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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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56113169225 · Jun 202019922001200920182026
48 results for higher-order pathwise differentiability

New tests compare unknown functions' distributions, improving on previous methods.

problem Comparing unknown but estimable functions' distributions.
method Developed a novel family of nonparametric omnibus tests based on U-statistics.
result The tests can determine if an unknown function is zero almost surely.

This paper precisely estimates transformer derivatives for explicit learning guarantees.

problem Computing fully-explicit generalization bounds for transformers with precise higher-order derivative estimates.
method Analyzes and estimates all higher-order derivatives of transformers with multiple attention heads and layer normalization.
result Obtains explicit pathwise generalization bounds for transformers learning from non-i.i.d. samples.

New method reduces errors in pricing and sensitivities for discontinuous payoffs.

problem Errors in pricing and sensitivities for discontinuous payoffs in digital and barrier options.
method Alternative methods for estimating sensitivities, including likelihood ratio and hybrid methods.
result New methods substantially reduce test errors in prices and sensitivities.

Efficient estimators for smooth Hilbert-valued parameters with theoretical guarantees.

problem Estimating smooth Hilbert-valued parameters with theoretical guarantees.
method Pathwise differentiable Hilbert-valued parameters, efficient influence functions, regularized one-step estimators.
result Theoretical guarantees for efficient estimators even when nuisance functions are arbitrary.

This paper simplifies hedge ratios in financial models using pathwise algorithmic differentiation.

problem Expensive and unstable computation of hedge ratios from pathwise sensitivities.
method Develops reduced stochastic hedge ratios of the form φ_j^r = Σ_j^r ξ_j^q X_q, retaining sensitivity tensor through empirical averages.
result Two coefficient criteria are introduced to minimize pathwise residuals and satisfy moment equations.

We study the use of the multilevel Monte Carlo technique in the context of the calculation of Greeks. The pathwise sensitivity analysis differentiates the path evolution and reduces the payoff's smoothness. This leads to new challenges: the inapplicability of pathwise sensitivities to non-Lipschitz payoffs often makes …

2011-02-07abs ↗pdf ↗

Paper combines Vibrato and automatic differentiation for efficient financial option sensitivities.

problem Efficient computation of high-order derivatives for financial option sensitivities.
method Combines Vibrato and automatic differentiation methods.
result Combined method is faster and more stable than standard finite difference methods.

Develops strategies to minimize trading costs in volatile markets.

problem Minimizing trading costs in volatile markets with uncertain asset price paths.
method Constructs dynamic, pathwise optimal trade execution strategies using random Young differential equations.
result Good trade execution strategies minimize trading costs in a pathwise sense, not just expected costs.

The paper introduces a new concept of higher order approximate differentiability for sets.

problem Characterizing higher order rectifiable sets.
method Introducing the approximate differential of order k for subsets of Euclidean space.
result The approximate differential of order k is a Borel map whose domain is a Borel set.

Quantum machine learning solves high-dimensional PDEs with lower variance and improved accuracy.

problem Approximating solutions to high-dimensional parabolic PDEs.
method Pure Variational Quantum Circuit (VQC) for BSDE approximation, using temporal discretization and Monte Carlo simulation.
result VQC achieves lower variance and improved accuracy in most cases, particularly in highly nonlinear regimes.

Proposes a new method for estimating non-pathwise differentiable functional parameters.

problem Estimating dose-response curves for continuous exposure.
method Targeted Highly Adaptive Lasso (HAL) for non-pathwise differentiable functional parameters.
result The Targeted HAL-MLE achieves dimension-free rates up to log(n) factors and outperforms other methods in simulations.

Pathwise no-arbitrage proven for Delta hedging strategies in a specific setting.

problem Proving no-arbitrage opportunities in pathwise Delta hedging strategies.
method Existence of Delta hedging strategies via recursive schemes and functional Cauchy problems on path space.
result Nonexistence of pathwise arbitrage opportunities in specific classes of strategies.

The paper defines new ways to measure higher-order differentiability of sets.

problem Measuring differentiability of arbitrary sets in Euclidean space.
method Develops two concepts of pointwise differentiability using distance functions to smooth submanifolds.
result Strong pointwise differentiability of every positive integer order at almost all points of the set's intersection with a plane.

Develops a new higher-order calculus using cubic algebra.

problem Foundational issues in differential calculus.
method Generalizes local linear algebra to higher order local linear algebra using cubic combinatorial objects.
result New conceptual cubic calculus theories provide insights into foundational issues.

Efficient inference for adaptive data with directional stability condition.

problem Efficient inference on scalar targets after adaptive data collection.
method Introduces directional stability, a weaker condition than i.i.d. data, and shows asymptotic normality and efficiency of estimators.
result Estimators remain asymptotically normal and semiparametrically efficient under directional stability.

