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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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19385675 · May 202619922001200920172026
48 results for entropy duality

We explore a new method for discrete-time control problems using randomization and entropy.

problem Discrete-time linear-exponential quadratic Gaussian (LEQG) control problem.
method Introduce exploration through randomization and apply duality between free energy and relative entropy.
result Reduced LEQG problem to equivalent risk-neutral LQG control problem with entropy regularization.

Develops a new duality between entropy martingale optimal transport and nonlinear pricing-hedging.

problem Entropy Martingale Optimal Transport problem and its associated optimization problem.
method Combines Entropy Optimal Transport and Martingale Optimal Transport theories, with novel penalization terms and constraints.
result Establishes a nonlinear robust pricing-hedging duality, covering various known robust results.

Characterizes sample complexity for outcome indistinguishability in machine learning.

problem Outcome indistinguishability in machine learning, focusing on distinguishers and predictors.
method Sample complexity characterized by metric entropy of predictor and distinguisher classes, using dual Minkowski norms.
result Equivalence and tightness of sample complexity characterizations in distribution-specific and distribution-free settings.

On the predual of a von Neumann algebra, we define a differentiable manifold structure and affine connections by embeddings into non-commutative L_p-spaces. Using the geometry of uniformly convex Banach spaces and duality of the L_p and L_q spaces for 1/p+1/q=1, we show that we can introduce the α-divergence, for αin (…

2003-11-05abs ↗pdf ↗

The paper shows how policy regularization acts like an adversary to improve robustness.

problem Improving robustness of learned policies in reinforcement learning.
method Using convex duality, the paper characterizes adversarial reward perturbations and provides generalization guarantees.
result Policy regularization acts as an adversary to improve robustness against worst-case reward perturbations.

We adapt tools from information theory to analyze how an observer comes to synchronize with the hidden states of a finitary, stationary stochastic process. We show that synchronization is determined by both the process's internal organization and by an observer's model of it. We analyze these components using the conve…

2010-07-30abs ↗pdf ↗

The paper presents a method to estimate joint interventional distributions from marginal interventional data.

problem Estimating joint interventional distributions from marginal interventional data.
method The paper extends the Causal Maximum Entropy method to use interventional data and employs Lagrange duality to prove the solution lies in the exponential family.
result The method allows for causal feature selection and inference of joint interventional distributions.

Symplectic homology matches dual capacities for convex domains.

problem Understanding symplectic capacities and Reeb flows on convex domains.
method Isomorphic filtered symplectic homology to dual singular homology.
result Gutt-Hutchings capacities match spectral invariants for convex domains.

Paper introduces a new method for risk-sensitive investment management using RL.

problem Risk-sensitive portfolio management with unknown model parameters.
method Combines RL and risk-sensitive stochastic control with Gaussian perturbations for exploration.
result Endogenous relative-entropy regularization and optimal investment strategy derived.

The paper studies scaling limits of hedging prices in financial models.

problem Scaling limits of exponential utility indifference prices in financial models.
method Formulated dual problem as stochastic control, solved HJB equation for upper bound, used duality result for lower bound.
result Represented scaling limit in terms of specific relative entropy and constructed asymptotic optimal hedging strategies.

Incorporating feature selection into a classification or regression method often carries a number of advantages. In this paper we formalize feature selection specifically from a discriminative perspective of improving classification/regression accuracy. The feature selection method is developed as an extension to the r…

2013-01-16abs ↗pdf ↗

Study spherical convex bodies using LpL_p-floating areas and curvature entropy.

problem Analogous isoperimetric inequalities for spherical convex bodies.
method Introduced LpL_p-floating areas and curvature entropy for spherical convex bodies.
result Established isoperimetric inequalities and dual isoperimetric inequalities.

New method finds rare dense clusters in asymmetric binary perceptrons, resolving algorithmic hardness.

problem Resolving algorithmic hardness in asymmetric binary perceptrons.
method Fully lifted random duality theory (fl RDT) and large deviation upgrade (sfl LD RDT).
result Local entropy breaks down for constraint densities in (0.77, 0.78) interval, matching current solver limits.

A one-to-one correspondence is drawn between law invariant risk measures and divergences, which we define as functionals of pairs of probability measures on arbitrary standard Borel spaces satisfying a few natural properties. Divergences include many classical information divergence measures, such as relative entropy a…

2015-10-23abs ↗pdf ↗

Unified approach for robust and heavy-tailed mean estimation in high dimensions.

problem Estimating mean in high dimensions with adversarial corruption or heavy-tailed distributions.
method Unified meta-problem and duality theorem leading to Filter algorithm and QUE scheme.
result Unified and efficient algorithms for both robust and heavy-tailed mean estimation.

