates under changing market conditions.
result Higher long-term Sharpe ratios do not always correlate with higher MRP, highlighting a new dimension of portfolio fragility.

Study analyzes smart contract adoption under bounded risk, showing stable adoption but fragile financial outcomes.

problem Understanding smart contract adoption in derivative markets under risk constraints.
method Structural theory linked with simulation and real-world validation.
result Adoption intensity is stable but profitability and service outcomes are sensitive to volatility.

Unified framework improves robust causal inference, overcoming Gaussian barriers and optimization issues.

problem Improving robust causal inference in non-Gaussian settings.
method Combines gamma-Divergence, GNC, and Gatekeeper mechanism.
result Enhanced robustness and global optimization in causal effect estimation.

Interpolating models can have heavy-tailed risk, leading to rare but severe errors.

problem Interpolating models' tail risk is poorly understood, affecting rare but impactful errors.
method Large-deviation methods to study the fragility of high-dimensional linear interpolators.
result Ridgeless regression exhibits heavy-tailed risk, while ridge-regularized estimators have better tail behavior.

New research investigates why influence functions are fragile and proposes new validation procedures.

problem Understanding and mitigating the fragility of influence functions in deep learning model explanations.
method Verification of influence functions using various conditions and procedures, including convexity and non-convexity.
result Validation procedures may cause the observed fragility of influence functions.

BN helps learn fragile features, which can improve adversarial robustness.

problem The role of batch normalization in adversarial training and its impact on robustness.
method Investigated the expressiveness of BN in learning robust features compared to random features.
result Adversarially fine-tuning BN layers can result in non-trivial adversarial robustness.

Measuring systemic risk or fragility of financial systems is a ubiquitous task of fundamental importance in analyzing market efficiency, portfolio allocation, and containment of financial contagions. Recent attempts have shown that representing such systems as a weighted graph characterizing the complex web of interact…

2015-05-19abs ↗pdf ↗

This paper examines cryptocurrency integration with traditional markets, showing how network structure and turbulence influence cross-asset spillovers.

problem Understanding how cryptocurrencies integrate with traditional financial markets and the impact of market stress on cross-asset spillovers.
method Combining rolling correlation networks, community structure, market-specific and system-wide Turbulence Indices, and VAR-based connectedness analysis.
result Cross-asset integration is episodic, with network structure and turbulence playing a role in transmission during stress periods.

In order for machine learning to be deployed and trusted in many applications, it is crucial to be able to reliably explain why the machine learning algorithm makes certain predictions. For example, if an algorithm classifies a given pathology image to be a malignant tumor, then the doctor may need to know which parts …

2017-10-29abs ↗pdf ↗

We provide a mathematical definition of fragility and antifragility as negative or positive sensitivity to a semi-measure of dispersion and volatility (a variant of negative or positive "vega") and examine the link to nonlinear effects. We integrate model error (and biases) into the fragile or antifragile context. Unli…

2012-08-06abs ↗pdf ↗

The 2008 financial crisis revealed banking consolidation paradoxically increased systemic fragility and global financial contagion with negligible spatial decay.

problem Fundamental vulnerabilities in interconnected banking systems during the 2008 financial crisis were inadequately addressed by existing frameworks.
method Developed a unified spatial-network framework using spectral analysis of network Laplacian operators combined with spatial difference-in-differences identification.
result Banking consolidation paradoxically increased systemic fragility and global financial contagion with negligible spatial decay.

Active learning method optimizes seismic fragility curve estimation.

problem Optimizing calls to complex numerical models for fragility curve estimation.
method Importance sampling based active learning for parametric seismic fragility curve estimation.
result The method optimizes the estimation of fragility curves with mathematical rigor.

AI systems that explain their decisions can be monitored for harmful intentions.

problem Monitoring AI systems' decision-making processes for harmful intentions is imperfect and can miss some misbehavior.
method Monitoring the chain of thought (CoT) of AI systems that communicate in human language.
result CoT monitoring is a promising but fragile approach to AI safety.

Research shows ESG signals lower exposure to market fragility during stress periods.

problem Market fragility often occurs together, and ESG is associated with reduced exposure.
method Monthly data on S&P 500 constituents from 2014 to 2025, analyzing downside returns, volatility, illiquidity, and cofragility states.
result A one-standard-deviation increase in ESG lowers the probability of severe cofragility by 0.92 percentage points during stress periods.

CoreFlow models matrix-valued distributions efficiently, preserving shared low-rank structure.

problem Learning matrix-valued distributions from high-dimensional and incomplete data.
method Low-rank flow model that learns shared row/column subspaces and trains a normalizing flow on the core.
result CoreFlow improves generation quality in few-sample regimes and remains competitive in data-rich settings.

