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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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48 results for escaping

Open manifolds with nonnegative Ricci curvature have virtually abelian fundamental groups if they escape from bounded balls at a small rate.

problem Understanding the fundamental groups of open manifolds with nonnegative Ricci curvature.
method Analyzing the escape rate of minimal geodesic loops and relating it to the fundamental group's properties.
result If an open manifold has a small escape rate, its fundamental group is virtually abelian.

Classifies conformal transformations in spacetimes without observer horizons.

problem Understanding conformal transformations in spacetimes without observer horizons.
method Proves classification of conformal transformations into two types: escaping and non-escaping.
result Conformal transformations of Einstein's static universe are classified.

The paper analyzes neural network dynamics after weights escape the origin.

problem Understanding gradient flow dynamics of neural networks after the origin.
method Analyzes gradient flow of homogeneous neural networks with locally Lipschitz gradients.
result Characterizes the first saddle point encountered after escaping the origin.

We shortly review the statistical properties of the escape times, or hitting times, for stock price returns by using different models which describe the stock market evolution. We compare the probability function (PF) of these escape times with that obtained from real market data. Afterwards we analyze in detail the ef…

2008-10-08abs ↗pdf ↗

Algorithm finds safe zones in policy Markov Decision Processes to limit trajectory escape.

problem Finding safe zones in policy Markov Decision Processes to limit trajectory escape.
method Bi-criteria approximation learning algorithm with polynomial sample complexity.
result Achieves almost 2 approximation for both escape probability and safe zone size.

New algorithm helps escape saddle points in optimization problems.

problem Optimizing smooth non-convex functions to avoid saddle points.
method Perturbed Saddle-escape Descent (PSD) algorithm with explicit constants.
result PSD finds approximate second-order stationary points efficiently.

The paper proves Zimmer's conjecture for non-uniform lattices by controlling mass escape and Lyapunov exponents.

problem Proving Zimmer's conjecture for non-uniform lattices in higher-rank semisimple Lie groups.
method Establishes finiteness of low-dimensional actions, introduces novel techniques to control mass escape and Lyapunov exponents.
result Proves Zimmer's conjecture for many non-uniform lattices, improving previous results.

New methods help escape strict saddle points in nonsmooth optimization.

problem Escaping strict saddle points in nonsmooth optimization.
method An inexact stochastically perturbed gradient method applied to the Moreau envelope.
result A variety of algorithms for nonsmooth optimization can efficiently escape strict saddle points of the Moreau envelope.

Deep ReLU networks escape from the origin via saddle points with a low-rank bias.

problem Understanding the dynamics of gradient descent in deep ReLU networks.
method Analysis of escape directions and singular values of weight matrices.
result The first singular value of the \ell-th layer weight matrix is at least 14\ell^{\frac{1}{4}} larger than any other singular value.

Geodesic loops escape from balls at a sublinear rate imply virtually abelian fundamental group.

problem Understanding fundamental groups of open manifolds with nonnegative Ricci curvature.
method Generalizing the Cheeger-Gromoll splitting theorem to sublinear escape rates.
result Fundamental groups of open manifolds with nonnegative Ricci curvature are virtually abelian if geodesic loops escape sublinearly.

We solve the escape problem for the Heston random diffusion model. We obtain exact expressions for the survival probability (which ammounts to solving the complete escape problem) as well as for the mean exit time. We also average the volatility in order to work out the problem for the return alone regardless volatilit…

2008-07-07abs ↗pdf ↗

We study the mean escape time in a market model with stochastic volatility. The process followed by the volatility is the Cox Ingersoll and Ross process which is widely used to model stock price fluctuations. The market model can be considered as a generalization of the Heston model, where the geometric Brownian motion…

2006-12-04abs ↗pdf ↗

This paper proposes a new global optimization algorithm using deep learning.

problem Developing efficient algorithms for global optimization of non-convex functions.
method Two-phase approach: minimization phase with model-driven deep learning, escaping phase with reinforcement learning.
result The proposed algorithm significantly outperforms classical optimization methods and handles ill-posed functions.

Nonconvex optimization algorithms with random initialization have attracted increasing attention recently. It has been showed that many first-order methods always avoid saddle points with random starting points. In this paper, we answer a question: can the nonconvex heavy-ball algorithms with random initialization avoi…

2019-07-23abs ↗pdf ↗

Study of SGD with state-dependent noise, improving escape from local minima.

problem Understanding and improving the dynamics of SGD in non-convex optimization.
method Formal study on SGD with state-dependent noise, proposing power-law dynamic with state-dependent diffusion.
result Power-law dynamic can escape from sharp minima exponentially faster than flat minima.

