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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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48 results for public auditors

Study improves detection of accounting fraud using machine learning.

problem Global concern of accounting fraud threatening financial stability.
method Machine learning methods to differentiate between fraud and non-fraud companies.
result Out-of-sample results suggest great potential in detecting falsified financial statements.

New auditors assess ff-DP privacy with adaptive sampling, avoiding large sample sizes.

problem Empirical auditing of ff-DP privacy with adaptive sampling.
method Shift focus to ff-DP, develop adaptive auditors for whitebox and blackbox settings.
result Adaptive auditors detect ff-DP violations across the privacy spectrum with statistical guarantees.

Deep learning model improves corporate distress prediction using text data.

problem Predicting corporate distress using only financial data is insufficient.
method Convolutional recurrent neural network trained on auditors' and managers' reports.
result Unstructured textual data significantly enhances distress prediction, especially for large firms.

Audit fees change based on company and economic factors during auditor switching.

problem Understanding how audit fees change when auditors switch firms.
method Examined the impact of auditor switching on audit fees, considering company characteristics and economic data.
result The direction and magnitude of audit fee changes during switching depend on economic stability and company characteristics.

New fairness notion helps identify fair auditors for evaluating decision-support systems.

problem Identifying fair auditors to evaluate decision-support systems for bias.
method Introducing a non-comparative fairness notion based on desired system properties.
result The proposed fairness notion provides guarantees in terms of comparative fairness.

Develops a method to continuously audit black-box conditional quantile forecasts.

problem Continuous monitoring of black-box forecasts under changing data streams and regimes.
method Distribution-free and game-theoretic testing framework for non-i.i.d. losses.
result Derives finite-time detection guarantees for miscalibrated forecasts based on features.

Back cover text: Megaprojects and Risk provides the first detailed examination of the phenomenon of megaprojects. It is a fascinating account of how the promoters of multibillion-dollar megaprojects systematically and self-servingly misinform parliaments, the public and the media in order to get projects approved and b…

2013-03-28abs ↗pdf ↗

The paper tackles individual fairness in ML models, developing statistical methods to detect bias.

problem Detecting and measuring violations of individual fairness in machine learning models.
method Formalizing the problem as adversarial attack, developing inference tools for the adversarial cost function.
result Statistical methods to assess and test hypotheses of model fairness with non-coverage error rate control.

Develops Active Fourier Auditor to estimate ML model properties without reconstructing them.

problem Verifying and auditing properties of Machine Learning models in real-world applications.
method A new framework that quantifies ML model properties using Fourier coefficients, without reconstructing the model.
result Active Fourier Auditor (AFA) is more accurate and sample-efficient than baselines for estimating robustness, individual fairness, and group fairness.

Neural networks help auditors efficiently assess financial statements by learning underlying data patterns.

problem Efficiently auditing large volumes of financial statements and journal entries.
method Vector Quantised-Variational Autoencoder (VQ-VAE) neural networks.
result VQ-VAE neural networks can learn a quantized representation of accounting data, uncovering latent factors and providing a representative audit sample.

The paper addresses fairness in online learning by extending auditing schemes and presenting efficient algorithms.

problem Ensuring fairness in online learning while maximizing predictive accuracy.
method Extending auditing schemes to handle multiple auditors and presenting oracle-efficient algorithms.
result Presented algorithms achieve upper bounds on regret and fairness violations, improving on existing bounds.

Online learning with one-sided feedback aims to maximize accuracy while ensuring fairness.

problem Maximizing accuracy in online learning with limited feedback and ensuring fairness.
method Extending the framework of Bechavod et al. (2020) to incorporate dynamic panels of auditors, reducing the problem to a contextual combinatorial semi-bandit, and leveraging Exp2 and Context-Semi-Bandit-FTPL algorithms.
result Multi-criteria no regret guarantees for accuracy and fairness are provided.

RESHAPE explains financial statement anomalies by aggregating explanations from AENNs.

problem Detecting and explaining accounting anomalies in financial audits is challenging.
method Proposes RESHAPE to explain model output on an aggregated attribute-level.
result RESHAPE provides more comprehensible explanations compared to existing methods.

The paper explores learning with a mix of private and public data while maintaining privacy.

problem Learning with a mix of private and public data while ensuring differential privacy.
method Designing a learning algorithm that satisfies differential privacy only with respect to private examples.
result A hypothesis class of VC-dimension d can be agnostically learned up to an excess error of α using only (roughly) d/α public examples and d/α^2 private labeled examples.

