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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for minimum Bayes risk

Gradient descent converges to minimum Bayes risk for two-layer ReLU networks in mean field regime.

problem Training two-layer ReLU networks using gradient descent in the mean field regime.
method Describes a condition for convergence to minimum Bayes risk, extending previous results to ReLU-activated networks.
result The condition for convergence does not depend on initialization and concerns weak convergence of network realization.

A statistical decision problem is hidden in the core of option pricing. A simple form for the price C of a European call option is obtained via the minimum Bayes risk, R_B, of a 2-parameter estimation problem, thus justifying calling C Bayes (B-)price. The result provides new insight in option pricing, among others obt…

2013-04-18abs ↗pdf ↗

The problem of estimating a high-dimensional sparse vector θRn\boldsymbolθ \in \mathbb{R}^n from an observation in i.i.d. Gaussian noise is considered. The performance is measured using squared-error loss. An empirical Bayes shrinkage estimator, derived using a Bernoulli-Gaussian prior, is analyzed and compared with the…

2017-07-28abs ↗pdf ↗

A new procedure for learning cost-sensitive SVM(CS-SVM) classifiers is proposed. The SVM hinge loss is extended to the cost sensitive setting, and the CS-SVM is derived as the minimizer of the associated risk. The extension of the hinge loss draws on recent connections between risk minimization and probability elicitat…

2012-12-05abs ↗pdf ↗

We provide a formulation for Local Support Vector Machines (LSVMs) that generalizes previous formulations, and brings out the explicit connections to local polynomial learning used in nonparametric estimation literature. We investigate the simplest type of LSVMs called Local Linear Support Vector Machines (LLSVMs). For…

2013-09-14abs ↗pdf ↗

The study compares clustering risk in Hidden Markov and i.i.d. models, showing the Bayes classifier is nearly optimal.

problem Comparing clustering risk in Hidden Markov and i.i.d. models.
method Analysis of Bayes risk, theoretical bounds, and simulations.
result The Bayes classifier is nearly optimal for clustering in both Hidden Markov and i.i.d. models.

The study calculates the risk of semi-supervised multitask learning on Gaussian mixtures.

problem Understanding the risk in semi-supervised multitask learning on Gaussian mixtures.
method Statistical physics methods applied to Gaussian mixture models.
result The study evaluates the performance gain of learning tasks together versus separately.

Lower bounds on Bayes risk for realizable models derived using information theory.

problem Deriving lower bounds on Bayes risk for realizable machine learning models.
method Information-theoretic analysis using rate-distortion theory and mutual information.
result Lower bounds on Bayes risk for realizable models, matching known bounds up to logarithmic factors.

Adversarial consistency depends on the uniqueness of adversarial Bayes classifiers.

problem Consistency of adversarial surrogate losses is not guaranteed.
method Connected consistency of adversarial surrogate losses to the uniqueness of adversarial Bayes classifiers.
result A convex surrogate loss is statistically consistent for adversarial learning if and only if the adversarial Bayes classifier is unique.

The paper develops a new algorithm for constructing minimax estimators using online learning techniques.

problem Designing minimax estimators for probability distribution parameters.
method Viewing the problem as a zero-sum game and using online learning with non-convex losses to find a Nash equilibrium.
result The algorithm constructs both a minimax estimator and a least favorable prior.

This research improves binary classification by balancing overfitting and generalization with a novel Bayesian approach.

problem Improving binary classification models to avoid overfitting and generalize well.
method Introduces a PAC-Bayes type learning rule with a balancing parameter λ to balance training error and KL divergence to a prior.
result A choice of λ ensures uniformly vanishing excess loss, even in the agnostic case, by under-regularizing or over-regularizing appropriately.

The digital telecommunications receiver is an important context for inference methodology, the key objective being to minimize the expected loss function in recovering the transmitted information. For that criterion, the optimal decision is the Bayesian minimum-risk estimator. However, the computational load of the Bay…

2018-11-03abs ↗pdf ↗

Meta-learning bounds derived using PAC-Bayes theory for improved generalization.

problem Uncertainty in generalization performance for meta-learning with new tasks.
method PAC-Bayes relative entropy bounds and empirical risk minimization (ERM) method.
result Competitive generalization performance and rapid convergence with data-dependent prior.

The paper improves risk certificate tightness for neural networks using PAC-Bayes bounds.

problem Improving the usability of risk certificates for neural networks based on PAC-Bayes bounds.
method Theoretical contributions including KL divergence bounds, efficient methodology for optimization, and methods for optimizing non-differentiable objectives.
result First non-vacuous generalization bounds on CIFAR-10 for neural networks.

