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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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199398597796 · Jun 202019922001200920182026
48 results for Wiener optimization

Derives an explicit formula for optimal portfolios in financial markets.

problem Optimal investment problem in complete financial markets driven by Wiener process.
method Functional Itô calculus approach, relying only on integrability condition.
result Derives an explicit formula for the optimal portfolio process.

This paper proposes a new method to optimize portfolio allocation with transaction costs using Wiener chaos expansion.

problem Optimizing portfolio allocation with transaction costs in multi-period settings.
method Wiener chaos expansion approach to represent and solve the optimization problem.
result The proposed method finds an optimal strategy for portfolio allocation with transaction costs.

A new error bound improves safety in Bayesian optimization.

problem Ensuring safety in Bayesian optimization with probabilistic models.
method Introducing a novel error bound using Wiener kernel regression for Gaussian processes and noise.
result The new error bound provides larger safety regions than previous methods.

Formulae prove integration by parts for foliated Wiener measure.

problem Integration by parts formula for foliated Wiener measure.
method Proved integration by parts formula for horizontal Wiener measure on totally geodesic Riemannian foliations.
result Horizontal Wiener measure has quasi-invariance under certain flows.

New linear denoiser outperforms standard Wiener filter in noisy data.

problem Improving denoising performance for unknown covariance data.
method Synthetically constructed noisy samples to train a linear denoiser using least-squares approximation.
result Optimal denoiser found using the Convex Gaussian Min-Max Theorem (CGMT) for proportional regime.

This is an introduction to Wiener measure and the Feynman-Kac formula on general Riemannian manifolds for Riemannian geometers with little or no background in stochastics. We explain the construction of Wiener measure based on the heat kernel in full detail and we prove the Feynman-Kac formula for Schrödinger operators…

2011-08-25abs ↗pdf ↗

Neural networks solve SPDEs using Wiener chaos expansion.

problem Solving stochastic partial differential equations (SPDEs) numerically.
method Using neural networks in the truncated Wiener chaos expansion.
result Approximation rates for learning SPDE solutions with noise.

The paper models asset prices using Wiener chaos expansions for efficient calibration to implied volatility surfaces.

problem Calibrating to implied volatility surfaces using flexible martingale models.
method Constructing an over-parameterized martingale model based on Wiener chaos expansions and conditional expectations.
result The method enables fast calibration to implied volatility surfaces and demonstrates flexibility through numerical experiments.

New methods for ZZ-transform inversion and Wiener-Hopf factorization.

problem Efficient numerical inversion of ZZ-transforms and factorization of functions.
method Sinh-deformations of contours, variable changes, and simplified trapezoid rule.
result High precision and speed in evaluating moments and constructing filters.

Paper develops a new framework for analyzing certainty equivalents and dynamic risk premia using Malliavin calculus and Wiener chaos analysis.

problem Limitations of Arrow-Pratt approximation for arbitrary sequences of vanishing risks.
method Develops a new framework based on Malliavin calculus and Wiener chaos analysis, combining Itô calculus, the Clark--Ocone representation, and the Wiener chaos decomposition.
result Establishes a unified framework linking expected utility theory, stochastic analysis, and Wiener chaos expansions, revealing higher-order certainty equivalents and dynamic risk premia.

This paper gives a rigorous interpretation of a Feynman path integral on a Riemannian manifold M with non-positive sectional curvature. A L2L^2 Riemannian metric GPG_P is given on the space of piecewise geodesic paths HP(M)H_P(M) adapted to the partition PP of [0,1][0,1], whence a finite-dimensional approximation of Wiener …

2012-10-12abs ↗pdf ↗

This paper describes a new method of bond portfolio optimization based on stochastic string models of correlation structure in bond returns. The paper shows how to approximate correlation function of bond returns, compute the optimal portfolio allocation using Wiener-Hopf factorization, and check whether a collection o…

2002-08-17abs ↗pdf ↗

New method estimates SDE parameters efficiently using WCE and SGD.

problem Parameter estimation for stochastic differential equations.
method Wiener Chaos Expansion and Stochastic Gradient Descent.
result Accurate parameter recovery from noisy observations.

Cubature on Wiener space [Lyons, T.; Victoir, N.; Proc. R. Soc. Lond. A 8 January 2004 vol. 460 no. 2041 169-198] provides a powerful alternative to Monte Carlo simulation for the integration of certain functionals on Wiener space. More specifically, and in the language of mathematical finance, cubature allows for fast…

2013-04-16abs ↗pdf ↗

New algorithm prices Bermudan options using Wiener chaos expansion for non-Markovian processes.

problem Pricing Bermudan options with non-Markovian payoff processes.
method Modified Longstaff Schwartz algorithm with Wiener chaos expansion for non-Markovian settings.
result Embarrassingly parallel algorithm for efficient computation.

