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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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285683111 · Jan 202619922001200920172026
48 results for market microstructure

Two models incorporate market microstructure noise into asset pricing and option valuation.

problem Effect of market microstructure noise on asset pricing and option valuation.
method Developed two models: a continuous-time Black-Scholes-Merton model and a discrete binomial tree model.
result Extracted coefficients to quantify noise impact on volatility and drift.

Paper establishes MLE consistency for market microstructure models.

problem Estimating parameters in partially observed diffusion models.
method Tractable sufficient condition for MLE consistency based on stationary distribution.
result Maximum likelihood estimators are consistent for market microstructure parameters.

TradeFM learns market microstructure from trade events, improving financial model accuracy.

problem Lack of generalizable models for market microstructure.
method Generative Transformer model trained on billions of trade events, using scale-invariant features and universal tokenization.
result TradeFM generates rollouts that match key stylized facts of financial returns and outperforms existing models.

Enhances binomial model with machine learning for microstructure effects.

problem Traditional binomial models ignore market microstructure effects like bid-ask spreads.
method Augments binomial tree with Random Forest classifiers trained on market data.
result Achieves 88.25% AUC in forecasting price movements using real-world data.

Study applies market microstructure to Cuban informal currency market, finding market makers improve liquidity.

problem Understanding dynamics of informal currency markets.
method Modeling bid/ask intentions using Limit Order Book, applying Avellaneda-Stoikov model with Market Maker.
result Market Maker improves market quality and bid/ask dynamics.

Cryptocurrency patterns stable across market caps, validated by microstructure theory.

problem Stable patterns in cryptocurrency microstructure across different market caps.
method Unified CatBoost modeling pipeline with time-series cross validation, validated by backtests.
result Feature rankings and partial effects are stable across assets despite heterogeneous liquidity and volatility.

This paper presents a new interacting particle system and uses it as a spin model for financial market microstructure. The asymptotic analysis of this stochastic process exhibits a lower bound to the contemporaneous measurement of price and trading volume under the invariant measure in the `frozen' phase of the supercr…

2004-09-06abs ↗pdf ↗

The paper models market dynamics using a limit order book system to explain slippage and inefficiency.

problem Inefficiency in matching markets due to structural liquidity constraints and slippage.
method Introduces a market microstructure framework with a latent preference state matrix and a dynamic discrete choice execution model.
result Persistent slippage and regional invariance of preference orderings are explained by liquidity thresholds.

Paper clusters microstructure measures for better stock return prediction.

problem Finding the best microstructure measures for predicting stock returns.
method Clustering model of market microstructure features studied in 10-second time-frequency.
result Identifies the most effective microstructure measures for accurate stock return prediction.

Develops a validated trading framework for market microstructure signals.

problem Overfitting and lookahead bias in algorithmic trading.
method Interpretable hypothesis-driven signal generation, reinforcement learning, strict out-of-sample testing.
result Modest annualized returns with strong downside protection and market-neutral characteristics.

Study of Polymarket's prediction market microstructure using tick-level order book data.

problem Understanding the microstructure of decentralized prediction markets.
method Analysis of a continuous tick-level order book feed and on-chain trade records.
result Trade direction inferred from Polymarket's public order-book feed disagrees with on-chain data in ~59% of cases.

This paper analyzes arbitrage opportunities in Polymarket's NBA markets.

problem Underexplored market microstructure and high-frequency pricing efficiency in decentralized prediction markets.
method Systematic empirical analysis of algorithmic arbitrage using over 75 million limit order book snapshots.
result Microstructural efficiency is profound, with single-market anomalies rare and combinatorial inefficiencies more frequent.

The IMH suggests market price fluctuations are driven by order flow, not fundamental values.

problem Reconciling IMH with microstructure literature on market dynamics.
method Reviewed empirical facts and applied Latent Liquidity Theory to predict price impact multiplier.
result The multiplier MM is of order unity, consistent with IMH, and depends on stock volatility and daily traded market cap fraction.

Study shows changes in information sharing between Bitcoin markets during 2017 crash.

problem Understanding information dynamics in Bitcoin markets during the 2017 crash.
method Analysis of high-frequency market-microstructure observables using information theoretic measures.
result Temporal changes in information sharing across markets, including predictability, memory, and synchronous coupling.

This study reviews decentralized prediction markets, identifying key design variants and open problems.

problem Designing and implementing decentralized prediction markets with desirable properties.
method Modular workflow comprising eight stages: infrastructure, market topic, share structure, pricing, market initialization, trading, resolution, settlement, and archiving. Analysis of design variants and trade-offs.
result Identification of open problems for researchers in the field of decentralized prediction markets.

The paper reviews recent statistical methods for financial markets, focusing on jumps, volatility, and microstructure noise.

problem Analyzing financial market data with statistical models.
method Review and development of statistical methods for financial markets, including jump tests, rough volatility, and microstructure noise.
result Established a minimax lower bound for volatility recovery and proposed new statistical methods for financial market analysis.

