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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3627241,0851,447 · Jun 202019922001200920172026
48 results for non-parametric choice models

Study provides guarantees for kernel clustering under non-parametric mixtures.

problem Statistical guarantees for kernel-based clustering without strong assumptions.
method Non-parametric mixture models, kernel-based clustering, consistency guarantees.
result Necessary and sufficient separability conditions for consistent clustering recovery.

Simpler GNNs with low-rank non-parametric aggregators perform well on graph benchmarks.

problem Over-engineering in GNN architectures for common semi-supervised node classification datasets.
method Replacing feature aggregation with a non-parametric learner to streamline GNN design.
result Non-parametric regression is effective for semi-supervised learning on sparse, directed networks.

A new framework improves kernel Stein discrepancy tests for validating distributions.

problem Improving goodness-of-fit testing for non-normal distributions.
method Introducing Sf-KSD, a unifying framework for studying Stein operators in KSD-based tests.
result Sf-KSD guides the development of new tests and outperforms existing methods.

Hidden tree Markov models allow learning distributions for tree structured data while being interpretable as nondeterministic automata. We provide a concise summary of the main approaches in literature, focusing in particular on the causality assumptions introduced by the choice of a specific tree visit direction. We w…

2018-05-31abs ↗pdf ↗

Study non-parametric value function estimation from a single path.

problem Estimating value function from a single trajectory in Markov reward processes.
method Kernel-based multi-step temporal difference (TD) estimates, including KK-step look-ahead TD and TD(λ)(λ).
result Non-asymptotic guarantees for TD estimates, capturing interactions between mixing time and model mis-specification.

Choice models, which capture popular preferences over objects of interest, play a key role in making decisions whose eventual outcome is impacted by human choice behavior. In most scenarios, the choice model, which can effectively be viewed as a distribution over permutations, must be learned from observed data. The ob…

2010-11-19abs ↗pdf ↗

This paper tackles the problem of selecting among several linear estimators in non-parametric regression; this includes model selection for linear regression, the choice of a regularization parameter in kernel ridge regression, spline smoothing or locally weighted regression, and the choice of a kernel in multiple kern…

2009-09-10abs ↗pdf ↗

Assuming that agents' preferences satisfy first-order stochastic dominance, we show how the Expected Utility paradigm can rationalize all optimal investment choices: the optimal investment strategy in any behavioral law-invariant (state-independent) setting corresponds to the optimum for an expected utility maximizer w…

2013-02-19abs ↗pdf ↗

Proposes a convex model for mixed logit to handle individual heterogeneity.

problem Non-convex optimization in mixed logit models for individual heterogeneity.
method Sparse and low-rank decomposition for convex formulation.
result Convex formulation avoids simulation-based approximation and unstable model interpretation.

Lawson-Osserman constructed three types of non-parametric minimal cones of high codimensions based on Hopf maps between spheres, which correspond to Lipschitz but non-differentiable solutions to the minimal surface equations, thereby making sharp contrast to the regularity theorem for minimal graphs of codimension 1. I…

2016-10-26abs ↗pdf ↗

A tractable pseudo-metric for non-parametric distributions via SPD geometry.

problem Computing distances between non-parametric probability distributions is intractable.
method Two-stage framework: projection onto parametric family, embedding into SPD matrices.
result Closed-form pseudo-metric for two-sample hypothesis testing.

Study on Dirichlet process mixtures for clustering consistency.

problem Consistency of clustering with Dirichlet process mixtures.
method Analysis of posterior distribution as sample size increases, focusing on consistency for the number of clusters.
result Consistency for the number of clusters can be achieved with a properly adapted concentration parameter in a Bayesian setting.

Modeling structure in complex networks using Bayesian non-parametrics makes it possible to specify flexible model structures and infer the adequate model complexity from the observed data. This paper provides a gentle introduction to non-parametric Bayesian modeling of complex networks: Using an infinite mixture model …

2013-12-20abs ↗pdf ↗

Proposes method for eliciting non-parametric joint priors using normalizing flows.

problem Learning complex non-parametric joint priors for model parameters.
method Expert elicitation combined with normalizing flows for generative modeling.
result Framework supports elicitation of both parametric and non-parametric priors.

Data-driven anomaly detection methods typically build a model for the normal behavior of the target system, and score each data instance with respect to this model. A threshold is invariably needed to identify data instances with high (or low) scores as anomalies. This presents a practical limitation on the applicabili…

2019-05-29abs ↗pdf ↗

NPOD algorithm improves efficiency in estimating pharmacokinetic parameters.

problem Efficiently estimating joint distribution of model parameters in population pharmacokinetics.
method Uses gradient approach to suggest new support points, reducing evaluation time.
result Achieves similar solutions to NPAG but with significantly fewer cycles and runtime.

Develops flexible non-parametric ACFs using B-spline kernels.

problem Flexible modelling of the autocovariance function (ACF) in time-series, spatial, and spatio-temporal analysis.
method Derives the inverse Fourier transform of B-spline spectral bases to create a general class of non-parametric ACFs.
result Provides a provably dense, flexible, and general class of non-parametric ACFs for various types of processes.

