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A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

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82163245326 · May 202619922001200920172026
48 results for aggregation theory

The paper examines the feasibility of managing aggregate cyber-risk in IoT environments.

problem Determining sustainable conditions for providing aggregate cyber-risk coverage.
method Developed a rigorous general theory and validated it with real data.
result Conditions for sustainable aggregate cyber-risk management under heavy-tailed distributions.

We formalize how markets aggregate via arbitrage and quantify liquidity loss.

problem How financial markets aggregate and the loss of liquidity.
method Characterize markets via utility functions, use thermodynamics analogy, derive limit order book representation, compute aggregation loss.
result Arbitrage-mediated aggregation leads to market-dynamical entropy quantifying liquidity loss.

This paper applies AMP theory to improve learning tasks.

problem Improving learning efficiency by optimizing task-specific models.
method Uses aggregated Markov processes to reduce model complexity and enhance learning.
result Demonstrates how AMP theory can be effectively applied to stochastic learning.

U-aggregation combines multiple models without labels for better risk prediction.

problem Challenges in selecting best model for new populations due to limited data and lack of true labels.
method U-aggregation, an unsupervised model aggregation method that integrates pre-trained models without observed labels.
result U-aggregation improves genetic risk prediction of complex traits using publicly available models.

Study aggregation of statistical evidence under unknown dependence using group-invariance.

problem Aggregating statistical evidence under unknown and complex dependence structures.
method Develops a framework using group-invariance and permutation-based constructions to aggregate evidence across transformed datasets.
result Shows uniform improvement in critical values for single-batch aggregation over deterministic calibrations, adapting to unknown dependence structures.

New bounds for quantile aggregation unify and clarify existing methods.

problem Analytical bounds for quantile aggregation with dependence uncertainty.
method Using inf-convolution of quantile-based risk measures, establish new analytical bounds called convolution bounds.
result Convolution bounds are the best available and provide sharp results in many cases.

Study improves forecasting of aggregated curves in electricity markets.

problem Improving accuracy in predicting aggregated curves like demand and supply in electricity markets.
method Exploits hierarchical structure of aggregated curves, uses reconciliation methods (bottom-up, top-down, linear optimal, aggregated-down).
result Hierarchical reconciliation methods can significantly improve forecast accuracy of aggregated curves.

In this paper, we consider the problem of "hyper-sparse aggregation". Namely, given a dictionary F={f1,...,fM}F = \{f_1, ..., f_M \} of functions, we look for an optimal aggregation algorithm that writes f~=j=1Mθjfj\tilde f = \sum_{j=1}^M θ_j f_j with as many zero coefficients θjθ_j as possible. This problem is of particular interest when…

2009-12-08abs ↗pdf ↗

pFedGame uses game theory for decentralized federated learning in dynamic networks.

problem Performance bottlenecks, data bias, model convergence issues, and model poisoning attacks in federated learning.
method pFedGame employs game theory to decentralize federated learning, avoiding a central aggregation server and addressing dynamic network challenges.
result pFedGame achieves higher accuracy (over 70%) in heterogeneous data compared to existing methods.

Paper develops a new estimator for high-dimensional panel data with common shocks.

problem Cross-sectionally dependent errors driven by common shocks in high-dimensional panel data.
method Factor-augmented sparse-group LASSO estimator combining MIDAS aggregation with latent factors.
result The estimator outperforms standard LASSO for prediction and estimation in settings with cross-sectional dependence.

Estimation of the operational risk capital under the Loss Distribution Approach requires evaluation of aggregate (compound) loss distributions which is one of the classic problems in risk theory. Closed-form solutions are not available for the distributions typically used in operational risk. However with modern comput…

2010-08-06abs ↗pdf ↗

We study productivity dispersions across workers, firms and industrial sectors. Empirical study of the Japanese data shows that they all obey the Pareto law, and also that the Pareto index decreases with the level of aggregation. In order to explain these two stylized facts, we propose a theoretical framework built upo…

2008-05-19abs ↗pdf ↗

This paper compares two loss functions for learning from aggregated responses and introduces an interpolating estimator.

problem Learning from aggregated responses in privacy-sensitive settings.
method Investigates bag-level and instance-level loss functions, and introduces an interpolating estimator.
result Instance-level loss can be seen as a regularized form of bag-level loss, leading to improved estimators.

Early-stopped aggregation improves computational efficiency in adaptive statistical inference.

problem Computational inefficiency in model selection and aggregation for adaptive inference.
method Early-stopped aggregation (ESA) framework: compute only a few simpler models using early-stopping criteria.
result ESA achieves optimal adaptive contraction rates in variational Bayes and frequentist settings.