CoCos can increase financial fragility in certain network structures.

problem The effectiveness of CoCos in enhancing financial stability depends on the network structure.
method Analysis of phase transitions in a network of interconnected banks.
result CoCos can increase financial fragility under certain network structures.

Study on information cascade fragility under mismatched revealing probabilities.

problem Analyzing the fragility of information cascades in decision-making processes with imperfect knowledge of revealing probabilities.
method Examined sequential decision-making models with players having private information and imitating previous decisions. Studied the effect of a mismatch between players' beliefs and actual revealing probabilities.
result Derived closed-form expressions for optimal learning rates and identified phase transitions in the behavior of asymptotic learning rates.

In this paper we characterise the propensity of big capital investments to systematically deliver poor outcomes as "fragility," a notion suggested by Nassim Taleb. A thing or system that is easily harmed by randomness is fragile. We argue that, contrary to their appearance, big capital investments break easily - i.e. d…

2016-03-04abs ↗pdf ↗

Polynomial chaos surrogates quantify epistemic uncertainty in AI-driven scientific models.

problem Uncertainty in reward estimates hinders interpretability in sequential generative models.
method Fit polynomial chaos expansions to trained models to propagate epistemic uncertainty and quantify sensitivity.
result Interpretable decomposition of reward components driving generative decisions.

AI-driven investment strategies self-defeat at scale due to signal crowding and erosion.

problem Excess returns from AI-driven investment strategies diminish at scale due to signal crowding and erosion.
method Theoretical model and empirical validation using SEC Form 13F filings and hedge fund return dynamics.
result The alpha half-life of signals decreases significantly with AI adoption, leading to diminishing returns.

FaceSigns embeds a secret watermark in images to authenticate and detect deepfakes.

problem Realistic image and video manipulation threats, especially deepfakes.
method Semi-fragile watermarking using neural networks, robust to face-swapping but fragile to deepfake manipulations.
result FaceSigns can reliably detect deepfake content with high accuracy.

Improves understanding of neural network predictions using influence functions.

problem Challenges in understanding neural network predictions.
method Utilized NTK theory to calculate influence functions for over-parameterized neural networks.
result Proved that the approximation error of IF can be arbitrarily small in the over-parameterized regime.

Trade networks, across which countries distribute their products, are crucial components of the globalized world economy. Their structure is strongly heterogeneous across products, given the different features of the countries which buy and sell goods. By using a diversified pool of indicators from network science and …

2018-02-23abs ↗pdf ↗

High-frequency trading models fail due to overfitting and survivor bias.

problem Failure of hybrid DRL-EC trading systems in high-frequency environments.
method Deployed a population of 500 agents in a high-frequency cryptocurrency environment, analyzing failure modes through multi-disciplinary lens.
result Increasing model complexity without information asymmetry exacerbates systemic fragility.

Sandpile Economics explains how economies can be prone to large crises from small shocks.

problem Capitalist economies' recurrent crises disproportionate to shocks.
method Formal framework interpreting instability as geometric fragility of production networks.
result Curvature of production networks predicts medium-run output dynamics and resilience.

SRR detects early signs of financial crises using multi-layer graphs.

problem Predicting systemic financial transitions from evolving market interactions.
method Systemic Risk Radar (SRR) models financial markets as multi-layer graphs.
result Graph-derived features provide useful early-warning signals compared to feature-based models.

Model explains stock price bubbles through debt crises and financial crashes.

problem Analyzing financial fragility and stock price bubbles.
method Stock-flow consistent model integrating macroeconomic and financial market dynamics.
result Model demonstrates how credit expansion and crash risk lead to recurrent boom-bust cycles.

We consider a model of contagion in financial networks recently introduced in the literature, and we characterize the effect of a few features empirically observed in real networks on the stability of the system. Notably, we consider the effect of heterogeneous degree distributions, heterogeneous balance sheet size and…

2011-09-06abs ↗pdf ↗

Optimized bandit algorithms have heavy-tailed regret distributions that can grow faster than expected.

problem Heavy-tailed regret distributions in optimized bandit algorithms.
method Change-of-measure ideas and UCB algorithm modifications.
result Regret distributions of optimized UCB algorithms have a heavy Cauchy tail, and can grow faster than poly-logarithmically.

The weighted and directed network of countries based on the number of overseas banks is analyzed in terms of its fragility to the banking crisis of one country. We use two different models to describe transmission of shocks, one local and the other global. Depending on the original source of the crisis, the overall siz…

2014-03-06abs ↗pdf ↗