Algorithm for pricing American options using martingale approximations.

problem Pricing American options efficiently and accurately.
method Approximating uniformly square integrable martingales with Wiener chaos expansion, solving the dual minimization problem via sample average approximation.
result Scalable parallel implementation for multi-dimensional path-dependent options.

The paper explores Wiener-Granger causality and its computational enhancements.

problem Analyzing causal relationships between time series data.
method Detailed overview of Granger causality, historical development, and computational advancements.
result Enhanced application of Granger causality in various fields.

This paper introduces joint stationarity for time-varying graph signals, improving signal processing accuracy.

problem Lack of consideration for both time and vertex dimensions in graph-based signal processing.
method Introduces joint (time-vertex) stationarity, a scalable Wiener optimization framework for joint denoising and learning.
result Joint stationarity optimally improves signal processing accuracy, as shown by real data experiments.

New pricing methods for αα-quantile and early-exercise options using Spitzer identities.

problem Pricing perpetual Bermudan and American options and αα-quantile options.
method Based on Spitzer identities for general Lévy processes and Wiener-Hopf method.
result Direct calculation of the optimal exercise barrier for early-exercise options.

The paper improves nonparametric confidence bands for band-limited functions.

problem Constructing nonparametric simultaneous confidence bands with nonasymptotic and distribition-free guarantees.
method Based on Paley-Wiener reproducing kernel Hilbert spaces, the paper relaxes assumptions, improves noise estimation, and tightens constraints.
result Enhanced confidence bands with improved efficiency and tighter constraints.

Let Wi={Wi(ti),tiR+},i=1,2,,dW_i=\{W_i(t_i), t_i\in \R_+\}, i=1,2,\ldots,d are independent Wiener processes. W={W(t),tR+d}W=\{W(\mathbf{t}),t\in \R_+^d\} be the additive Wiener field define as the sum of WiW_i. For any trend ff in $\kHC$ (the reproducing kernel Hilbert Space of WW), we derive upper and lower bounds for the boundary non-crossing proba…

2016-10-23abs ↗pdf ↗

Data-driven model reduction captures non-Markovian dynamics using Koopman and Mori-Zwanzig formalisms.

problem Modeling complex, non-Markovian dynamics efficiently and understanding their underlying mechanisms.
method Formulates data-driven model reduction within Koopman and Mori-Zwanzig formalisms, deriving NARMAX models from dynamical systems.
result Shows how data-driven methods can represent non-Markovian dynamics using Koopman and Mori-Zwanzig formalisms.

Develops trinomial models using cubature methods for financial derivative pricing.

problem Pricing financial derivatives in complex stochastic market models.
method Cubature methods applied to Wiener space for constructing trinomial models.
result Numerical solutions compare favorably with Black-Scholes model.

The paper creates nonparametric confidence bands for band-limited functions.

problem Estimating confidence bands for band-limited functions with finite samples and unknown noise.
method Uses Paley-Wiener reproducing kernel Hilbert spaces and gradient-perturbation methods.
result Non-asymptotic guarantees for confidence regions without assuming a parametric model.

A new method solves complex control problems with random coefficients.

problem Solving LQ McKean-Vlasov control problems with random coefficients.
method Decomposes the problem into two decoupled stochastic optimal control problems.
result The sum of optimal controls of auxiliary problems equals the original problem's optimal control.

Reduces path integrals for interacting systems using dependent coordinates.

problem Reducing path integrals for systems with symmetry.
method Reduction procedure based on Wiener-type path integral, optimal nonlinear filtering, and projection of mean curvature vector field.
result Shows non-invariance of the measure in the path integral under reduction and generates the Jacobian.

The paper ensures positivity of solutions to stochastic equations with positive initial data.

problem Ensuring positivity of solutions to stochastic equations with positive initial data.
method Providing sufficient conditions on coefficients for positivity of mild solutions.
result Sufficient conditions for positivity of solutions to stochastic equations.

These notes represent a much expanded and updated version of the \textquotedblleft mini course\textquotedblright that the author gave at the ETH (Zürich) and the University of Zürich in February of 1995. The purpose of these notes is to first provide some basic background to Riemannian geometry and stochastic calculus …

2004-03-03abs ↗pdf ↗