Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

Trend · papers per month

179357536714 · Jun 202019922001200920172026
48 results for MI score function

Identity-link IRT improves TVD-MI scores without curvature violations.

problem Preserving additivity in TVD-MI scores for efficient LLM evaluation.
method Derives clipped-linear model from Gini entropy maximization, using identity link.
result Identity-link yields lower curvature violations (median curl 0.080-0.150) compared to probit/logit.

Paper refines InfoNCE for accurate mutual information estimation.

problem Indirect connection of InfoNCE to mutual information estimation.
method Introduces InfoNCE-anchor with an auxiliary anchor class for consistent density ratio estimation.
result InfoNCE-anchor yields a plug-in MI estimator with significantly reduced bias.

Proposes MIGE for accurate MI gradient estimation in high-dimensional settings.

problem Intractability of MI in continuous and high-dimensional settings.
method Score estimation of implicit distributions for gradient estimation of MI.
result MIGE provides tight and smooth gradient estimation of MI in high-dimensional settings.

Library learns Bayesian networks from mixed data without discretization.

problem Learning Bayesian networks from mixed data (discrete and continuous variables).
method Proposes an algorithm for structural and parameter learning of Bayesian networks from mixed data using a mixed MI score function and Gaussian approximation. Offers two graph structure enumeration algorithms.
result Advantages in solving approximation and gap recovery problems on synthetic and real datasets.

The study proposes a framework to assess sustainability of firms using fund-level classifications and portfolio holdings.

problem To capture market-based sustainability assessments of firms.
method Exploiting fund-level sustainability classifications and granular portfolio holdings to construct Market-Implied Sustainability (MIS) scores.
result MIS scores capture sustainability dimensions different from conventional ESG ratings and improve portfolio performance.

A method for finding most influential sets reduces a complex problem to a sequence of simpler top-kk problems.

problem Identifying most influential subsets in complex models.
method Reduces the problem to a sequence of top-kk problems using Dinkelbach's method.
result The method returns a globally optimal set for the univariate ratio objective, including partial linear models.

New approach for learning large Bayesian networks using feature clustering and compression.

problem Learning large Bayesian networks efficiently and accurately.
method Feature space clustering, compression, and Hill-Climbing algorithm with BIC and MI score functions.
result Potential for parallelizable block learning and improved structure accuracy.

New method attacks GNNs with limited node access, increasing misclassification rate.

problem Attacking GNNs with limited node access and limited attack nodes.
method Generalized gradient-based attacks using importance scores derived from random walks.
result Proposed greedy procedure significantly increases misclassification rate.

The market impact (MI) of Volume Weighted Average Price (VWAP) orders is a convex function of a trading rate, but most empirical estimates of transaction cost are concave functions. How is this possible? We show that isochronic (constant trading time) MI is slightly convex, and isochoric (constant trading volume) MI is…

2013-12-11abs ↗pdf ↗

This paper quantifies how hard it is to identify specific data points in machine learning models.

problem Quantifying the difficulty of identifying specific data points in machine learning models.
method Characterizing optimal attacks and privacy defences, deriving impacts of noise and misspecification, and proposing a new covariance attack.
result The Mahalanobis distance explains the hardness of fixed-target membership inference attacks.

Study introduces a benchmark suite for evaluating neural MI estimators on real-world unstructured datasets.

problem Lack of comprehensive evaluation methods for neural MI estimators on real-world unstructured datasets.
method Developed a benchmark suite using same-class sampling and a binary symmetric channel trick.
result Showed accurate manipulation of true MI values of real-world datasets.

New bounds derived using conditional ff-information for machine learning models.

problem Improving generalization bounds in machine learning.
method Introducing novel information-theoretic generalization bounds via conditional ff-information.
result Derives generalization bounds applicable to both bounded and unbounded loss functions.

Bayesian nonparametric framework improves robustness of MI estimation.

problem Challenges in exact MI computation in high dimensions with intractable likelihoods.
method Uses a Dirichlet process posterior to regularize MI loss, reducing sensitivity to fluctuations and outliers.
result Significant improvements in convergence over EDF-based methods, enhancing robustness and accuracy.

While Multiple Instance (MI) data are point patterns -- sets or multi-sets of unordered points -- appropriate statistical point pattern models have not been used in MI learning. This article proposes a framework for model-based MI learning using point process theory. Likelihood functions for point pattern data derived …

2017-03-07abs ↗pdf ↗

The Mutual Information (MI) is an often used measure of dependency between two random variables utilized in information theory, statistics and machine learning. Recently several MI estimators have been proposed that can achieve parametric MSE convergence rate. However, most of the previously proposed estimators have th…

2018-01-27abs ↗pdf ↗

Study non-parametric value function estimation from a single path.

problem Estimating value function from a single trajectory in Markov reward processes.
method Kernel-based multi-step temporal difference (TD) estimates, including KK-step look-ahead TD and TD(λ)(λ).
result Non-asymptotic guarantees for TD estimates, capturing interactions between mixing time and model mis-specification.

Paper tackles best mixed arm identification with cost constraints in bandit models.

problem Finding the best mixed arm with cost constraints in a stochastic bandit model.
method Proposes SFSR algorithm combining successive reject and score-function-based rejection criteria.
result Upper and lower bounds on mis-identification probability show exponential decay with budget.