Establishes a microstructural foundation for a rough log-normal volatility model.

problem Developing a robust model for financial volatility under microstructural effects.
method Introduced a sequence of order-driven financial market models with Poisson process arrivals and analyzed their convergence to a log-normal rough volatility model.
result Weak convergence of price-volatility process to a log-normal rough volatility model with established weak error rates.

A new model captures irregularly spaced high-frequency prices and their volatility.

problem Modeling high-frequency prices with irregular spacing and market noise.
method Observation-driven model using Skellam distribution with time-varying volatility and smoothing splines.
result The model provides a good fit to IBM stock data and measures daily realized volatility.

This paper investigates the market impact of passive orders.

problem Understanding the market impact of passive orders executed through limit orders.
method Developed a microstructure model linking liquidity dynamics and price moves, replacing the constant information content assumption with a function dependent on available volume.
result Derived useful approximations for market impact curves, leading to closed-form formulas.

In this short paper we define the wealth process in a spin model for market microstructure, for individual agents and in aggregate. The agents in our model try to balance their desire to belong to the local majority (herding behavior), defined over random network neighborhoods, and the occasional advantage of belonging…

2005-02-07abs ↗pdf ↗

We show that typical behaviors of market participants at the high frequency scale generate leverage effect and rough volatility. To do so, we build a simple microscopic model for the price of an asset based on Hawkes processes. We encode in this model some of the main features of market microstructure in the context of…

2016-09-16abs ↗pdf ↗

Neural Hawkes method estimates cryptocurrency market microstructure and causality.

problem Estimating non-parametric Hawkes processes in high dimensions.
method Physics-informed neural networks for solving integral equations.
result Robust estimation of Hawkes processes in high dimensions.

Study models market volatility with persistent and temporary impacts.

problem Microstructure of rough volatility models driven by Poisson measures.
method Existence and uniqueness of solutions for stochastic path-dependent Volterra equations.
result Volatility process converges to fractional Heston model with spikes.

A market fix serves as a benchmark for foreign exchange (FX) execution, and is employed by many institutional investors to establish an exact reference at which execution takes place. The currently most popular FX fix is the World Market Reuters (WM/R) 4pm fix. Execution at the WM/R 4pm fix is a service offered by FX b…

2015-01-30abs ↗pdf ↗

Improved ABFMs capture market complexities, aiding policy decisions.

problem Limited usefulness of current ABFMs due to missing microstructure and agent behaviors.
method Developed ABMMS with realistic market structure, communication, and auction mechanisms; populated with adaptive agents.
result Generated data from ABMMS more accurately reflects real market phenomena.

Novel method reconstructs liquidity data for CLMMs, optimizing dynamic liquidity strategies.

problem Challenges in evaluating and optimizing CLMMs due to lack of historical liquidity data.
method Reconstructs historical liquidity states from swap transaction data using machine learning.
result Identifies outperformance of dynamic liquidity strategies over uniform allocation benchmarks.

Novel framework detects lead-lag relationships in Chinese A-share market.

problem Detecting lead-lag relationships in the Chinese A-share market.
method Two-stage framework: long-term coupling via correlation, dynamic time warping, and rank-based metrics; high-frequency data analysis via cross-correlation, Granger causality, and regression models.
result Strongly coupled stock pairs often exhibit lead-lag effects, especially at finer time scales.

Matched filters reveal optimal normalization methods for different market participants.

problem Optimizing signal extraction from order flow for market microstructure analysis.
method General matched filter principle applied to normalization strategies.
result Optimal normalization methods (e.g., SMCS^{MC} and STVS^{TV}) differ based on trader types.

Researchers adaptively analyze market regimes to reveal investor behavior shifts.

problem Market relationships shift across different regimes, affecting investor behavior.
method Combining Kalman filtering, Markov-switching, and asymmetric response estimation.
result Foreign investors' predictive power increases during crises, while individual investors react more strongly to positive shocks.

We simulate a series of daily returns from intraday price movements initiated by microstructure elements. Significant evidence is found that daily returns and daily return volatility exhibit first order autocorrelation, but trading volume and daily return volatility are not correlated, while intraday volatility is. We …

2000-11-17abs ↗pdf ↗

In this paper we extend the series of our studies on the properties of an interacting particle model for market microstructure. In our earlier work we defined a Markov process on the majority opinion of the agents, obtained the transition probabilities and analyzed the martingale properties of the ensuing wealth proces…

2006-05-16abs ↗pdf ↗

Method detects jumps in high-frequency order prices using local minima.

problem Detecting jumps in high-frequency order prices with noisy data.
method Developed methods to estimate, locate and test for jumps using local minima of best ask quotes.
result Consistently estimated jump sizes and times, established asymptotic properties of tests, and demonstrated faster convergence rates.

Study on CFMMs pricing and hedging, developing models for LP and derivatives valuation.

problem Valuation and hedging of liquidity provider mechanisms in CFMMs.
method Developed a model with two types of traders, simulated their behavior, and calculated PnL.
result Foundations for estimating CFMM derivatives and understanding fair price distribution.