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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,181 papers · 148 categories

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48 results for class diversification

Innovative framework for biotech investments using dynamic asset allocation and diversification.

problem Optimizing investment in growing biotech markets.
method Dynamic asset allocation and class diversification focusing on financial metrics and industry trends.
result Optimized investment framework for versatile application in specialized biotech markets.

A new diversification measure DQ derived from risk measures addresses limitations of existing indices.

problem Limitations of existing diversification indices in capturing tail heaviness and common shocks.
method DQs are defined based on a parametric family of risk measures, satisfying six axioms of diversification.
result DQs can properly capture tail heaviness and common shocks, improving portfolio selection.

Investigates how diversification preferences relate to risk attitudes.

problem Connecting diversification preferences to risk attitudes.
method Analyzes diversification preferences for various pairs of risks under different conditions.
result Diversification preferences for certain pairs of risks imply specific levels of risk aversion.

Paper introduces Arte-Blue Chip Index for diversifying portfolios with art investments.

problem Evaluating blue-chip art as a viable asset class for diversification.
method Developed Arte-Blue Chip Index tracking top-performing artists over 24 years.
result 20% allocation of blue-chip art in a diversified portfolio increases risk-adjusted returns by 20%.

The paper proposes a new approach to portfolio selection that maximizes diversification and return.

problem Maximizing diversification and return in portfolio selection.
method A bi-objective model that maximizes a diversification measure and portfolio expected return.
result The return-diversification approach outperforms strategies based on diversification or classical risk-return approaches.

Paper introduces lexical ratio to measure portfolio diversification.

problem Traditional diversification metrics overlook non-numerical relationships.
method Uses textual data to capture diversification dimensions through entropy-based insights.
result Lexical ratio (LR) outperforms traditional metrics in optimizing portfolio returns.

A widely applied diversification paradigm is the naive diversification choice heuristic. It stipulates that an economic agent allocates equal decision weights to given choice alternatives independent of their individual characteristics. This article provides mathematically and economically sound choice theoretic founda…

2016-11-04abs ↗pdf ↗

Coherent diversification of tech fields correlates with higher labor productivity.

problem Understanding how firms' technological diversification impacts productivity.
method Analyzed patent data of 70k firms over 2004-2013, defined coherent diversification as network of related tech fields.
result Firms with coherent diversification structure outperform those with scattered diversification in labor productivity.

New framework optimizes portfolio diversification beyond mean-variance.

problem Optimizing portfolio diversification beyond classical methods.
method Introduces portfolio dimensionality, connects diversification to non-Gaussian returns, and develops global optimization algorithms.
result Maximizing portfolio dimensionality leads to highly non-trivial optimization problems with multiple local optima.

Diversification represents the idea of choosing variety over uniformity. Within the theory of choice, desirability of diversification is axiomatized as preference for a convex combination of choices that are equivalently ranked. This corresponds to the notion of risk aversion when one assumes the von-Neumann-Morgenster…

2015-07-08abs ↗pdf ↗

The paper explores tail diversification in financial markets using entropy and mutual information.

problem Tail diversification in financial time series.
method Statistical independence through differential entropy and mutual information, using moments as contrast functions.
result Tail covariance matrix is a key driver of tail diversification.

Investment diversification affects financial stability, depending on network connectivity.

problem Analyzing stability of financial networks with diversified portfolios.
method Random matrix dynamical model with portfolio rebalancing, considering heterogeneity and diversification effects.
result Stability/instability transition depends on the largest eigenvalue of the random matrix.

Defines diversification as a binary relationship between financial portfolios.

problem Defines diversification in a new binary relationship for financial portfolios.
method Proposes a new definition of diversification based on convex linear combinations and second order stochastic dominance.
result The proposed definition coincides with second order stochastic dominance.

Investment diversification increased during the financial crisis, but similarity between funds remains a systemic risk.

problem Systemic risk in mutual fund investments during the financial crisis.
method Investigated the bipartite network of US mutual fund portfolios and their assets, analyzed their evolution during the crisis, and introduced a simplified model of financial shock propagation.
result Large overlap between mutual fund portfolios is more likely than expected, indicating strong correlations and systemic risk.

The paper addresses portfolio diversification under model uncertainty using robust dynamic mean-variance approach.

problem Model uncertainty in portfolio diversification and its effects on optimal strategies.
method Develops a continuous time framework for dynamic multi-asset mean-variance portfolio selection under model uncertainty, considering ambiguity aversion in expected return rates and correlation matrix.
result Proves a separation principle for robust control problem, reducing optimal dynamic strategy determination to minimal risk premium computation.

Power-law portfolios improve diversification by scaling weights sub-linearly.

problem Optimization methods struggle with unstable pair correlations and non-Gaussian risk measures.
method Construct portfolios with penalty proportional to arbitrary order moment of returns, leading to sub-linear weight scaling.
result Infinite order power-law portfolios are perfectly diversified, improving diversification over Kelly portfolios.