Introduces a new price measure and a second-order economic theory for volatility forecasting.

problem Forecasting price volatility in financial markets.
method Develops a new price measure and a second-order economic theory to model price volatility.
result Shows that second-order economic theory improves forecasting of price volatility.

We address the problem of aggregating an ensemble of predictors with known loss bounds in a semi-supervised binary classification setting, to minimize prediction loss incurred on the unlabeled data. We find the minimax optimal predictions for a very general class of loss functions including all convex and many non-conv…

2015-10-01abs ↗pdf ↗

This contribution discusses in what respect Econophysics may be able to contribute to the rebuilding of economics theory. It focuses on aggregation, individual vs collective learning and functional wisdom of the crowds.

2016-05-02abs ↗pdf ↗

OpenAlpha validates decentralized capital strategies using game theory and market aggregation.

problem Decentralized capital management's lack of trust-minimised, adaptive deployment.
method Game-theoretic validation, adversarial auditing, market-based belief aggregation.
result Confidence scores from validation phases inform capital allocation rules.

Augments GNNs with diversification to preserve node identity.

problem Current GNNs filter node information, potentially losing node identity.
method Integrates diversification operators with aggregation to enrich node representations.
result Significant performance boost on 9 node classification tasks.

This paper solves aggregation of Pareto optimal models by using Bayesian priors and weighted averaging.

problem How to rationally aggregate Pareto optimal models while preserving Pareto efficiency.
method Four logical steps: 1) Bayesian models, 2) Prior as preference ranking, 3) Consistent aggregation, 4) Weighted average of priors.
result All rational/consistent aggregation rules follow a generalized hierarchical Bayesian model.

We propose a communication-efficient distributed estimation method for sparse linear discriminant analysis (LDA) in the high dimensional regime. Our method distributes the data of size NN into mm machines, and estimates a local sparse LDA estimator on each machine using the data subset of size N/mN/m. After the distri…

2016-10-15abs ↗pdf ↗

An approach to distributed machine learning is to train models on local datasets and aggregate these models into a single, stronger model. A popular instance of this form of parallelization is federated learning, where the nodes periodically send their local models to a coordinator that aggregates them and redistribute…

2019-11-15abs ↗pdf ↗

A Nash game theory approach allocates capital requirements among financial institutions.

problem Allocating systemic risk measures among financial institutions.
method Proposes a Nash allocation rule inspired by game theory.
result Provides sufficient conditions for the existence and uniqueness of Nash allocation rules.

Model reduction of Markov processes is a basic problem in modeling state-transition systems. Motivated by the state aggregation approach rooted in control theory, we study the statistical state compression of a discrete-state Markov chain from empirical trajectories. Through the lens of spectral decomposition, we study…

2018-02-08abs ↗pdf ↗

We study minority games in efficient regime. By incorporating the utility function and aggregating agents with similar strategies we develop an effective mesoscale notion of state of the game. Using this approach, the game can be represented as a Markov process with substantially reduced number of states with explicitl…

2011-11-29abs ↗pdf ↗

Two approaches integrate qualitative views into portfolio optimization, showing aggregation methods outperform robust optimization.

problem Incorporating qualitative views into portfolio optimization models.
method Robust optimization and order aggregation methods.
result Aggregation methods outperform robust optimization in portfolio performance analysis.

New method forecasts time series with changing variances.

problem Real-world processes with changing variances cannot be captured by classical models.
method State-space model with Markov switching variances, using online learning and expert aggregation.
result Proposed method outperforms traditional expert aggregation and is robust to misspecification.

We introduce an alternative to the notion of `fast rate' in Learning Theory, which coincides with the optimal error rate when the given class happens to be convex and regular in some sense. While it is well known that such a rate cannot always be attained by a learning procedure (i.e., a procedure that selects a functi…

2015-02-25abs ↗pdf ↗

The dual crises of the sub-prime mortgage crisis and the global financial crisis has prompted a call for explanations of non-equilibrium market dynamics. Recently a promising approach has been the use of agent based models (ABMs) to simulate aggregate market dynamics. A key aspect of these models is the endogenous emer…

2018-09-05abs ↗pdf ↗

Method aggregates models with different hyper-parameters to adapt to target domain.

problem Choosing hyper-parameters for unsupervised domain adaptation.
method Linear aggregation of models with different hyper-parameters using weighted least squares for vector-valued functions.
result The target error is asymptotically not worse than twice the error of the optimal aggregation.