This work uses PAC-Bayes for structured prediction with ILE, yielding insights and algorithms.

problem Structured prediction with interdependent outputs and implicit loss embeddings.
method PAC-Bayes perspective applied to ILE framework, deriving generalization bounds and learning algorithms.
result Two learning algorithms derived from PAC-Bayes bounds, analyzed and implemented.

New estimator reduces risk in slate bandits by leveraging Bayes risk criterion.

problem Evaluating slate policies using logged data when policies factorize over slots.
method Developed a new estimator using a control variate approach, showing risk improvement over existing methods.
result The new estimator has lower risk than the pseudoinverse estimator in slate bandit problems.

We present an information-theoretic framework for bounding the number of labeled samples needed to train a classifier in a parametric Bayesian setting. We derive bounds on the average LpL_p distance between the learned classifier and the true maximum a posteriori classifier, which are well-established surrogates for th…

2016-05-08abs ↗pdf ↗

PAC-Bayesian framework for fairness in stochastic and deterministic classifiers.

problem Theoretical guarantees on fairness for balancing predictive risk and fairness constraints.
method PAC-Bayesian framework for both stochastic and deterministic classifiers, covering a broad class of fairness measures.
result Derives generalization bounds for fairness, demonstrating tightness with empirical evaluation.

PAC-Bayes bounds have been proposed to get risk estimates based on a training sample. In this paper the PAC-Bayes approach is combined with stability of the hypothesis learned by a Hilbert space valued algorithm. The PAC-Bayes setting is used with a Gaussian prior centered at the expected output. Thus a novelty of our …

2018-06-18abs ↗pdf ↗

New PAC-Bayes training method improves model generalization for unbounded loss.

problem Improving generalization of complex models under unbounded loss.
method Established new PAC-Bayes bound for unbounded loss, jointly training prior and posterior.
result Outperforms existing PAC-Bayes training algorithms and matches ERM accuracy.

PAC-Bayes bounds for Gibbs posteriors derived via singular learning theory.

problem Generalization bounds for overparameterized models with data-dependent priors.
method Explicit non-asymptotic PAC-Bayes bounds using singular learning theory.
result Explicit posterior-averaged risk bounds for overparameterized models.

Study introduces AMVP and AMRR for dynamic portfolio optimization in volatile markets.

problem Optimizing portfolios in volatile and nonstationary financial markets.
method Adaptive Minimum-Variance Portfolio (AMVP) framework with ARFIMA-FIGARCH processes and non-Gaussian innovations.
result Demonstrated superior performance in risk reduction and portfolio stability during market breaks.

Paper presents new training methods for neural networks with tighter risk certificates.

problem Training probabilistic neural networks with tighter risk certificates.
method Derived from PAC-Bayes bounds, two training objectives implemented for the first time in neural networks.
result Competitive test set errors and non-vacuous risk bounds with tighter values than previous results.

Batching stabilizes risk in high-dimensional linear regression models.

problem Stability and risk behavior in high-dimensional overparameterized linear regression.
method Minimum-norm overparameterized linear regression model with batch-partitioning.
result Optimal batch size is inversely proportional to noise level and overparametrization ratio, leading to stable risk behavior.

Paper extends transfer learning for decision rules, improving treatment rule estimation.

problem Estimating optimal individualized treatment rules under changing conditions.
method Bayes decision rules and low-dimensional empirical risk minimization.
result Consistent estimators and risk bounds established under mild conditions.

Paper connects two portfolio methods, HRP and Minimum Variance, revealing their underlying similarity.

problem Inability to universally adopt optimization-based portfolio construction methods.
method Unifies Hierarchical Risk Parity and Minimum Variance approaches.
result Schur complementary allocation reveals the connection between HRP and Minimum Variance.

The paper analyzes risk spillovers between AI ETFs, AI tokens, and green markets.

problem Risk spillovers among AI ETFs, AI tokens, and green markets.
method R2 decomposition method
result AI ETFs and clean energy act as risk transmitters, while AI tokens and green assets act as receivers.

New method certifies risks of LLM outputs, improving accuracy and reliability.

problem Uncertain and incorrect outputs from large language models.
method Information-lift certificates using PAC-Bayes bounds and skeleton design.
result Achieves 77.0% coverage at 2% risk, outperforming baselines.