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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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10202939 · Jun 202019922001200920172026
48 results for Two-Level Lattice NN

Polynomial-time reachability for LTI systems with TLL NN controllers is achieved.

problem Bounding the reachable set of LTI systems controlled by TLL NN controllers.
method Polynomial-time computation of exact one-step reachable set and tight bounding box via two methods.
result Exact reachability computation in polynomial time for TLL NN controllers.

The paper designs neural networks with assurance for controlling nonlinear systems.

problem Designing neural networks with assurance for nonlinear system control.
method Bounding the number of affine functions needed for a CPWA function, connecting it to a TLL NN architecture.
result The TLL NN architecture is parameterized by the number of affine functions in the CPWA function it realizes.

This work analyzes generalization in federated learning using information theory.

problem Generalization performance in federated learning is less explored compared to centralized learning.
method The work applies an information-theoretic analysis via the conditional mutual information (CMI) framework to study federated learning's two-level generalization.
result The work derives multiple CMI-based bounds, including hypothesis-based CMI bounds and fast-rate evaluated CMI bounds, which improve convergence rates for specific model aggregation strategies and structured loss functions.

We propose a simple approach which, given distributed computing resources, can nearly achieve the accuracy of kk-NN prediction, while matching (or improving) the faster prediction time of 11-NN. The approach consists of aggregating denoised 11-NN predictors over a small number of distributed subsamples. We show, bot…

2017-12-06abs ↗pdf ↗

Randomly trained neural networks can generalize well if there's a simpler underlying teacher model.

problem Why randomly trained neural networks generalize well despite interpolating training data.
method Examined a random neural network that interpolates training data and showed it generalizes well if there's a simpler underlying teacher model.
result Randomly trained neural networks can generalize well if there's a simpler underlying teacher model.

As a contribution to interpretable machine learning research, we develop a novel optimization framework for learning accurate and sparse two-level Boolean rules. We consider rules in both conjunctive normal form (AND-of-ORs) and disjunctive normal form (OR-of-ANDs). A principled objective function is proposed to trade …

2016-06-18abs ↗pdf ↗

Study bridges GARCH and NN models for volatility forecasting.

problem Lack of interaction between GARCH and NN approaches for volatility forecasting.
method Established equivalence between GARCH and NN models, introduced GARCH-NN approach.
result GARCH-NN approach enhances volatility forecasting compared to standalone models.

This paper analyzes deep Stable neural networks, showing convergence rates under different growth settings.

problem Analyzing the behavior of deep Stable neural networks as width increases.
method Large-width asymptotic analysis and convergence rates for fully connected feed-forward deep Stable NNs.
result The rescaled deep Stable NN converges weakly to a Stable SP under joint growth, with sup-norm convergence rates established.

Develops a two-level monotonic multistage recommender system for better user-specific prediction.

problem Leveraging user-item-stage dependencies in a monotonic chain of events for enhanced prediction accuracy.
method A multistage recommender system with a two-level monotonic property, using a large-margin classifier based on a nonnegative additive latent factor model.
result The proposed method outperforms existing methods in simulations and an article sharing dataset.

Artificial neural networks (NN) are instrumental in realizing highly-automated driving functionality. An overarching challenge is to identify best safety engineering practices for NN and other learning-enabled components. In particular, there is an urgent need for an adequate set of metrics for measuring all-important …

2018-06-06abs ↗pdf ↗

Prototype rules simplify multiclass classification in metric spaces, achieving consistency and reduced complexity.

problem Multiclass classification in metric spaces, focusing on universal consistency and convergence rates.
method Novel Proto-NN and hybrid rules for multiclass classification in metric spaces, analyzing convergence rates.
result Proto-NN is universally consistent and simpler to implement, with similar computational advantages.

This work improves interpretability in deep learning models by introducing a two-level concept discovery framework.

problem High complexity and lack of interpretability in deep learning models, especially for safety-critical tasks.
method Concept Bottleneck Models (CBMs) framework combining vision-language models and data-driven coarse-to-fine concept selection.
result The proposed framework outperforms recent CBM approaches and provides a principled interpretability.

This work establishes the equivalence between neural networks and support vector machines.

problem Establishing the equivalence between neural networks and support vector machines.
method Proposed a method to establish the equivalence between infinitely wide neural networks trained by soft margin loss and standard soft margin SVMs with NTK trained by subgradient descent.
result The equivalence between NN and SVM is established, enabling practical applications such as non-vacuous generalization bounds and robustness certificates.

