Research
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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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50100150200 · Jun 202019922001200920172026
48 results for context grounding

RDLI integrates domain logic and context grounding to detect crypto anomalies under scarce labels.

problem Extreme label scarcity and evasion strategies in crypto networks.
method Relational Domain Logic Integration (RDLI) with Retrieval Grounded Context (RGC).
result RDLI outperforms GNN baselines by 28.9% in F1 score under 0.01% label scarcity.

Universally valid ground truth is almost impossible to obtain or would come at a very high cost. For supervised learning without universally valid ground truth, a recommended approach is applying crowdsourcing: Gathering a large data set annotated by multiple individuals of varying possibly expertise levels and inferri…

2018-07-31abs ↗pdf ↗

Fund2Persona creates personalized financial advisor personas from fund data, improving investment advice.

problem Lack of consistent advisor expertise and difficulty in encoding it in LLM systems.
method Grounds financial advisor personas in fund disclosures, market context, and manager commentary through an agentic actor--scorer--patcher loop.
result Personas better recover portfolio decisions and manager interpretation than generic baselines.

Fund2Persona creates personalized financial advisor personas from fund data, improving investment advice and manager interpretation.

problem Lack of consistent and specific financial advisor expertise in personalized investment advice.
method Grounds financial advisor personas in fund disclosures, holdings transitions, market context, and manager commentary through an agentic actor--scorer--patcher loop.
result Personas better recover portfolio decisions and grounded manager interpretation than generic baselines.

A new learning method for prosthetic arms without explicit rewards.

problem Learning a prosthetic arm to interact with users without explicit reward signals.
method Interaction-Grounded Learning, observing multidimensional context and feedback vectors, discovering latent reward signal.
result The algorithm can discover a latent reward signal and ground its policies for successful interaction.

This paper takes a step towards theoretical analysis of the relationship between word embeddings and context embeddings in models such as word2vec. We start from basic probabilistic assumptions on the nature of word vectors, context vectors, and text generation. These assumptions are well supported either empirically o…

2019-02-26abs ↗pdf ↗

Estimates classifier errors without ground truth using algebraic geometry.

problem Lack of ground truth in real-world production systems.
method Non-parametric estimation using algebraic geometry to solve the self-assessment problem.
result Accuracy estimators are better than one part in a hundred.

ClauseLens uses reinforcement learning to price reinsurance treaties transparently and auditably.

problem Opaque and difficult-to-audit reinsurance treaty pricing practices.
method ClauseLens models treaty pricing as a Risk-Aware Constrained Markov Decision Process (RA-CMDP), incorporating legal clauses and generating interpretable explanations.
result ClauseLens reduces solvency violations and improves tail-risk performance, achieving 88.2% accuracy in clause-grounded explanations.

Transformers converge linearly to optimal models for Gaussian mixtures classification.

problem Theoretical understanding of transformers' in-context classification.
method Gradient descent training of a single-layer transformer for Gaussian mixtures classification.
result Transformers converge linearly to globally optimal models for Gaussian mixtures classification.

We consider a planning problem where the dynamics and rewards of the environment depend on a hidden static parameter referred to as the context. The objective is to learn a strategy that maximizes the accumulated reward across all contexts. The new model, called Contextual Markov Decision Process (CMDP), can model a cu…

2015-02-08abs ↗pdf ↗

Enhances neural processes to learn from multiple related datasets.

problem Improving predictions from datasets with shared similarities.
method Developed the in-context in-context learning pseudo-token TNP (ICICL-TNP) to condition on both sets of datapoints and sets of datasets.
result Demonstrated the importance and effectiveness of in-context in-context learning.

Exposure bias refers to the train-test discrepancy that seemingly arises when an autoregressive generative model uses only ground-truth contexts at training time but generated ones at test time. We separate the contributions of the model and the learning framework to clarify the debate on consequences and review propos…

2019-10-01abs ↗pdf ↗

Unsupervised learning models can be indistinguishable without identifiability, leading to unreliable representations.

problem Unsupervised learning models may be indistinguishable without identifiability, making it impossible to recover a ground truth generative model.
method Construction based on nonlinear independent component analysis theory to illustrate potential failure cases.
result Counterexamples show that identifiability is crucial for reliable unsupervised representation learning.

VB-Score evaluates AI systems without ground truth, revealing robustness.

problem Evaluating AI systems without ground truth labels, especially for entity-centric tasks.
method VB-Score uses variance-bounded evaluation, constraint relaxation, and Monte Carlo sampling.
result VB-Score reveals robustness differences not seen by conventional frameworks.

We extend manifold capacity to nonlinear neural representations with contextual information.

problem Efficient processing of information through neural representations.
method Theoretical framework leveraging latent directions in input space related to contextual information.
result Derivation of an exact formula for context-dependent manifold capacity.

This study uses ICL to efficiently generate robust confidence intervals for noisy regression tasks.

problem Uncertainty quantification for in-context learning in noisy regression tasks.
method Proposes a method based on conformal prediction to construct prediction intervals with guaranteed coverage.
result Conformal prediction with in-context learning (CP with ICL) achieves robust and scalable uncertainty estimates.

