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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

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48 results for analyst trust

Study examines how uncertainty visualization affects analyst trust in automated classification systems.

problem The impact of uncertainty on analyst trust in automated classification systems.
method Empirical study evaluating different active learning query policies and visualizations.
result Query policy significantly influences analyst trust in automated classification systems.

This article presents results from the first statistically significant study of cost escalation in transportation infrastructure projects. Based on a sample of 258 transportation infrastructure projects worth US$90 billion and representing different project types, geographical regions, and historical periods, it is fou…

2013-03-06abs ↗pdf ↗

Analysts use vague language in reports to convey useful information about future payoffs.

problem Lack of precise numerical forecasts in analyst reports.
method Empirical analysis of analyst reports to assess the predictive power of linguistic tone.
result The textual tone of analyst reports has predictive power for forecast errors and subsequent revisions, especially when language is vague and uncertainty is high.

AI system analyzes financial analyst recommendations and track records for portfolio construction.

problem Human PMs rely on analyst recommendations and track records for portfolio decisions.
method Develops AI-based Recommender Systems to replicate analyst conviction and track records.
result AI can improve portfolio construction by integrating analyst conviction and track records.

Adaptive data analysis is frequently criticized for its pessimistic generalization guarantees. The source of these pessimistic bounds is a model that permits arbitrary, possibly adversarial analysts that optimally use information to bias results. While being a central issue in the field, still lacking are notions of na…

2019-01-30abs ↗pdf ↗

An analytic process is iterative between two agents, an analyst and an analytic toolbox. Each iteration comprises three main steps: preparing a dataset, running an analytic tool, and evaluating the result, where dataset preparation and result evaluation, conducted by the analyst, are largely domain-knowledge driven. In…

2018-07-11abs ↗pdf ↗

This study uses NLP to predict stock performance based on analyst reports.

problem Predicting stock performance using textual information from analyst reports.
method Natural language processing (NLP) and a customized BERT deep learning model for Chinese text.
result Strong positive sentiment in analyst reports increases excess return and intraday volatility, while strong negative sentiment increases volatility and trading volume but decreases excess return.

In many applications, an anomaly detection system presents the most anomalous data instance to a human analyst, who then must determine whether the instance is truly of interest (e.g. a threat in a security setting). Unfortunately, most anomaly detectors provide no explanation about why an instance was considered anoma…

2015-02-28abs ↗pdf ↗

New trust matrix quantifies breakdowns in deep neural networks.

problem Understanding trust breakdowns in deep learning models.
method Introduces trust matrix and conditional trust densities to analyze deep neural networks.
result Trust matrices reveal areas needing improvement for deep neural networks.

LLMs outperform human analysts in predicting earnings direction.

problem Evaluating financial statements without narrative or industry-specific information.
method Trained GPT4 on standardized, anonymous financial statements and instructed to predict earnings direction.
result LLMs predict earnings directionally with accuracy comparable to narrowly trained ML models.

HSR reduces analyst earnings forecast errors by lowering travel friction.

problem How HSR connectivity affects analyst earnings forecast errors in China.
method Firm-year panel data from 2008-2019; placebo test to rule out pre-existing trends.
result HSR reduces analyst earnings forecast errors after connectivity, not before.

Trust-aware MAB improves learning performance by accounting for human deviation.

problem Learning performance suffers when humans deviate from recommended policies due to lack of trust.
method Integrates a dynamic trust model into MAB framework, establishing minimax regret and proposing a two-stage trust-aware procedure.
result Proves near-optimal statistical guarantees for trust-aware MAB algorithms.

Optimizes task allocation for financial analysts to balance work efficiency and well-being.

problem Balancing business goals with financial analysts' well-being in error resolution tasks.
method Used a Genetic Algorithm (GA) to optimize task allocation considering both business goals and analyst well-being.
result GA model outperforms existing methods and is applicable to various real-world scenarios.

Study finds transparency and model performance metrics increase trust in AutoML systems.

problem Understanding what information influences trust in AutoML systems.
method Three studies: qualitative interviews, controlled experiment, and card-sorting task.
result Transparency and model performance metrics are most important for establishing trust in AutoML systems.