This work provides guarantees for off-policy function estimation under realizability assumptions.

problem Estimating the value function of a policy under user-specified error-measuring distributions.
method The approach involves imposing a flexible regularization on the MIS objectives to account for an arbitrary user-specified distribution.
result Exact characterization of the optimal dual solution that determines the data-coverage assumption in the case of value-function learning.

New methods estimate point-wise dependency from neural MI models.

problem Estimating point-wise dependency between different events.
method Developed two methods: Probabilistic Classifier and Density-Ratio Fitting.
result Demonstrated effectiveness in MI estimation, self-supervised representation learning, and cross-modal retrieval.

This paper improves DNN generalization by accurately estimating mutual information.

problem Intractability of estimating mutual information in DNNs.
method Introduces a probabilistic representation of DNNs to accurately estimate mutual information.
result Derives a tighter generalization bound than previous relaxations.

New offline RL algorithms tackle partial data coverage with optimal performance and practicality.

problem Partial data coverage in offline RL datasets.
method Augmented Lagrangian method applied to MIS formulation for optimal offline RL.
result Statistically optimal offline RL with practical performance, eliminating conservatism.

Unified derivation of PAC-Bayes and MI bounds for general VC classes with fast rates.

problem Generalization bounds for machine learning models with VC classes.
method Unified derivation of conditional PAC-Bayesian and mutual information bounds, including MAC-Bayesian bounds.
result Nontrivial bounds for general VC classes and faster rates for specific conditions.

LMI approximates mutual information in high dimensions using learned low-dimensional representations.

problem Estimating mutual information between high-dimensional variables is challenging due to sample size limitations.
method Developed a method called latent MI (LMI) approximation that applies a nonparametric MI estimator to low-dimensional representations learned by a simple model architecture.
result LMI can approximate MI well for variables with >10^3 dimensions if their dependence structure has low intrinsic dimensionality.

The aim of this paper is to compare the performances of the optimal strategy under parameters mis-specification and of a technical analysis trading strategy. The setting we consider is that of a stochastic asset price model where the trend follows an unobservable Ornstein-Uhlenbeck process. For both strategies, we prov…

2016-04-30abs ↗pdf ↗

Greedy MI maximization method outperforms existing approaches in nonlinear models.

problem Maximizing mutual information in nonlinear models with non-Gaussian noise.
method Greedy approaches based on log-Sobolev inequalities for computationally inexpensive MI lower bounds.
result Proposed method outperforms random selection and Gaussian approximations.

Paper connects contrastive learning to MI maximization and establishes robust methods for nonlinear ICA and subspace estimation.

problem Understanding and improving unsupervised representation learning and density ratio estimation.
method The paper connects contrastive learning to MI maximization, establishes new recovery conditions for nonlinear ICA, and proposes a practical outlier-robust method for nonlinear subspace estimation.
result The proposed methods can be seen as maximizing MI, performing nonlinear ICA, or estimating nonlinear subspaces, and are robust to outliers.

Study quantized models' privacy against membership inference attacks.

problem Privacy risk in quantized machine learning models.
method Proposed a new MIS indicator for post-training quantization procedures, minimizing empirical loss.
result Demonstrated effectiveness of new MIS indicator in assessing and ranking privacy risk.

InfoNCE objective is equivalent to ELBO in RPM, linking to self-supervised learning.

problem Improving self-supervised learning methods by connecting them to variational inference.
method Recognizing RPM and showing InfoNCE as a simplified lower bound on MI, equal to ELBO in infinite sample limit.
result The actual InfoNCE objective is equal to the ELBO (up to a constant) in the infinite sample limit.

A diversified portfolio is created by solving the MIS problem in large market graphs, outperforming conventional methods.

problem Finding the maximum independent set (MIS) in large-scale market graphs is computationally challenging.
method Solved the MIS problem using a quantum-inspired algorithm (Simulated Bifurcation) and a combinatorial optimization solver.
result The SB-based solver optimized MIS portfolios, achieving a Sharpe ratio of 1.16 and outperforming major indices.

New attacks show data augmentation may not improve privacy.

problem Measuring privacy risk in models trained with data augmentation.
method Formulated membership inference as a set classification problem, designed input permutation invariant features.
result Proposed approach universally outperforms original methods on models trained with data augmentation.

This work constructs a hypothesis test for detecting whether an data-generating function h:RpRh: R^p \rightarrow R belongs to a specific reproducing kernel Hilbert space H0\mathcal{H}_0 , where the structure of H0\mathcal{H}_0 is only partially known. Utilizing the theory of reproducing kernels, we reduce this hypothesis …

2017-10-03abs ↗pdf ↗

Improves industry classification for diversified companies.

problem Traditional industry classification struggles with multi-sector conglomerates.
method Bayesian Non-Parametrics, Markov Updating, and hierarchical modeling.
result MIS-2 provides a measurable improvement over GICS in predicting future correlations.

InfoAtlas speeds up MI estimation for real-time data analysis.

problem Efficiently measuring statistical dependency between high-dimensional datasets.
method Directly infers mutual information in a single forward pass using a pretrained model.
result Matches state-of-the-art accuracy with 100x speedup.