Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

Trend · papers per month

3672108144 · Jun 202019922001200920172026
48 results for formal explanations

Develops methods for finding counterfactual explanations in sequential decision making.

problem Finding counterfactual explanations for sequential decision making processes.
method Formal characterization of sequential actions and states using Markov decision processes and Gumbel-Max structural causal model. Introduces a polynomial time algorithm based on dynamic programming.
result Algorithm finds optimal counterfactual explanations for sequential decision making.

We regard explanations as a blending of the input sample and the model's output and offer a few definitions that capture various desired properties of the function that generates these explanations. We study the links between these properties and between explanation-generating functions and intermediate representations…

2020-01-15abs ↗pdf ↗

Interpretability is an elusive but highly sought-after characteristic of modern machine learning methods. Recent work has focused on interpretability via explanations\textit{explanations}, which justify individual model predictions. In this work, we take a step towards reconciling machine explanations with those that humans prod…

2019-10-29abs ↗pdf ↗

G-SHAP generates multiple types of explanations for machine learning models.

problem Understanding model predictions and their differences across groups.
method Generalization of SHAP method to produce additional types of explanations.
result G-SHAP produces explanations for classification, intergroup differences, and model failure.

We define and compute plausible counterfactual explanations using density constraints.

problem Efficiently compute plausible counterfactual explanations for machine learning models.
method Propose and study a formal definition of plausible counterfactual explanations, use density estimators, and introduce convex density constraints.
result Convex density constraints ensure plausible and feasible counterfactual explanations.

The paper explores methods to explain decisions of deep learning models by faithfully reproducing their training data views.

problem Explaining decisions of complex deep learning models trained on large datasets.
method Data view extraction through hill-climbing and GAN-driven approaches, followed by creation of shadow models for explanation.
result Shadow models based on faithfully reproduced data views are effective for explaining decisions of blackbox deep learning models.

ID-ExpO fine-tunes neural networks for more faithful explanations.

problem Improving the faithfulness of explanations for complex machine learning models.
method Differentiable insertion/deletion metric-aware regularizers for optimization.
result Fine-tuned predictors produce more faithful explanations.

The paper introduces a method to learn models with built-in explanations.

problem Lack of interpretability in deep learning models.
method Formalizes learning with explanation constraints and provides a learning theoretic framework.
result Models that satisfy these constraints have reduced Rademacher complexities, improving their performance.

LLMs' explanations are often insufficient and vary with input distribution.

problem Evaluating the sufficiency of LLM explanations without predefined biases.
method Generalizing sufficiency to arbitrary explanations, using LLM's input beliefs, and introducing SCSuff metric.
result Explanation sufficiency can vary with input distribution and is weakly correlated with model size, accuracy, or output entropy.

Recourse explanations can become invalid if collective actions change statistical data.

problem Recourse explanations may become invalid due to collective behavior changing data statistics.
method Formal characterization of conditions under which recourse explanations remain valid under performativity.
result Recourse actions may become invalid if they are influenced by or intervene on non-causal variables.

COMRECGC finds common recourse for global counterfactual explanations in GNNs.

problem Finding common recourse for global counterfactual explanations in GNNs.
method Formalized the common recourse explanation problem and designed COMRECGC algorithm.
result COMRECGC outperforms strong baselines on four real-world graph datasets.

Formulates approach for guiding explanation types based on user specifications.

problem Creating explainable AI components from user-defined specifications.
method Develops a method for generating explanations based on user-defined specifications.
result Demonstrates feasibility of user-defined explanations for complex models like Bayesian networks and graph neural networks.

Post-hoc explanations improve CNNs by replacing final linear layer with k-means classifier.

problem CNNs lack accurate data representation in their built-in prototypes.
method Introduces k-means-based post-hoc explanations for CNNs, leveraging spatial consistency of convolutional receptive fields.
result Using shallower, less compressed feature activations improves semantic fidelity at the cost of slight predictive performance.

LLMs can help explain credit risk models but not autonomously.

problem Leveraging LLMs for post-hoc explainability in credit risk models.
method Comparison of LLM outputs with SHAP and coefficient-based attributions on three LMs.
result LLMs reliably preserve feature-importance rankings but poorly align with autonomous explanations.

Interpretable ML methods for better decision-making with explanations.

problem Lack of transparency in black-box ML models.
method Use of Formal Concept Analysis and cooperative game theory to assess attribute importance and reduce attribute count.
result Developed methods to assess attribute importance and reduce attribute count in ML models.