Building upon recent advances in entropy-regularized optimal transport, and upon Fenchel duality between measures and continuous functions , we propose a generalization of the logistic loss that incorporates a metric or cost between classes. Unlike previous attempts to use optimal transport distances for learning, our …

2019-05-15abs ↗pdf ↗

Regularized policies are robust to adversarial rewards.

problem Understanding the effects of regularization on policy exploration and robustness.
method Using Fenchel duality to derive the dual problem of the regularized RL objective, showing the optimal policy is robust to adversarial rewards.
result Regularized policies are optimal for a reinforcement learning problem under adversarial reward conditions.

The paper introduces a new framework to understand and optimize deep neural networks.

problem Understanding and optimizing the trainability and generalization of deep neural networks.
method Developed a conjugate learning theoretical framework based on convex conjugate duality.
result Demonstrated that training deep neural networks with SGD achieves global optima of empirical risk.

This memoir presents a systematic study of the utility maximization problem of an investor in a constrained and unbounded financial market. Building upon the work of Hu et al. (2005) [Ann. Appl. Probab., 15, 1691--1712] in a bounded framework, we extend our analysis to the more challenging unbounded case. Our methodolo…

2017-07-01abs ↗pdf ↗

Unified geometric flows improve deep learning efficiency and simplify neural network topologies.

problem Improving deep learning performance and simplifying neural network structures.
method Proposes a thermodynamically coupled Ricci flow that dynamically adapts parameter space geometry to loss landscape topology, enabling automated singularity resolution and providing entanglement entropy bounds.
result Demonstrates 2.1× convergence acceleration and 63% topological simplification while maintaining O(NlogN)\mathcal{O}(N\log N) complexity, outperforming Riemannian baselines by 15.2% in few-shot accuracy.

Study potential computational gaps in symmetric binary perceptrons using fl-RDT.

problem Potential statistical-computational gaps in symmetric binary perceptrons.
method Parametric utilization of fully lifted random duality theory (fl-RDT).
result Observation of a computational gap SCG=αcαaSCG=α_c-α_a in SBP.

Regularizing the optimal transport (OT) problem has proven crucial for OT theory to impact the field of machine learning. For instance, it is known that regularizing OT problems with entropy leads to faster computations and better differentiation using the Sinkhorn algorithm, as well as better sample complexity bounds …

2020-02-10abs ↗pdf ↗

Study timelike Ricci curvature bounds via optimal transport with Orlicz-type costs.

problem Characterize timelike Ricci curvature bounds.
method Optimal transport with Orlicz-type costs, convexity of relative entropy.
result Characterize timelike Ricci curvature lower bounds via convexity of relative entropy.

Verma Howe duality connects tensor products of Verma modules to LKB representations.

problem Understanding the relationship between tensor products of Verma modules and LKB representations.
method Established a quantized version of Verma Howe duality and used it to prove the simplicity of LKB representations.
result LKB representations arise from the quantized Verma Howe duality and are shown to be simple modules.

Cohomological and homological spectral sequences are shown to be isomorphic.

problem Cohomological and homological Atiyah-Hirzebruch spectral sequences are not always isomorphic.
method Spanier-Whitehead duality is used to establish an isomorphism between the two spectral sequences.
result Cohomological and homological Atiyah-Hirzebruch spectral sequences are isomorphic for finite spectra.

Develops optimal transport in Lorentzian spaces with synthetic curvature bounds.

problem Synthetic curvature bounds for Lorentzian spaces.
method Optimal transport, convexity analysis of entropy functionals.
result Synthetic notion of timelike Ricci curvature lower bounds.

We give the definition of a duality that is applicable to arbitrary kk-forms. The operator that defines the duality depends on a fixed form ΩΩ. Our definition extends in a very natural way the Hodge duality of nn-forms in 2n2n dimensional spaces and the generalized duality of two-forms. We discuss the properties of …

2011-09-05abs ↗pdf ↗

A new framework for averaging spatio-temporal signals using optimal transport and soft alignments.

problem Averaging complex datasets with time and spatial components.
method Inspired by DTW, OT, and UOT, a new loss function is proposed to address shifts in time, space, and population size.
result The proposed loss function can be used to compute spatio-temporal barycenters efficiently.

Geometric duality connects graph isomorphism and knot equivalence.

problem Understanding the equivalence of graph isomorphism and knot equivalence.
method Observation of geometric duality in planar graphs and links.
result The equivalence relation defined by isomorphisms of checkerboard graphs is the same as 2-isomorphisms of checkerboard graphs.