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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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3672108144 · Jun 202019922001200920172026
48 results for Managerial Expectations

Study shows how business cycle affects dividend payout based on managerial stock incentives.

problem Impact of managerial stock incentives on dividend payout policy during business cycles.
method Using S&P 1500 companies data from 2000-2018, analyzing full sample and recession periods.
result Negative relationship between managerial stock options and dividend payouts, significant for medium-sized companies.

Framework selects real estate redevelopment uses by integrating value, risk, complexity, and irreversibility.

problem Persistent underperformance of real estate assets due to structural misalignment.
method Integrates real-options logic and multi-criteria decision analysis.
result Reduces over-complexification and misalignment in strategic use selection.

Firms delay write-downs for adverse macroeconomic and industry outcomes but not for firm-specific issues.

problem Timeliness of write-downs for adverse macroeconomic and industry outcomes versus firm-specific issues.
method Comparative analysis of write-downs driven by macroeconomic and industry outcomes versus firm-specific outcomes.
result Firms delay write-downs for adverse macroeconomic and industry outcomes but not for firm-specific issues.

A new risk measure framework captures multivariate risk in banking.

problem Scalar risk measures fail to capture the multivariate nature of risk in banking.
method A novel multivariate risk measure framework based on the Magnitude-Propensity approach.
result The proposed framework provides a more comprehensive characterization of extreme events.

New policy optimizes risk and optimality in stochastic bandits.

problem Optimizing risk in stochastic bandits with heavy-tailed risk.
method Designing policies with worst-case optimality for expected regret and light-tailed risk distribution.
result Achieves worst-case optimality for expected regret and light-tailed risk distribution.

LLM extracts actionable insights from customer reviews.

problem Extracting actionable insights from customer reviews.
method Large language model approach distinguishing perceptual attributes from actionable features.
result High consistency and predictive validity of LLM insights compared to human coders.

Study robust control for systems with continuous states using adversarial perturbations.

problem Fragile policies in Markov control models under internal or external perturbations.
method Distributionally robust stochastic control with adaptive adversarial perturbations.
result Optimal robust policies for continuous state systems with uniform learning guarantees.

Improving software quality through effective organizational learning.

problem Lack of reliable quantification methods for software evolution.
method Leveraging application lifecycle management data to identify and address managerial practices.
result Effective learning from past processes improves software quality indirectly.

This paper uses robust optimization to analyze supply chain resilience.

problem Supply chain resilience analysis of multi-modal logistics networks.
method Robust optimization with budget-of-uncertainty.
result Interactive effects of network size, disruption scale, and degree on resilience.

New framework predicts earnings announcements using press release content, surpassing earnings surprises.

problem Predicting stock returns based on earnings press releases.
method Compared traditional and BERT-based embeddings of press releases, finding content as informative as earnings surprises.
result FinBERT yields highest predictive power for earnings announcement returns.

Study examines how industrial emissions evolve over time in response to various factors.

problem Understanding how firm-level emissions change over time in response to environmental regulation, economic conditions, and organizational constraints.
method Used a time-varying mean-group estimator to link emissions data with firm characteristics and macroeconomic indicators over 1992-2023.
result Firm-level characteristics and aggregate conditions have different impacts on emissions growth at different times.

Study develops smart contract framework for procurement under demand variability.

problem Operational and economic implications of smart contract adoption under moderate uncertainty.
method Multi-supplier model with endogenized adoption costs, supplier readiness, and inventory penalties; analytical and numerical results.
result Partial adoption strategies support moderate demand variability, while excessive digital investment reduces profitability.

Estimates price sensitivity from transaction data using a novel odds ratio method.

problem Estimate price sensitivity from transaction-level data with partially observed treatment assignments.
method Recursive partitioning procedure with adversarial imputation for robust estimation.
result Validated on synthetic data and applied to three case studies, demonstrating heterogeneity in treatment effects.

Automating the customer analytics process is crucial for companies that manage distinct customer bases. In such data-rich and dynamic environments, visualization plays a key role in understanding events of interest. These ideas have led to the popularity of analytics dashboards, yet academic research has paid scant att…

2015-11-17abs ↗pdf ↗

Novel method CHPCA simplifies complex market dynamics.

problem Quantifying interactions in rapidly evolving consumer goods markets.
method Complex Hilbert Principal Component Analysis (CHPCA) and Hodge decomposition.
result Revealed comovements and customer heterogeneity in consumer choice process.

The paper develops loss functions for pricing models using observational data.

problem Evaluating pricing policies directly from observational data with historical biases.
method Adapting machine learning techniques for corrupted labels to derive unbiased loss functions.
result Identifies minimum variance and robust estimators for contextual pricing.

Paper exposes vulnerabilities in interpreting machine learning models using adversarial attacks on PD plots.

problem Vulnerability of permutation-based interpretation methods, particularly PD plots, to adversarial attacks.
method Adversarial framework to manipulate black-box models and produce deceptive PD plots.
result It is possible to hide discriminatory behaviors in machine learning models through interpretation tools like PD plots.

Online algorithms for identifying river pollution sources.

problem Real-time estimation of river pollution sources from downstream data.
method Gradient-based online learning algorithms with adaptive step sizes and escaping from saddle points module.
result High estimation accuracy in three dimensions, superior to existing methods.

Proposes a Big Data framework for SC forecasting, including data preprocessing and machine learning.

problem Improving SC forecasting accuracy and efficiency.
method Data collection, preprocessing, machine learning model training, hyperparameter tuning, performance evaluation.
result Optimized SC forecasting models enhance workforce, inventory, and overall SC performance.

Adaptive AI delegation framework for dynamic decision authority allocation.

problem Dynamic allocation of decision authority to AI-generated recommendations under evolving evidence quality and uncertainty.
method Formulated as a Governance-Aware POMDP, using Bayesian inference for informational state estimation and sequential optimization for authority allocation.
result Sequential Bayesian governance provides the strongest general-purpose policy across AI-quality regimes, adapting to evolving evidence.

Study develops a smart contract framework for efficient and fair resource allocation.

problem Lack of rigorous economic foundation in decentralized coordination and smart contract implementations.
method Mechanism design framework with provable convergence guarantees for decentralized price adjustment.
result Proves stability and robustness of the proposed mechanism under various perturbations.

Predictive analytics is increasingly used to guide decision-making in many applications. However, in practice, we often have limited data on the true predictive task of interest, and must instead rely on more abundant data on a closely-related proxy predictive task. For example, e-commerce platforms use abundant custom…

2018-12-28abs ↗pdf ↗

The hyperfinite GG-expectation is a nonstandard discrete analogue of GG-expectation (in the sense of Robinsonian nonstandard analysis). A lifting of a continuous-time GG-expectation operator is defined as a hyperfinite GG-expectation which is infinitely close, in the sense of nonstandard topology, to the continuous…

2018-10-22abs ↗pdf ↗