Although gradient descent (GD) almost always escapes saddle points asymptotically [Lee et al., 2016], this paper shows that even with fairly natural random initialization schemes and non-pathological functions, GD can be significantly slowed down by saddle points, taking exponential time to escape. On the other hand, g…

2017-05-29abs ↗pdf ↗

A new method helps escape saddle points in non-convex optimization.

problem Escaping saddle points in non-convex optimization problems.
method CNC-SCSG method using a separate SGD step to help escape from strict saddle points.
result The method converges to a second-order stationary point with a rate of O(ε2log(1/ε))O(ε^{-2} log(1/ε)).

The paper analyzes how noise geometry influences the performance of SGD in machine learning.

problem Understanding how noise geometry affects the performance of stochastic gradient descent.
method Developed two metrics to quantify noise alignment strength and analyzed their effects on loss and subspace projection dynamics.
result Noise geometry can be used to guarantee alignment under certain conditions, aiding SGD's ability to escape from sharp minima.

New metrics help predict Brownian motion on surfaces and higher dimensions.

problem Predicting Brownian motion on complex surfaces and higher dimensions.
method Developed new metrics (Uniform Drainage Metric) for surfaces and higher dimensions.
result Uniform Drainage Metric predicts Brownian motion's narrow escape time consistently.

Adaptive methods such as Adam and RMSProp are widely used in deep learning but are not well understood. In this paper, we seek a crisp, clean and precise characterization of their behavior in nonconvex settings. To this end, we first provide a novel view of adaptive methods as preconditioned SGD, where the precondition…

2019-01-26abs ↗pdf ↗

Two-layer networks learn hard GLMs with SGD in high dimensions.

problem Learning hard generalized linear models with SGD in high-dimensional settings.
method Reduction of SGD dynamics to a stochastic process in lower dimensions, focusing on the role of stochasticity.
result Overparameterization enhances convergence by a constant factor, suggesting minimal role of stochasticity.

Riemannian gradient descent escapes some spurious critical points on low-rank matrix manifold.

problem Spurious critical points on the boundary of low-rank matrix manifold.
method Riemannian gradient descent with dynamical low-rank approximation and rescaled gradient flow.
result Riemannian gradient descent escapes some spurious critical points on the boundary of the manifold.

New kk-step policy gradient method avoids local optima in restricted policy classes.

problem Suboptimal local optima in policy gradient methods for restricted policy classes.
method Proposes a kk-step policy gradient method to escape myopic local optima.
result The method converges to near optimal solutions exponentially close to the optimal deterministic policy.

The expectation-maximization (EM) algorithm has been widely used in minimizing the negative log likelihood (also known as cross entropy) of mixture models. However, little is understood about the goodness of the fixed points it converges to. In this paper, we study the regions where one component is missing in two-comp…

2019-07-08abs ↗pdf ↗

SGD transitions between maxima and minima with varying time scales.

problem Understanding SGD's behavior near critical points in noisy landscapes.
method Analyzing SGD convergence and escape dynamics in 1D landscapes with infinite- and finite-variance noise.
result SGD reliably moves to the basin's minimum unless close to a local maximum, where it can linger.

New PINNs method improves accuracy in computing Mean Escape Time from bounded domains.

problem Computing Mean Escape Time from bounded domains with high accuracy.
method Boundary-adapted Physics-Informed Neural Networks (PINNs) with exact Dirichlet boundary enforcement.
result Derivation of H2(Ω)H^2(Ω) a priori error bounds for PINNs with normalized distance approximations.

Theory explains deep nonlinear networks' plateaus and transitions.

problem Understanding long plateaus and feature acquisition transitions in deep nonlinear networks.
method Derived an exact identity for Frobenius norms, classified activation functions, and reduced matrix flow to a scalar ODE.
result Escape time law τ=Θ(ε(r2))τ_\star = Θ(\varepsilon^{-(r-2)}) for deep nonlinear networks, where rr is the number of bottleneck layers.

Gradient-based optimization methods are the most popular choice for finding local optima for classical minimization and saddle point problems. Here, we highlight a systemic issue of gradient dynamics that arise for saddle point problems, namely the presence of undesired stable stationary points that are no local optima…

2018-05-15abs ↗pdf ↗

This research explains why SGD generalizes better than ADAM in deep learning.

problem Understanding the generalization gap between SGD and ADAM in deep learning.
method Analyzing local convergence behaviors through Levy-driven stochastic differential equations (SDEs).
result SGD is more locally unstable and better escapes from sharp minima to flatter ones, leading to better generalization.

We consider minimizing a nonconvex, smooth function ff on a Riemannian manifold M\mathcal{M}. We show that a perturbed version of Riemannian gradient descent algorithm converges to a second-order stationary point (and hence is able to escape saddle points on the manifold). The rate of convergence depends as 1/ε21/ε^2 o…

2019-06-18abs ↗pdf ↗

We analyze the variance of stochastic gradients along negative curvature directions in certain non-convex machine learning models and show that stochastic gradients exhibit a strong component along these directions. Furthermore, we show that - contrary to the case of isotropic noise - this variance is proportional to t…

2018-03-15abs ↗pdf ↗