Anomaly detectors are often used to produce a ranked list of statistical anomalies, which are examined by human analysts in order to extract the actual anomalies of interest. Unfortunately, in realworld applications, this process can be exceedingly difficult for the analyst since a large fraction of high-ranking anomal…

2017-08-30abs ↗pdf ↗

Study explores fairness in financial deep learning through multi-scale trust quantification.

problem Ensuring fairness in financial deep learning models, especially under regulatory compliance.
method Conducts multi-scale trust quantification on a deep neural network for credit card default prediction.
result Demonstrates the feasibility and utility of multi-scale trust quantification for financial deep learning fairness.

Interpretable AI model boosts investment confidence and profitability.

problem Challenges in financial forecasting and interpretability in decision-making models.
method SHAP-based explainability technique for interpretable AI models.
result Notable enhancement in investor's portfolio value.

Trust is a collective, self-fulfilling phenomenon that suggests analogies with phase transitions. We introduce a stylized model for the build-up and collapse of trust in networks, which generically displays a first order transition. The basic assumption of our model is that whereas trust begets trust, panic also begets…

2014-09-22abs ↗pdf ↗

Proposes a Quasi-Newton trust region method for policy optimization in reinforcement learning.

problem Lack of stepsize selection criterion and slow convergence in gradient descent for policy optimization.
method Uses a trust region method with Quasi-Newton approximation for the Hessian.
result Demonstrates improved performance and efficiency in continuous control tasks.

NAS-Navigator automates neural network architecture search with visual steering.

problem Difficulty in configuring large neural networks efficiently.
method Formulates architecture optimization as graph space exploration, trains all candidate architectures in one-shot.
result Allows analysts to effectively select and guide the search for optimal neural network architectures.

PRCD-MAP learns to trust imperfect priors in causal discovery, improving accuracy and robustness.

problem Tackles the brittle trade-off between blind trust and rejection of external priors in causal discovery.
method Proposes PRCD-MAP, a soft prior-consumption layer that assigns per-edge trust to imperfect priors and modulates regularization in a MAP objective.
result Enjoys a population-level safety guarantee and outperforms existing methods on real-world causal discovery tasks.

Knowing when a classifier's prediction can be trusted is useful in many applications and critical for safely using AI. While the bulk of the effort in machine learning research has been towards improving classifier performance, understanding when a classifier's predictions should and should not be trusted has received …

2018-05-30abs ↗pdf ↗

Two new algorithms solve nonconvex-strongly concave problems efficiently.

problem Solving nonconvex-strongly concave minimax problems.
method Proposed MINIMAX-TR and MINIMAX-TRACE algorithms.
result Find (ε,ε)(ε, \sqrtε)-second order stationary points within O(ε1.5)\mathcal{O}(ε^{-1.5}) iterations.

AdaScale-TuRBO improves high-dimensional Bayesian optimization by dynamically scaling the GP lengthscale.

problem Inappropriate lengthscale design in TuRBO's local GP model causes suboptimal performance in high dimensions.
method Proposes AdaScale-TuRBO, which scales the GP lengthscale with both problem dimension and trust region size.
result AdaScale-TuRBO robustly outperforms standard TuRBO and other methods on synthetic and real-world tasks.

Study finds significant price declines and capital reallocation from centralized to decentralized exchanges after FTX collapse.

problem Quantifying trust dynamics and redistribution between centralized and decentralized exchanges.
method Interdisciplinary approach combining causal inference and computational text analysis.
result Significant price declines and capital reallocation from centralized to decentralized exchanges following the FTX collapse.

Study shows trust and trustworthiness emerge through reinforcement learning.

problem Trust and trustworthiness are universal but not predicted by traditional economic models.
method Used Q-learning algorithm to simulate trust and trustworthiness dynamics in a trust game.
result High levels of trust and trustworthiness emerge when individuals consider both past and future experiences.

Requirements elicitation can be very challenging in projects that require deep domain knowledge about the system at hand. As analysts have the full control over the elicitation process, their lack of knowledge about the system under study inhibits them from asking related questions and reduces the accuracy of requireme…

2018-07-10abs ↗pdf ↗