Risk-only investment strategies have been growing in popularity as traditional in- vestment strategies have fallen short of return targets over the last decade. However, risk-based investors should be aware of four things. First, theoretical considerations and empirical studies show that apparently dictinct risk-based …

2013-06-29abs ↗pdf ↗

A new portfolio method using quantum mechanics improves risk diversification.

problem Improving risk-based portfolio construction methods for multi-asset portfolios.
method Schrödinger principal component analysis applied to extract common factors from asset fluctuations.
result The proposed method outperforms conventional risk parity and other risk diversification methods.

The study revisits portfolio diversification by relaxing assumptions for skewed, multi-regime, and leptokurtic asset returns.

problem Underestimation of risk in portfolio diversification due to assumptions that are inconsistent with real-world asset returns.
method Calibrated a Markov-modulated Levy process model to equity market data to demonstrate the merits of the approach.
result The calibrated models effectively match empirical moments and show the importance of relaxing assumptions in portfolio diversification.

Study on diversifying equity portfolios during financial crises and stability.

problem Determining the effectiveness of diversification strategies during financial crises and stability.
method Analysis of 20 years of US stock price data, including GFC and COVID-19 crashes, using eigenvalues, graph-theoretic diagnostics, and hierarchical clustering.
result During financial crises, diversification via sector-based portfolios is ineffective, while during stability, 30-40 stocks provide sufficient diversification.

Investing in cryptocurrencies can improve portfolio risk-return profile, especially with diversification strategies.

problem Investing in cryptocurrencies and evaluating their potential for portfolio allocation strategies.
method Investigated different types of investors, various portfolio construction rules, and incorporated liquidity constraints.
result Cryptocurrencies can improve the risk-return profile of portfolios, especially with diversification strategies.

Study compares optimal vs. naive diversification in crypto markets, finds time-varying moments improve performance.

problem Optimizing portfolio construction in volatile crypto markets.
method Examines time-varying moments and transaction costs, incorporates turnover penalty.
result Time-varying moment estimators outperform conventional estimators in practical portfolio construction.

Optimizes portfolios with utility theory, diversification, and leverage.

problem Finding optimal portfolio allocation strategies.
method Utility theory, exponential and logarithmic utilities, compound probability distributions, maximum expected utility, generalized mean-variance.
result Enhanced portfolio allocation strategies with natural explanations.

New methods show sparse portfolios offer no advantage over mean-variance in diversification.

problem Investment diversification and risk management with sparse portfolios.
method Developed and implemented a new estimation procedure for sparse second-order stochastic spanning using a greedy algorithm and Linear Programming.
result No benefit from expanding a sparse opportunity set beyond 45 assets; optimal sparse portfolio reduces tail risk.

Portfolio diversification and active risk management are essential parts of financial analysis which became even more crucial (and questioned) during and after the years of the Global Financial Crisis. We propose a novel approach to portfolio diversification using the information of searched items on Google Trends. The…

2013-10-05abs ↗pdf ↗

New study shows diversification can increase risk for heavy-tailed losses.

problem Diversification can increase tail risk for heavy-tailed losses.
method Comparison of diversified portfolio to a 'one-basket' benchmark.
result Diversified portfolio has larger tail probabilities than a 'one-basket' benchmark for all thresholds.

This research introduces dynamic portfolio cuts using a spectral approach for graph-theoretic diversification.

problem Traditional methods for estimating asset-return covariance assume statistical time-invariance, failing to capture the nonstationary nature of asset price movements.
method Introduces graph spectral estimators that account for nonstationarity, partitioning the market graph into time-evolving clusters for dynamic portfolio cuts.
result Demonstrates the advantages of the proposed framework over traditional methods through numerical case studies using real-world price data.

In the market place, diversification reduces risk and provides protection against extreme events by ensuring that one is not overly exposed to individual occurrences. We argue that diversification is best measured by characteristics of the combined portfolio of assets and introduce a measure based on the information en…

2011-02-23abs ↗pdf ↗

Optimizes diversification in catastrophe risk pooling using asymptotic analysis.

problem Maximizing diversification benefit from catastrophic events in insurance pools.
method Asymptotic analysis to solve high-dimensional optimization problem.
result Derives an asymptotically optimal pool that approximates practical optimal pool.

This study uses Tsallis entropy to analyze diversification and integration in Italian stock market companies.

problem Examining the industrial structure and market reactions of cross-shareholding networks.
method Developed Tsallis entropy approach to model diversification and integration using copulas.
result Entropy analysis reveals insights into market polarisation and fairness.

The quantification of diversification benefits due to risk aggregation plays a prominent role in the (regulatory) capital management of large firms within the financial industry. However, the complexity of today's risk landscape makes a quantifiable reduction of risk concentration a challenging task. In the present pap…

2009-10-13abs ↗pdf ↗

Optimizes portfolios by identifying causal drivers of diversification.

problem Achieving efficient portfolio optimization based on asset and diversification dynamics.
method Commonality Principle, Reichenbach Common Cause Principle, conformal maps, Bayesian networks, correlation-based algorithms, neural networks, SDEs.
result Optimal portfolio diversification achieved through causal methodologies and sensitivity forecasting.