Study public-data assisted private stochastic optimization with labeled or unlabeled public data.

problem Limits and capability of public-data assisted differentially private (PA-DP) algorithms in stochastic convex optimization.
method Lower bounds for PA-DP mean estimation and novel methods for leveraging public data in private supervised learning.
result Achieved dimension independent rate for GLM with unlabeled public data, showing optimality.

Public pretraining improves private model training even in extreme distribution shift scenarios.

problem Improving private model training accuracy in settings with large distribution shift.
method Empirical evaluation and theoretical explanation of public representations improving private training accuracy.
result Public representations can improve private training accuracy by up to 67% over private training from scratch in settings with large distribution shift.

Algorithm selects public datasets for private machine learning.

problem Choosing the most suitable public dataset for private machine learning.
method Measures gradient subspace distance between public and private datasets.
result Excess risk scales with the subspace distance between gradients.

Private distribution learning with public data, leveraging sample compression schemes.

problem Private distribution learning with public and private samples under differential privacy constraints.
method Connection to sample compression schemes and list learning.
result At least d public samples are necessary for private learnability of Gaussians in R^d.

Study uses AI to predict changes in international public finances based on US markets.

problem Understanding correlations between US and international public finances.
method Artificial intelligence and neural networks to model and predict changes.
result Neural network model achieved MSE of 2.79, indicating significant correlation and impact of US market volatility on international markets.

Net2Vis automates CNN visualization for publications.

problem Lack of consistent visual representations in deep learning papers.
method Proposes a visual grammar and automated system for generating publication-ready CNN visualizations.
result Reduces time and ambiguity in generating network visualizations.

Polestar optimizes public transportation routes for efficiency and user satisfaction.

problem Difficulty in finding optimal public transportation routes due to complex networks and dynamic situations.
method Developed a Public Transportation Graph (PTG) and a route search algorithm with station binding and ranking modules.
result Demonstrated superior efficiency and user satisfaction compared to existing systems.

Optimal DP model training with public data improves privacy and accuracy.

problem Ensuring privacy while training models with public data.
method Proves optimal error rates for DP model training with public data, develops novel algorithms.
result Optimal error rates can be achieved by using public data or optimal DP algorithms.

New private learning algorithms improve utility in tasks with public features.

problem Private learning with public features in recommendation and ad prediction.
method Developed algorithms that protect only certain sufficient statistics, improving utility for linear regression and private recommendation benchmarks.
result Achieved state-of-the-art performance on private recommendation benchmarks.

Publicly pretraining models on Web data may undermine differential privacy.

problem The use of large Web-scraped datasets in differential privacy models.
method Critical review of leveraging pretrained models on public datasets for differential privacy.
result Publicizing pretrained models as 'private' could harm trust and generalize poorly.

Paper presents mdfa to identify victims of discrimination in black box classifiers.

problem Identifying victims of discrimination in black box classifiers.
method Reduces discrimination measurement to matching distributions and sensitive attribute coincidence prediction.
result Identifies African-American individuals at high risk of violent recidivism.

Public benchmark for machine learning models in critical care.

problem Lack of public benchmarks for machine learning in critical care.
method Defined four tasks (mortality prediction, length of stay, phenotyping, decompensation risk) and compared clinical and deep learning models on eICU dataset.
result First public benchmark on multi-centre critical care dataset, comparing clinical models with predictive models.

The aim of the present article is to treat the Greek public debt issue strictly as a curve fitting problem. Thus, based on Eurostat data and using the Mathematica technical computing software, an exponential function that best fits the data is determined modelling how the Greek public debt expands with time. Exploring …

2012-12-07abs ↗pdf ↗

This paper provides a guide to using machine learning in public administration.

problem Lack of clarity in proper use and potential pitfalls of machine learning methods.
method Provides a foundational view of machine learning and demonstrates its use in public administration research.
result Machine learning techniques can enrich public administration research and practice.

Study links public concern in Italy to financial markets worldwide.

problem Understanding public concern's impact on financial markets during pandemics.
method Used Google Trends data from YouTube, News, and Search to measure public concern and correlate it with stock index returns.
result Public concern in Italy drives concerns in other countries and explains stock index returns of multiple nations.

Researchers organize and analyze a large public safety imagery dataset.

problem Efficiently organizing and analyzing a vast public safety imagery dataset.
method Hierarchical organization approach using Lincoln Laboratory Supercomputing Cluster for compute and storage.
result Successfully organized and evaluated the dataset with large-scale imagery inference across terabytes of data.