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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for piecewise affine decision rules

Paper proposes a new method for SP with covariates using PADR and ERM.

problem Stochastic programming with covariate information.
method Empirical risk minimization (ERM) with nonconvex piecewise affine decision rules (PADR).
result The method provides theoretical consistency and computational tractability for nonconvex SP problems.

BN refines local partition geometry in piecewise-affine networks during training.

problem Understanding the effect of BN on the function realized during training in piecewise-affine networks.
method Analyzing the geometry of switching hyperplanes and affine-region partition conditioned on a mini-batch.
result BN increases expected local partition refinement in ReLU and piecewise-affine networks.

In exchange for large quantities of data and processing power, deep neural networks have yielded models that provide state of the art predication capabilities in many fields. However, a lack of strong guarantees on their behaviour have raised concerns over their use in safety-critical applications. A first step to unde…

2019-10-09abs ↗pdf ↗

Batch normalization improves deep networks by aligning their decision boundaries with data.

problem Improving the performance and generalization of deep networks.
method Theoretical analysis of batch normalization as a function approximation technique for continuous piecewise affine splines.
result Batch normalization adapts the geometry of a deep network's partition to match the data, improving learning and generalization.

Paper presents ABGD for efficient piecewise linear regression in high dimensions.

problem Efficiently solving piecewise linear regression in high-dimensional spaces.
method Parametrizes piecewise linear functions as difference of max-affine functions, using ABGD algorithm.
result ABGD converges linearly to an ε-accurate estimate with optimal sample complexity.

Method identifies latent variables from high-dimensional data with piecewise affine mixing.

problem Identifying latent variables from high-dimensional observations with dependencies and piecewise affine transformations.
method Proposes a two-stage method with sparsity and Gaussianity regularization.
result Effectively recovers ground-truth latent variables from synthetic and image data.

This work uses tropical geometry to understand neural network decision boundaries.

problem Characterizing neural network decision boundaries with piecewise linear activations.
method Tropical geometry applied to a simple neural network model.
result Decision boundaries are a subset of a tropical hypersurface related to a polytope formed by zonotopes.

We learn sensor trees from training data to minimize sensor acquisition costs during test time. Our system adaptively selects sensors at each stage if necessary to make a confident classification. We pose the problem as empirical risk minimization over the choice of trees and node decision rules. We decompose the probl…

2015-09-09abs ↗pdf ↗

We study the geometry of deep (neural) networks (DNs) with piecewise affine and convex nonlinearities. The layers of such DNs have been shown to be {\em max-affine spline operators} (MASOs) that partition their input space and apply a region-dependent affine mapping to their input to produce their output. We demonstrat…

2019-05-21abs ↗pdf ↗

Study growth patterns in random networks using i.i.d. perturbations.

problem Understanding the growth of affine regions in random piecewise-linear networks.
method Analyzes a random compositional model with i.i.d. perturbations of the tent map, proving submultiplicative pressure and using finite-state defect process for upper-tail lower bounds.
result Proves the existence of a submultiplicative pressure for \(N_n\) and gives exponential upper bounds for \(n^{-1}\log N_n\).

For high-dimensional classification, it is well known that naively performing the Fisher discriminant rule leads to poor results due to diverging spectra and noise accumulation. Therefore, researchers proposed independence rules to circumvent the diverse spectra, and sparse independence rules to mitigate the issue of n…

2010-11-28abs ↗pdf ↗

Non-affine aggregation rules cannot preserve monotonicity in convex learning.

problem Designing non-affine aggregation rules that maintain monotonicity in convex learning.
method Proving that monotonicity of aggregated gradients is preserved only if the aggregation rule is positively affine.
result Non-affine aggregation prevents steady convergence and substantially degrades algorithmic stability.

PAR provides a flexible framework for quantization in optimization problems.

problem Challenges in optimization problems over discrete or quantized variables.
method Piecewise-affine regularization (PAR) for modeling and computational optimization.
result PAR-regularized loss functions exhibit high quantization at critical points in the overparameterized regime.

This paper considers affine analogues of the isoperimetric inequality in the sense of piecewise linear topology. Given a closed polygon P embedded in R^d having n edges, we give upper and lower bounds for the minimal number of triangles needed to forma triangulated embedded orientable surface in R^d having P as its geo…

2002-02-18abs ↗pdf ↗

New insights into how neural networks classify data.

problem Understanding the topological structure of decision regions in ReLU networks.
method Defining generic and transversal ReLU networks, and using linear complexes to identify obstructions.
result Generic, transversal ReLU networks have at most one bounded connected component in their decision regions.

