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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3176349501,267 · Jun 202019922001200920172026
48 results for general error assumptions

The paper examines prediction and estimation risks of ridgeless least squares under general error assumptions.

problem Prediction and estimation risks of ridgeless least squares under realistic error structures.
method Analysis of prediction and estimation risks under general regression error assumptions, including clustered or serial dependence.
result The benefits of overparameterization extend to time series, panel, and grouped data.

Study improves denoising score matching under relaxed manifold assumptions.

problem Improving denoising score matching under relaxed manifold assumptions.
method Model density with nonparametric Gaussian mixtures, relax manifold assumption, derive non-asymptotic bounds.
result Non-asymptotic bounds on approximation and generalization errors, rates of convergence determined by intrinsic dimension.

Full-batch GD achieves generalization close to any stationary point with fewer assumptions.

problem Generalization and excess risk bounds for smooth losses, including non-Lipschitz and nonconvex cases.
method Path-dependent analysis of GD's generalization error, focusing on optimization error and stability.
result Generalization error is tightly bound in terms of optimization error and iteration count, bypassing common assumptions.

First order discretizations of Langevin diffusion can achieve better generalization error with additional smoothness assumptions.

problem Analyzing generalization error for first order discretizations of Langevin diffusion.
method Providing a sufficient smoothness condition to show that first order methods can achieve arbitrarily runtime complexity for a given expected generalization error.
result First order methods can achieve arbitrarily runtime complexity with additional smoothness assumptions.

The paper analyzes neural networks for solving high-dimensional Schrödinger eigenvalue problems.

problem Analyzing generalization error of neural networks for high-dimensional Schrödinger eigenvalue problems.
method Proves convergence rate of generalization error independent of dimension dd under spectral Barron space assumption. Verifies assumption by proving regularity estimate.
result Generalization error rate is independent of dimension dd under spectral Barron space assumption.

The study analyzes and mitigates errors in PC-based causal discovery methods.

problem Errors in PC-based causal discovery methods can lead to incorrect graphs.
method The study introduces coherency scores to detect assumption violations and small sample errors in PC-based methods.
result The coherency scores can detect errors that other methods cannot, bridging between global and local error detection.

For binary classification we establish learning rates up to the order of n1n^{-1} for support vector machines (SVMs) with hinge loss and Gaussian RBF kernels. These rates are in terms of two assumptions on the considered distributions: Tsybakov's noise assumption to establish a small estimation error, and a new geometr…

2007-08-14abs ↗pdf ↗

Bounds on factual and counterfactual distributions under measurement error in discrete models.

problem Measurement errors in discrete data and their impact on inference.
method Expressing modeling assumptions as linear constraints and using linear programming to derive bounds.
result Sharp bounds on factual and counterfactual distributions for various models, including instrumental variable scenarios.

New bounds for neural networks without loss boundedness assumption.

problem Generalization error bounds for two-layer neural networks.
method Wasserstein distance estimates and moment bounds for stochastic gradient method.
result Dimension-free rate of order O(n1/2)O(n^{-1/2}) for independent test data.

A form of generalisation error known as Off Training Set (OTS) error was recently introduced in [Wolpert, 1996b], along with a theorem showing that small training set error does not guarantee small OTS error, unless assumptions are made about the target function. Here it is shown that the applicability of this theorem …

2019-11-18abs ↗pdf ↗

Improved analysis for diffusion models reduces KL divergence error dependence on data dimension and discretization step size.

problem Analyze the convergence of diffusion-based generative models under minimal assumptions.
method Model the generation process as a composition of reverse ODE and noising steps, leveraging Wasserstein-type error control and noise addition.
result Achieved a linear dependence on data dimension and improved dependence on discretization step size for KL divergence error.

We propose a data aggregation-based algorithm with monotonic convergence to a global optimum for a generalized version of the L1-norm error fitting model with an assumption of the fitting function. The proposed algorithm generalizes the recent algorithm in the literature, aggregate and iterative disaggregate (AID), whi…

2017-03-15abs ↗pdf ↗

The paper tackles learning from non-irreducible Markov chains, proving learnability and generalization bounds.

problem Learning from temporal dependent data with non-irreducible Markov chains.
method Uniform convergence and generalization bounds for sample error under uniform ergodicity.
result Learnability and generalization bounds for approximate sample error minimization algorithm.

New offline RL algorithm with optimal sample complexity using LP and error bounds.

problem Finding optimal policies from offline data with limited coverage and function approximation.
method Developed a new LP reformulation with error bounds and constraints for offline RL.
result Achieved optimal O(1/n)O(1/\sqrt{n}) sample complexity under various assumptions.

Estimates and convergence of neural network approximations without structural assumptions.

problem Estimating and understanding the generalization error of neural networks.
method Introducing a new approach to estimate and analyze the convergence of neural network approximations.
result Estimates of the error without structural assumptions and convergence under mild regularity assumptions.

New bounds for generative models under weaker assumptions.

problem Establishing convergence guarantees for generative models under weak assumptions.
method Non-asymptotic 2-Wasserstein distance bounds for probability flow ODEs under weak log-concavity and Lipschitz continuity.
result Concrete convergence rates for generative models, including non-log-concave distributions.

Study analyzes error in neural network solving PDEs, providing convergence and error bounds.

problem Error analysis of neural network solving PDEs.
method Three-layer tanh neural network with projected gradient descent (PGD).
result Comprehensive error analysis including approximation, generalization, and optimization errors.