As the application of deep neural networks proliferates in numerous areas such as medical imaging, video surveillance, and self driving cars, the need for explaining the decisions of these models has become a hot research topic, both at the global and local level. Locally, most explanation methods have focused on ident…

2019-05-29abs ↗pdf ↗

Much work aims to explain a model's prediction on a static input. We consider explanations in a temporal setting where a stateful dynamical model produces a sequence of risk estimates given an input at each time step. When the estimated risk increases, the goal of the explanation is to attribute the increase to a few r…

2019-07-10abs ↗pdf ↗

New methods identify concepts in trained embeddings reliably without human labels.

problem Identifying interpretable concepts in trained embedding spaces without human labels.
method Explicitly connecting concept discovery to PCA and ICA, proposing novel approaches for dependent concepts.
result Proven methods outperform competitors on a variety of experiments, achieving up to 29% better alignment with ground truth.

The paper shows averaging gradients leads to memorization, proposing an alternative algorithm to focus on invariances.

problem The principle that 'good explanations are hard to vary' in deep learning is investigated.
method Formalizing consistency for loss surface minima, proposing an alternative algorithm based on logical AND.
result The alternative algorithm prevents memorization and focuses on invariances.

Unified feature importance for machine learning models tackles sufficiency and necessity limitations.

problem Insufficient and incomplete explanations of machine learning models.
method Formalized sufficiency and necessity notions, proposing a unified importance measure.
result Unified importance measure detects features missed by sufficiency and necessity alone.

Predictive models are being increasingly used to support consequential decision making at the individual level in contexts such as pretrial bail and loan approval. As a result, there is increasing social and legal pressure to provide explanations that help the affected individuals not only to understand why a predictio…

2019-05-27abs ↗pdf ↗

New findings show local attributions can't be both robust and provide recourse.

problem Ensuring machine learning systems are accountable and provide actionable recourse options.
method Formal definition of recourse sensitivity and counterexamples for popular attribution methods.
result It is impossible for any single attribution method to be both robust and provide recourse.

Unified framework explains few-shot multimodal medical imaging performance.

problem Limited labeled data in rare diseases and low-resource settings.
method PAC learning, VC theory, PAC Bayesian analysis, information gain, Chain of Thought reasoning.
result Unified theoretical framework for few-shot multimodal medical imaging.

We identify action representations from video data, proving their statistical benefits.

problem Identifying latent action policies from video data.
method Entropy-regularized LAPO objective, formalizing desiderata for action representations.
result Entropy-regularized LAPO identifies action representations satisfying desiderata under suitable conditions.

In this paper, we present a new explainability formalism designed to shed light on how each input variable of a test set impacts the predictions of machine learning models. Hence, we propose a group explainability formalism for trained machine learning decision rules, based on their response to the variability of the i…

2018-10-18abs ↗pdf ↗

Survey reviews explainability in AI for healthcare, emphasizing trust and transparency.

problem Lack of transparency hinders AI adoption in healthcare.
method Comprehensive literature review to guide explainable AI design.
result Quantitative evaluation metrics are needed for some explainability properties.

A new framework for robot block-stacking tasks using causal probabilistic models.

problem Robots fail outside controlled environments due to uncertainty and lack of explicit design for all scenarios.
method Causal probabilistic framework combining causal models and probabilistic representations of noise.
result Robots can perceive, reason about, and explain their environment for block-stacking tasks.

I show that the solution of a standard clearing model commonly used in contagion analyses for financial systems can be expressed as a specific form of a generalized Katz centrality measure under conditions that correspond to a system-wide shock. This result provides a formal explanation for earlier empirical results wh…

2017-06-01abs ↗pdf ↗

We study stratified G-structures in N=2{\cal N}=2 compactifications of M-theory on eight-manifolds MM using the uplift to the auxiliary nine-manifold M^=M×S1{\hat M}=M\times S^1. We show that the cosmooth generalized distribution D^{\hat {\cal D}} on M^{\hat M} which arises in this formalism may have pointwise transverse or…

2015-05-20abs ↗pdf ↗

Many methods to explain black-box models, whether local or global, are additive. In this paper, we study global additive explanations for non-additive models, focusing on four explanation methods: partial dependence, Shapley explanations adapted to a global setting, distilled additive explanations, and gradient-based e…

2018-01-26abs ↗pdf ↗

Gradient Starvation causes neural networks to focus on a subset of features, leading to imbalance.

problem Neural networks focusing on only a subset of features despite having access to more.
method Using Dynamical Systems theory, identified properties of learning dynamics leading to feature imbalance.
result Gradient descent can lead to feature imbalance in over-parameterized networks.

New framework formalizes RLHF trilemma: improving safety, fairness, and robustness is computationally infeasible.

problem Aligning large language models with diverse human values while maintaining computational feasibility and robustness.
method Complexity-theoretic analysis integrating statistical learning theory and robust optimization.
result Achieving both representativeness (epsilon <= 0.01) and robustness (delta <= 0.001) for global-scale populations requires super-polynomial operations.