The paper compares methods for estimating heterogeneous treatment effects using multiple randomized trials.

problem Estimating heterogeneous treatment effects reliably and precisely with a single dataset is challenging.
method Non-parametric approaches for estimating heterogeneous treatment effects using data from multiple trials.
result Methods that directly allow for heterogeneity of the treatment effect across trials perform better than those that do not.

Estimates non-parametric logistic model using case-control data and external summary info.

problem Imbalanced binary data in case-control studies.
method Two-step estimation procedure with deep neural network for functional approximation.
result Proposed estimator achieves optimal convergence rate in non-parametric regression.

Study evaluates policies in partially observable environments without full model specification.

problem Evaluating policies in partially observable environments without full model specification.
method Developed non-parametric identification and recursive fitted-Q-evaluation algorithm.
result Established finite-sample error bounds for policy value estimation.

Develops a new method for learning non-parametric DAGs using RKHS.

problem Challenges of learning non-parametric causal models with large combinatorial search space.
method Uses reproducing kernel Hilbert spaces (RKHS) and sparsity-inducing regularization terms based on partial derivatives to enforce acyclicity.
result Shows improved performance through simulations and data analyses.

We introduce and study a novel model-selection strategy for Bayesian learning, based on optimal transport, along with its associated predictive posterior law: the Wasserstein population barycenter of the posterior law over models. We first show how this estimator, termed Bayesian Wasserstein barycenter (BWB), arises na…

2018-05-28abs ↗pdf ↗

The paper reviews methods for estimating individual treatment effects using non-parametric regression models.

problem Estimating heterogeneous treatment effects in observational data.
method Non-parametric regression models to estimate individual treatment effects.
result A review and development of existing state-of-the-art frameworks for individual treatment effects estimation.

Bayesian econometrics improves nowcasting during pandemics.

problem Improving nowcasting during extreme economic events like pandemics.
method Bayesian econometric methods using non-parametric mixed frequency VARs with additive regression trees.
result Significant improvements in nowcasting performance compared to linear models.

Non-parametric estimators improve quickest changepoint detection under irregular sequence lengths.

problem Limited and irregular sequence lengths hinder application of ARL and ADD in QCD.
method Analogies with survival analysis to model detection probabilities under truncation.
result KM-ARL and KM-ADD non-parametric estimators are asymptotically unbiased.

We consider the problem of identifying patterns in a data set that exhibit anomalous behavior, often referred to as anomaly detection. In most anomaly detection algorithms, the dissimilarity between data samples is calculated by a single criterion, such as Euclidean distance. However, in many cases there may not exist …

2011-10-17abs ↗pdf ↗

Study compares non-parametric models for predicting medical insurance reimbursement delays.

problem Estimating the time-lapse between medical insurance reimbursement.
method Comparative study of four non-parametric regression models (KNNs, SVMs, Decision Trees, Random Forests) using R-squared metric.
result Each model's performance varies with training data size, feature space, and hyperparameters.

The paper develops a theory for identifying the best arm in non-parametric multi-armed bandits with a fixed budget.

problem Identifying the best arm in non-parametric multi-armed bandits with a limited number of trials.
method The paper proposes upper and lower bounds on the average log-probability of misidentification using information-theoretic quantities and a refined analysis of the successive-rejects strategy.
result The paper provides new upper and lower bounds on the average log-probability of misidentification, which generalize existing bounds.

Researchers quantify risk exposure and sensitivities in financial markets under model uncertainty.

problem Optimizing investment and pricing under model uncertainty in financial markets.
method Distributionally robust optimization, Wasserstein ball, first-order sensitivity analysis.
result Sensitivities of value function, investment policy, and marginal prices to model uncertainty can be non-monotonic.

The paper provides theoretical guarantees for transformation-based models in variational inference.

problem Theoretical justification for transformation-based models in variational inference.
method Theoretical analysis of non-linear latent variable models and Gaussian process priors.
result Theoretical guarantees for implicit variational inference, achieving optimal risk bounds and approximating the true posterior.

The article applies Occam's Razor to non-parametric model building, minimizing the number of bits for data encoding.

problem Overlooking the role of model parameters in data encoding leads to inefficient probability density estimators.
method Extends bit counting to model parameters, providing a true measure of complexity for parametric models.
result Minimizing total bit requirement leads to smoother, more efficient probability density estimates and fewer relevant parameters.

In this paper, we propose the exponential Levy neural network (ELNN) for option pricing, which is a new non-parametric exponential Levy model using artificial neural networks (ANN). The ELNN fully integrates the ANNs with the exponential Levy model, a conventional pricing model. So, the ELNN can improve ANN-based model…

2018-02-19abs ↗pdf ↗

Estimates neural drift for stochastic equations, improving inference on noisy data.

problem Estimating drift in stochastic differential equations with neural networks.
method Non-parametric estimation using ReLU neural networks, enforcing theoretical bounds.
result Practical method for inference on noisy and rough functional data.

DPPS uses DP priors for Bayesian non-parametric multi-arm bandits.

problem Optimizing multi-arm bandit environments with prior beliefs.
method Bayesian non-parametric algorithm based on Dirichlet Process priors.
result DPPS provides principled incorporation of prior beliefs and is optimal in Bayesian regret setup.