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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,181 papers · 148 categories

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3627231,0851,446 · Jun 202019922001200920182026
48 results for RL models

This work explores representation complexity in RL paradigms, revealing model-based RL as the easiest task.

problem Investigating the representation complexity gap among model-based, policy-based, and value-based RL.
method Demonstrated through analysis of Markov decision processes (MDPs) and introduced new classes of MDPs.
result Representation complexity hierarchy: model-based RL > policy-based RL > value-based RL.

RL tackles decision making in unknown environments, focusing on efficiency and efficacy.

problem Efficiency and efficacy in RL algorithms for sample-starved situations.
method Markov Decision Processes, model-based and value-based approaches, policy optimization.
result Enhanced understanding and improvements in sample and computational efficacies of RL algorithms.

Generative flow networks use RL to learn probabilistic models efficiently.

problem Training generative models with RL for compositional discrete objects.
method Reformulate GFlowNet training as entropy-regularized RL with specific reward and regularizer.
result Entropy-regularized RL can be competitive with established GFlowNet training methods.

Optimistic RL algorithms are simplified for deep RL with competitive performance.

problem Achieving accurate optimism in model-based RL for large-scale problems.
method Interpreting scalable optimistic model-based algorithms as solving a tractable noise augmented MDP.
result Competitive regret bound of ildeO(SHAT) ilde{\mathcal{O}}( |\mathcal{S}|H\sqrt{|\mathcal{A}| T } ) for Gaussian noise augmentation.

This study explains RL training dynamics in LLMs, focusing on token-level optimization and reasoning pattern reshaping.

problem Understanding the training dynamics of RL in LLMs to improve their reasoning capabilities.
method Empirical analysis and theoretical modeling of RL training process, focusing on reasoning patterns and token optimization.
result RL primarily optimizes a sparse subset of critical tokens, reshaping reasoning pattern distributions and affecting model performance.

This paper shows RL with KL penalties is equivalent to Bayesian inference for fine-tuning LMs.

problem Fine-tuning large language models to avoid undesirable features.
method Analyzed KL-regularized RL and showed it's equivalent to variational inference.
result KL-regularized RL avoids distribution collapse and is more insightful as Bayesian inference.

New method defends RL agents from poisoning attacks without MDP knowledge.

problem Poisoning attacks on RL systems can cause learning failures.
method Generic poisoning framework for online RL, Vulnerability-Aware Adversarial Critic Poison (VA2C-P).
result Successfully prevents RL agents from learning good policies or converging to target policies.

RH-UCRL combines pessimism and optimism for robust RL.

problem Ensuring reliable performance in real-world RL tasks with worst-case scenarios.
method RH-UCRL is a model-based RL algorithm that optimizes between an agent and an adversary, distinguishing between epistemic and aleatoric uncertainty.
result RH-UCRL achieves near-optimal sample complexity guarantees and outperforms other robust RL algorithms in adversarial environments.

FOCUS improves offline RL by incorporating causal structure into world-models.

problem Learning effective policies from historical data without interaction.
method FOCUS proposes a practical algorithm that learns and leverages causal structure in offline RL.
result FOCUS outperforms plain model-based offline RL algorithms and other causal model-based RL algorithms.

This article provides the first survey of computational models of emotion in reinforcement learning (RL) agents. The survey focuses on agent/robot emotions, and mostly ignores human user emotions. Emotions are recognized as functional in decision-making by influencing motivation and action selection. Therefore, computa…

2017-05-15abs ↗pdf ↗

Unified framework for model-based RL with sample complexity guarantees.

problem Designing efficient posterior sampling methods for model-based RL.
method Optimistic posterior sampling, Hellinger distance reduction, data likelihood measurement.
result Unified algorithms with state-of-the-art sample complexity guarantees.

This paper compares expected and distributional reinforcement learning methods.

problem Understanding why distributional reinforcement learning performs better than expected reinforcement learning.
method Analyzes differences in tabular, linear, and non-linear approximation settings.
result Distributional RL can hurt performance if it does not induce identical behavior.

catalyst.RL simplifies RL research, enabling reproducibility and efficiency.

problem Difficulty in reproducing and comparing RL algorithms.
method Open-source framework with distributed training, flexible configurations, and efficient RL algorithms.
result Demonstrated effectiveness on AI for Prosthetics Challenge, achieving 3rd place.

Deep RL model optimizes dynamic portfolio allocation.

problem Automating dynamic portfolio optimization with machine learning.
method Model-based deep reinforcement learning with prediction, data augmentation, and behavior cloning modules.
result Robust, profitable, and risk-sensitive trading strategy compared to baselines.

A simple approach to offline RL without additional complexity.

problem Learning from a fixed dataset of actions with value estimation errors.
method Adding a behavior cloning term to the policy update of an online RL algorithm and normalizing the data.
result Matches the performance of state-of-the-art offline RL algorithms with minimal changes.

New model-free DR-RL algorithm with finite sample complexity.

problem Limited model-free DR-RL methods with convergence guarantees or sample complexities.
method Integrates Multi-level Monte Carlo (MLMC) technique with threshold mechanism.
result First model-free DR-RL approach with finite sample complexity for total variation and Chi-square divergence.

Adapts Floyd-Warshall algorithm for RL to improve multi-goal task learning.

problem Limited transfer of learned information in model-free RL for dynamic goal tasks.
method Adapts Floyd-Warshall algorithm for RL to learn goal-conditioned action-value functions.
result FWRL achieves higher reward strategies in multi-goal tasks with fewer samples.

RL agent outperforms model-based approach in detecting price manipulation.

problem Detecting and exploiting price manipulation opportunities.
method Compared model-free RL with model-based approach in a market with Almgren-Chriss framework.
result RL consistently outperforms model-based approach, especially with noisy parameter estimates.

LaPSRL achieves optimal regret for isoperimetric RL distributions.

problem Designing RL algorithms with sublinear regret for non-log-concave distributions.
method Posterior Sampling (PSRL) and Langevin sampling (LaPSRL) for isoperimetric distributions.
result LaPSRL achieves order-optimal regret and subquadratic complexity.

Paper proposes a hybrid RL algorithm that combines offline and online data without needing reward info.

problem How to efficiently use online data to improve RL policies using only offline data.
method A three-stage hybrid RL algorithm that uses reward-agnostic exploration and model-based offline RL.
result The hybrid RL algorithm outperforms both pure offline and pure online RL in sample complexity.

This tutorial reviews RL-based methods for optimizing diffusion models to maximize specific metrics.

problem Optimizing diffusion models to generate samples that maximize specific metrics in practical applications.
method Various RL algorithms including PPO, differentiable optimization, reward-weighted MLE, value-weighted sampling, and path consistency learning.
result Exploration of strengths and limitations of RL-based fine-tuning algorithms and their benefits compared to non-RL-based approaches.

Myopic optimization outperforms reinforcement learning in portfolio management, leading to lower returns and higher risks.

problem Reinforcement learning strategies in portfolio management yield lower or negative returns and higher risks compared to myopic optimization.
method Modeling execution/liquidation frictions with mark-to-market accounting, using Malliavin calculus to derive policy gradients and risk shadow price, and quantifying phantom profit.
result Myopic optimization outperforms reinforcement learning in portfolio management, leading to better returns and lower risks.

Mid-training improves RL by identifying compact action abstractions.

problem Unlocking full potential of RL with large language models.
method RA3 algorithm that optimizes sequential variational lower bound and discovers latent structures via RL.
result Improves performance by 8 points on HumanEval and 4 points on MBPP.