This work proposes using zero-variance control variates to reduce variance in pathwise gradient estimators for variational inference.

problem Pathwise gradient estimators in variational inference have high variance, leading to inefficient optimization.
method Apply zero-variance control variates to pathwise gradient estimators.
result Zero-variance control variates can significantly reduce the variance of pathwise gradient estimators without requiring complex assumptions.

New principle for optimal control with higher order differential constraints.

problem Optimal control problems with higher order differential constraints.
method Derivation of the Principle of Minimal Labour and generalization of Pontryagin Maximum Principle.
result Generalized Pontryagin Maximum Principle for higher order constraints.

Second-order optimization speeds up deep hedging for complex options.

problem Hedging exotic options with market frictions in realistic markets.
method Second-order optimization scheme leveraging pathwise differentiability and Kronecker-factoring.
result Our method optimizes the policy in 1/4 the steps of standard optimization.

Develops portfolio theory without probabilistic analysis, focusing on pathwise decomposition.

problem Ensuring market viability without probabilistic assumptions.
method Uses pathwise decomposition and trend extractors to replace semimartingale decomposition.
result Growth-numéraire and viability equivalences are similar but not identical in pathwise setting.

Two new versions of a master formula in portfolio theory proven using pathwise Itô calculus.

problem Proving strictly pathwise versions of a master formula in portfolio theory.
method Pathwise Itô calculus, Föllmer's pathwise Itô calculus, Dupire's functional pathwise Itô calculus, Cont & Fournié's functional pathwise Itô calculus.
result Two new versions of the master formula in stochastic portfolio theory proven.

New measure captures differences across entire distributions of counterfactual outcomes.

problem Capturing differences across entire distributions of counterfactual outcomes.
method Entropic optimal transport measure, statistical functional, smooth transformation of embeddings.
result Established first-order and second-order pathwise differentiability.

Efficient pathwise gradient estimators for multivariate distributions.

problem Constructing efficient gradient estimators for multivariate distributions.
method Using null solutions of the transport equation and control variates for gradient estimation.
result Pathwise gradient estimators for mixtures of multivariate Normal distributions can outperform other methods in high dimensions.

A new approach to continuous-time universal portfolios using pathwise Itô calculus.

problem Continuous-time version of Cover's universal portfolio strategies.
method Pathwise Itô calculus approach to establish existence and properties of universal portfolio strategies.
result The universal portfolio strategy's portfolio value process is the average of all values of constant rebalanced strategies.

ULFS-KDPE estimates parameters efficiently without influence functions.

problem Estimating pathwise differentiable parameters in nonparametric models.
method Kernel debiased plug-in estimator based on universal least favorable submodel.
result Semiparametric efficiency achieved without influence function derivation.

The purpose of this article is to present the theory of higher order connections on vector bundles from a viewpoint inspired by projective differential geometry.

2009-08-11abs ↗pdf ↗

New method computes pathwise gradients for non-reparameterizable distributions.

problem Computing gradients for complex distributions not directly amenable to the reparameterization trick.
method Using optimal transport theory, compute gradients for Gamma, Beta, and Dirichlet distributions.
result Optimal gradients have reduced variance and are competitive with other methods.

New machine learning methods solve complex PDEs with improved accuracy.

problem Solving fully nonlinear PDEs with convex Hamiltonian.
method Rewriting PDE in dual stochastic control form, estimating optimal feedback control with neural network, approximating value function with neural networks.
result Improved estimation of PDE solution and its derivatives, especially the second derivative.

Superposition rules form a class of functions that describe general solutions of systems of first-order ordinary differential equations in terms of generic families of particular solutions and certain constants. In this work we extend this notion and other related ones to systems of higher-order differential equations …

2011-11-17abs ↗pdf ↗

Using supervector fields and graded forms along a morphism, we study the geometry of ordinary differential superequations, extend the formalism of higher order Lagrangian mechanics to the graded context and prove a generalization of Noether's theorem.

1997-03-24abs ↗pdf ↗

Tangent automates derivatives in Python, improving expressiveness and performance.

problem Efficiently calculating derivatives for complex models in Python.
method Source-code transformation for dynamically typed array programming.
result Demonstrates improved expressiveness and performance in automatic differentiation.

We study higher-order conservation laws of the non-linearizable elliptic Poisson equation 2uzzˉ=f(u) \frac{{\partial}^2 u}{\partial z \partial \bar{z}} = -f(u) as elements of the characteristic cohomology of the associated exterior differential system. The theory of characteristic cohomology determines a normal form for diffe…

2009-06-17abs ↗pdf ↗