Score-based diffusion models achieve optimal error bounds under non-parametric assumptions.

problem Improving the minimax optimality of score-based diffusion models.
method Kernel-based score estimation and early stopping strategy.
result Achieves minimax optimal error bounds under sub-Gaussian and Sobolev space assumptions.

Bayesian method recovers causal structure in SEMs with equal error variances.

problem Recovering causal structure in SEMs with equal error variances.
method Bayesian DAG selection method using g-priors and the key property of minimum expected squared errors.
result The method consistently recovers the true graph without additional distributional assumptions.

New bounds link SGD's generalization to heavy tails without topological assumptions.

problem Linking SGD's generalization error to heavy tails without additional assumptions.
method Developed Wasserstein stability bounds for heavy-tailed SDEs and their discretizations, converting to generalization bounds.
result Generalization bounds for a broader class of objective functions, including non-convex functions, without topological assumptions.

This work uses sampling theory to analyze smoothness and error bounds of finite neural networks.

problem Analyzing the function space of finite neural networks and providing error bounds.
method Applying sampling theory to finite neural networks with non-expansive activation functions, considering both deterministic and random sampling.
result Novel error bounds for univariate neural networks under band-limited input assumption, highlighting the advantage of deterministic uniform sampling.

The paper analyzes LOCV for high-dimensional risk estimation, proving error bounds.

problem Estimating out-of-sample prediction error in high-dimensional settings.
method Theoretical analysis of leave-one-out cross validation (LOCV) in penalized regression.
result Finite sample upper bounds on LOCV error, showing it converges to zero as n,p → ∞.

Paper presents a new way to analyze machine learning generalization without probabilistic assumptions.

problem Traditional generalization analysis assumes i.i.d. data, which is often unverifiable.
method Uses sensitivity analysis of optimization problems to derive deterministic generalization bounds.
result Obtains generalization bounds that relate in-sample and out-of-sample evaluations through an error term quantifying data similarity.

Study of estimation errors in surrogate loss minimizers, providing stronger guarantees than existing methods.

problem Estimation errors in surrogate loss minimizers for various hypothesis sets.
method Detailed study of H\mathscr{H}-consistency estimation error bounds, proving general theorems for distribution-dependent and independent settings.
result Explicit bounds for zero-one and adversarial losses, showing enhancements under distributional assumptions.

Estimates the generalization error of deep neural networks without relying on capacity measures.

problem Understanding how generalization error scales with training data for deep neural networks.
method Derives estimates of generalization error for deep networks based on two assumptions: zero training error and error probability proportional to distance to nearest training point.
result Estimates the generalization error of DNNs as O(1/(δN^{1/d})), matching experimental behavior.

Hierarchical Federated Learning bounds generalize using Wasserstein distance.

problem Bounding generalization error in Federated Learning with hierarchical sampling.
method Introduced a hierarchical sampling framework and derived generalization bounds using Wasserstein distance.
result Recover and strictly imply existing CMI bounds for bounded losses.

Paper relaxes independence assumption for non-centered data.

problem Failing to account for dependencies in data leads to model failures.
method Proposes 'Kronecker-sum-structured mean' assumption to relax zero-mean requirement.
result Models with nonconvex but unimodal log-likelihoods can be solved efficiently.

Paper studies offline RL with linear approx, focusing on inherent Bellman error.

problem Offline RL with linear approx, focusing on inherent Bellman error.
method Algorithm that succeeds under single-policy coverage condition, leveraging inherent Bellman error.
result Algorithm yields first known guarantee under single-policy coverage, even for linear Bellman completeness.

New error bounds for flow matching methods using deterministic sampling.

problem Improving the accuracy of flow matching methods for generating probability distributions.
method Derived error bounds for flow matching methods under deterministic sampling conditions.
result Presented error bounds for flow matching methods using L2L^2 loss and regularity conditions.

Causal discovery algorithms infer causal relations from data based on several assumptions, including notably the absence of measurement error. However, this assumption is most likely violated in practical applications, which may result in erroneous, irreproducible results. In this work we show how to obtain an upper bo…

2018-10-18abs ↗pdf ↗

Study shows exponential error reduction in multiclass classification without bias-variance trade-off.

problem Multiclass classification with margin conditions.
method Analysis of classification error under hard-margin conditions.
result Exponential decrease in classification error without bias-variance trade-off.

This paper tightens information-theoretic bounds on generalization errors.

problem Understanding the discrepancy between training and testing data losses.
method Investigates the tightness of information-theoretic bounds on generalization error.
result The individual sample mutual information bound can be asymptotically tight under specific assumptions.

The paper extends Weyl formulae for Schrödinger operators with singular potentials.

problem Analyzing the spectral behavior of Schrödinger operators with critically singular potentials.
method Generalizations of classical Weyl formulae, extending results by Avakumović, Levitan, and Hörmander.
result Obtained O(λn1)O(λ^{n-1}) bounds for the error term in the Weyl formula under minimal assumptions.

This paper provides a mathematical foundation for deep neural networks solving PDEs.

problem Mathematical foundation for deep neural networks solving high-dimensional PDEs.
method Decomposed generalization error into approximation and training errors; derived gradient flow in the wide network limit.
result Generalization error tends to zero as the number of neurons and training time tend to infinity.