Binary classification is a common statistical learning problem in which a model is estimated on a set of covariates for some outcome indicating the membership of one of two classes. In the literature, there exists a distinction between hard and soft classification. In soft classification, the conditional class probabil…

2014-11-19abs ↗pdf ↗

The study classifies singularities in discrete improper affine spheres.

problem Classifying singularities in discrete improper affine spheres.
method Analysis of discrete improper affine spheres based on asymptotic nets, distinguishing singular edges and vertices.
result First step in classifying singularities of discrete nets.

Paper extends transfer learning for decision rules, improving treatment rule estimation.

problem Estimating optimal individualized treatment rules under changing conditions.
method Bayes decision rules and low-dimensional empirical risk minimization.
result Consistent estimators and risk bounds established under mild conditions.

The paper designs neural networks with assurance for controlling nonlinear systems.

problem Designing neural networks with assurance for nonlinear system control.
method Bounding the number of affine functions needed for a CPWA function, connecting it to a TLL NN architecture.
result The TLL NN architecture is parameterized by the number of affine functions in the CPWA function it realizes.

No policy can simultaneously be fully autonomous, optimally calibrated, and helpful, proving a trilemma.

problem Proving impossibility of a policy achieving maximum helpfulness, optimal calibration, and full autonomy.
method Geometric proof showing that adding any non-affine autonomy incentive to a strictly proper scoring rule destroys strict properness.
result The Behavioral Credibility Trilemma: no policy can achieve all three goals simultaneously.

New method uses DC functions for piecewise linear regression.

problem Regression with piecewise linear constraints.
method Estimates piecewise linear convex functions using a difference of convex functions.
result Method achieves close to minimax statistical risk and comparable performance to existing methods.

We present a detailed analysis of the class of regression decision tree algorithms which employ a regulized piecewise-linear node-splitting criterion and have regularized linear models at the leaves. From a theoretic standpoint, based on Rademacher complexity framework, we present new high-probability upper bounds for …

2019-06-29abs ↗pdf ↗

The paper provides results regarding the computational complexity of hybrid system identification. More precisely, we focus on the estimation of piecewise affine (PWA) maps from input-output data and analyze the complexity of computing a global minimizer of the error. Previous work showed that a global solution could b…

2015-09-08abs ↗pdf ↗

New EM algorithm improves deep generative network training.

problem Training deep generative networks with complex posterior and likelihood distributions.
method Derive analytical posterior and marginal distributions using CPA property, derive analytical EM algorithm.
result EM training yields higher likelihood than Variational Autoencoders (VAEs).

New decision-theoretic characterization separates belief and decision posteriors.

problem Understanding the conditions under which loss-based updating coincides with Bayesian updating.
method Decision-theoretic approach to distinguish belief and decision posteriors.
result Generalized Bayes coincides with ordinary Bayesian updating only if the loss is proportional to negative log-likelihood.

Optimal timing for converting savings into annuities considering mortality risk.

problem Determining the best time to annuitize retirement savings under stochastic mortality.
method Formulated as a three-dimensional optimal stopping problem, reduced to nested one-dimensional problems, solved using PDMP structure.
result Rich structure for the optimal annuitization rule, covering various parameter specifications.

From doctors diagnosing patients to judges setting bail, experts often base their decisions on experience and intuition rather than on statistical models. While understandable, relying on intuition over models has often been found to result in inferior outcomes. Here we present a new method, select-regress-and-round, f…

2017-02-15abs ↗pdf ↗

New algorithms optimize decision rules in strategic scenarios, minimizing prediction risk and incentivizing better outcomes.

problem Strategic agents manipulate features to improve outcomes, complicating decision-making models.
method Efficient algorithms for learning decision rules that minimize prediction risk, incentivize better outcomes, and estimate true model coefficients.
result Optimal decision rules can be learned through testing and observing agent responses, circumventing hardness results.

Efficiently finds sparse solutions to max-plus equations for convex regression.

problem Finding sparse solutions to max-plus equations for convex multivariate regression.
method Polynomial-time algorithm for sparse approximate solutions.
result Optimal piecewise-linear fitting with minimum number of regions.

Normalizing flows attempt to model an arbitrary probability distribution through a set of invertible mappings. These transformations are required to achieve a tractable Jacobian determinant that can be used in high-dimensional scenarios. The first normalizing flow designs used coupling layer mappings built upon affine …

2020-01-15abs ↗pdf ↗

LI-ITR combines flexible ML with interpretable approximations for personalized treatment rules.

problem Combining flexibility and interpretability in personalized treatment rules.
method Uses variational autoencoders and a mixture of interpretable experts.
result Accurately recovers true local coefficients and optimal treatment strategies.

We give a geometric description of the fusion rules of the affine Lie algebra su(2)_k at a positive integer level k in terms of the k-th power of the basic gerbe over the Lie group SU(2). The gerbe can be trivialised over conjugacy classes corresponding to dominant weights of su(2)_k via a 1-isomorphism. The fusion-rul…

2009-09-01abs ↗pdf ↗