In the kk-nearest neighborhood model (kk-NN), we are given a set of points PP, and we shall answer queries qq by returning the kk nearest neighbors of qq in PP according to some metric. This concept is crucial in many areas of data analysis and data processing, e.g., computer vision, document retrieval and machi…

2018-10-11abs ↗pdf ↗

This paper studies large-width asymptotics for ReLU neural networks with α-Stable initializations.

problem Characterizing the large-width behavior of ReLU neural networks with α-Stable initializations.
method Analysis of the large-width distributions and training dynamics of ReLU neural networks initialized with α-Stable distributions.
result For ReLU neural networks with α-Stable initializations, the large-width training dynamics achieve zero training error at a linear rate, characterized by a random kernel.

Despite the success of neural networks (NNs), there is still a concern among many over their "black box" nature. Why do they work? Here we present a simple analytic argument that NNs are in fact essentially polynomial regression models. This view will have various implications for NNs, e.g. providing an explanation for…

2018-06-13abs ↗pdf ↗

We derive high-probability finite-sample uniform rates of consistency for kk-NN regression that are optimal up to logarithmic factors under mild assumptions. We moreover show that kk-NN regression adapts to an unknown lower intrinsic dimension automatically. We then apply the kk-NN regression rates to establish new …

2017-07-19abs ↗pdf ↗

LARF improves random forests with attention mechanisms and contamination models.

problem Improving accuracy in classification tasks with random forests.
method Introduces a two-level attention mechanism and uses a mixture of contamination models.
result Significantly improved classification performance on various datasets.

Ensembles of neural networks (NNs) have long been used to estimate predictive uncertainty; a small number of NNs are trained from different initialisations and sometimes on differing versions of the dataset. The variance of the ensemble's predictions is interpreted as its epistemic uncertainty. The appeal of ensembling…

2018-11-27abs ↗pdf ↗

A garland based on a manifold PP is a finite set of manifolds homeomorphic to PP with some of them glued together at marked points. Fix a manifold MM and consider a space $\NN$ of all smooth mappings of garlands based on PP into MM. We construct operations \bullet and [,][-,-] on the bordism groups $\bor_*(\NN)$

2003-06-08abs ↗pdf ↗

Exact bounds derived for neural network outputs with noisy inputs.

problem Bounding the output distribution of neural networks with random inputs.
method Applying ReLU NNs to derive bounds for general NNs, then using these to find exact error guarantees.
result Exact upper and lower bounds for the output distribution of neural networks with random inputs.

The paper certifies neural network-based control barrier functions efficiently.

problem Certifying neural network-based barrier functions for safety in autonomous systems.
method Combines NN reachability and hyperplane arrangement enumeration for efficient certification.
result Soundly finds regions where neural networks are certified as barrier functions.

NNs accurately predict energy eigenvalues and other physical phenomena in 1D quantum mechanics.

problem Understanding how neural networks interpret physics.
method Training NNs to predict energy eigenvalues from potentials and testing their ability to generalize.
result NNs can predict physical phenomena not learned during training, indicating a new way of understanding physics.

This paper uses second-order Poincaré inequalities to establish quantitative central limit theorems for Gaussian neural networks.

problem Establishing quantitative central limit theorems for Gaussian neural networks.
method Using second-order Poincaré inequalities to reduce the problem to computing the gradient and Hessian of the NN's output.
result Suboptimal rates of convergence for the NN's output due to the use of second-order Poincaré inequalities.

The kk-Nearest Neighbor Search (kk-NNS) is the backbone of several cloud-based services such as recommender systems, face recognition, and database search on text and images. In these services, the client sends the query to the cloud server and receives the response in which case the query and response are revealed t…

2019-04-03abs ↗pdf ↗

Paper develops efficient algorithms for robust optimization across multiple groups.

problem Minimizing maximal empirical risk across distinct groups in robust optimization.
method Develops ALEG and ALEM algorithms for two-level finite-sum convex-concave minimax optimization.
result Achieves ε-accuracy with complexity O(m√(nlnm/ε)) and outperforms state-of-the-art methods.

Adaptive NN method improves matrix completion for non-smooth data.

problem Matrix completion with non-smooth non-linear functions under high missingness.
method Two-sided nearest neighbors with \Holder function class non-linearity.
result NN error rate matches oracle's for latent factors, non-trivial for wide range of missingness.