New algorithms improve efficiency in learning from personalized rewards.

problem Learning from personalized rewards in recommendation systems.
method Developed provably efficient algorithms with sublinear regret for context-dependent feedback.
result Introduced a Lipschitz reward estimator that improves generalization performance.

Interpretation of a machine learning induced models is critical for feature engineering, debugging, and, arguably, compliance. Yet, best of breed machine learning models tend to be very complex. This paper presents a method for model interpretation which has the main benefit that the simple interpretations it provides …

2018-02-26abs ↗pdf ↗

Applying deep learning methods to mammography assessment has remained a challenging topic. Dense noise with sparse expressions, mega-pixel raw data resolution, lack of diverse examples have all been factors affecting performance. The lack of pixel-level ground truths have especially limited segmentation methods in push…

2018-06-30abs ↗pdf ↗

Sparse Blind Source Separation (sparse BSS) is a key method to analyze multichannel data in fields ranging from medical imaging to astrophysics. However, since it relies on seeking the solution of a non-convex penalized matrix factorization problem, its performances largely depend on the optimization strategy. In this …

2018-12-17abs ↗pdf ↗

A two-step approach efficiently selects hyperparameters for FCMs.

problem Efficiently selecting hyperparameters for FCMs in a computationally expensive process.
method Two-step sequential approach: first estimate context length k, then estimate α.
result The proposed method achieves comparable compression performance to exhaustive search but with reduced computational cost.

PHASE dataset simulates complex social interactions in physical environments.

problem Lack of datasets for evaluating physically grounded perception of complex social interactions.
method Created PHASE dataset of 2D animations with procedural generation and physics engine.
result SIMPLE model outperforms neural networks in recognizing complex social interactions.

Learning from unlabeled and noisy data is one of the grand challenges of machine learning. As such, it has seen a flurry of research with new ideas proposed continuously. In this work, we revisit a classical idea: Stein's Unbiased Risk Estimator (SURE). We show that, in the context of image recovery, SURE and its gener…

2018-05-26abs ↗pdf ↗

Benchmark evaluates financial misinformation detection models, revealing weaknesses without external context.

problem Detecting financial misinformation without external references.
method RFC Bench at paragraph level, two tasks: reference-free detection and comparison-based diagnosis.
result Performance improves with comparative context, revealing model weaknesses in reference-free settings.

This work studies the class of algorithms for learning with side-information that emerge by extending generative models with embedded context-related variables. Using finite mixture models (FMM) as the prototypical Bayesian network, we show that maximum-likelihood estimation (MLE) of parameters through expectation-maxi…

2015-07-29abs ↗pdf ↗

Proposes hinge-Wasserstein to improve uncertainty estimation in regression tasks.

problem Estimating multimodal aleatoric uncertainty in regression tasks from images.
method Regression-by-classification paradigm with hinge-Wasserstein loss.
result Hinge-Wasserstein loss improves uncertainty estimation on challenging tasks.

Shapelet transform improves time series classification for earthquake, wind, and wave events.

problem Autonomous detection of specific events from large time series datasets in civil engineering.
method Shapelet transform for local similarity in time series subsequences, combined with machine learning.
result Shapelet transform yields a new feature representation for time series signals in civil engineering.

When machine learning systems fail because of adversarial manipulation, how should society expect the law to respond? Through scenarios grounded in adversarial ML literature, we explore how some aspects of computer crime, copyright, and tort law interface with perturbation, poisoning, model stealing and model inversion…

2018-10-25abs ↗pdf ↗

Free Random Projection enhances reinforcement learning by naturally incorporating hierarchical structure.

problem Improving reinforcement learning algorithms for better generalization and adaptability.
method Introduces Free Random Projection, a method that uses free probability theory to create random orthogonal matrices encoding hierarchical structure.
result Empirically shows consistent improvement in generalization over standard methods on multi-environment benchmarks.

We construct a solution of the master equation by means of standard tools from homological perturbation theory under just the hypothesis that the ground field be of characteristic zero, thereby avoiding the formality assumption of the relevant Lie algebra. To this end we endow the homology H(g) of any differential grad…

1999-06-06abs ↗pdf ↗

Study introduces a new method for multiple parameter regularization in polynomial functional regression.

problem Handling varying regularization parameters in polynomial functional regression.
method Developed a theoretically grounded algorithm for multiple parameter regularization and model aggregation.
result Promising results from evaluations on synthetic and real-world data.

Study on ground states of semilinear elliptic equations with various potential wells.

problem Characterizing ground states of semilinear elliptic equations with arbitrary potential wells.
method Analyzing solutions in convex domains and manifolds with non-negative Ricci curvature, using Morse theory and min-max methods.
result Ground states are mountain-pass type with Morse index 1 in convex domains and manifolds with non-negative Ricci curvature.

Ground-A-Video edits videos without training, preserving intended changes.

problem Complex multi-attribute video editing with omitted or wrong changes.
method Grounding-guided video-to-video translation with Cross-Frame Gated Attention.
result Zero-shot multi-attribute video editing with improved accuracy and frame consistency.