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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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122244365487 · Jun 202019922001200920172026
48 results for Finite-Sample Estimation

New methods for estimating causal effects with limited overlap, using Stable Probability Weighting.

problem Estimating causal effects with limited overlap in multivalued treatments.
method Stable Probability Weighting (SPW) and Finite-Sample Stable Probability Weighting (FPW) methods.
result SPW and FPW provide practical solutions for estimating and inferring causal effects with limited overlap.

This study examines biases in flow matching samplers using finite-sample estimation.

problem Biases in flow matching samplers when using finite-sample surrogates.
method Finite-sample plug-in estimation and hierarchy of empirical FM models.
result Exact empirical minimizer and smoothed plug-in regime identified for affine conditional flows.

Proposes a method to create shorter, more accurate prediction intervals.

problem Challenges in achieving both conditional validity and interval efficiency in complex settings.
method Uses a conformal-style calibration method for neural network responses, adjusting to empirical PIT distribution.
result Demonstrates better conditional calibration and shorter intervals than existing methods.

Improved mean estimation for symmetric distributions with finite-sample guarantees.

problem Estimating the mean of a symmetric distribution from samples.
method Using Fisher information rate for finite-sample guarantees.
result Finite-sample convergence close to subgaussian with variance 1/(n * I_r), where I_r is r-smoothed Fisher information.

The paper provides guarantees for high-dimensional DML estimators in observational studies.

problem Estimating treatment effects in observational settings with many covariates.
method Debiased machine learning (DML) with finite-sample guarantees.
result Bounding the deviation of finite-sample distribution from asymptotic Gaussian approximation.

Study non-parametric frequency-domain system identification from finite samples.

problem Frequency-domain system identification from limited data.
method Empirical Transfer Function Estimate (ETFE) under sub-Gaussian colored noise and stability assumptions.
result ETFE estimates are concentrated around true values with a finite-sample rate of Ntot1/3N_{\mathrm{tot}}^{-1/3} for all frequencies in the H \mathcal{H}_{\infty} norm.

The paper studies how more data affects prediction risk in high-dimensional models.

problem The impact of increasing data on prediction risk in high-dimensional models.
method Derives central limit theorem and provides finite-sample distribution and confidence interval for prediction risk.
result Demonstrates 'more data hurt' phenomenon in high-dimensional least squares estimation.

The paper introduces a frequency-domain estimator for low-order systems from noisy data.

problem Estimating frequency responses of low-order systems from noisy measurements.
method Uses a quadratic data-fitting term regularized by the nuclear norm of a Loewner matrix, subject to a convex stability constraint.
result Proves a finite-sample error bound and extends it to all frequencies through rational interpolation.

Unified method for MMD variance estimation improves accuracy and computational efficiency.

problem Variance estimation for MMD in nonparametric testing.
method Unified finite-sample characterization of MMD variance through U-statistic and Hoeffding decomposition; exact acceleration method for univariate case.
result Unified estimators improve accuracy and computational efficiency for MMD variance.

Paper analyzes PSGLD for adaptive IRL with finite-sample bounds.

problem Estimating cost function of a forward learner using noisy gradients.
method Passive stochastic gradient Langevin dynamics (PSGLD) algorithm.
result Explicit bounds on 2-Wasserstein distance between PSGLD sample measure and stationary measure.

We formalize AURC and develop estimators for SC systems.

problem Evaluation of SC systems' performance.
method Formal statistical formulation, Monte Carlo methods, plug-in estimators.
result Plug-in estimators are consistent, with low bias and bounded MSE.

Paper provides unbiased spectral moment estimates from finite data.

problem Challenges in estimating spectral moments from limited data.
method Dynamic programming approach to estimate spectral moments of kernel integral operator.
result Demonstrates consistency with theoretical spectra and practical utility in neural networks.

The paper shows how to learn causal representations with few environments and finite samples.

problem Learning causal representations from limited data and environments.
method Explicit, finite-sample guarantees with a logarithmic number of interventions.
result Consistent recovery of latent causal graph, mixing matrix, and unknown intervention targets.

The paper investigates how calibrating propensity scores improves DML estimates of average treatment effects.

problem Improving the accuracy of DML estimates in finite samples.
method Propensity score calibration within the Double/debiased machine learning framework.
result Calibrating propensity scores reduces the root mean squared error of DML estimates of average treatment effects in finite samples.

The paper investigates topic models, ensuring their statistical identifiability and accuracy.

problem Lack of formal theoretical investigation of topic model identifiability and estimation accuracy.
method Proposes a maximum likelihood estimator (MLE) based on integrated likelihood, introducing new geometric identifiability conditions.
result Introduces weaker conditions for topic model identifiability, allowing a broader investigation.

Method constructs nonparametric prediction intervals with finite-sample guarantees.

problem Nonparametric instrumental variable regression with finite-sample coverage.
method Conformal inference framework applied to NPIV, combining with various estimators.
result Distribution-free, finite-sample coverage over chosen IV shifts.

To better understand the interplay of censoring and sparsity we develop finite sample properties of nonparametric Cox proportional hazard's model. Due to high impact of sequencing data, carrying genetic information of each individual, we work with over-parametrized problem and propose general class of group penalties s…

2012-07-18abs ↗pdf ↗

We test for departures from normal and independent and identically distributed (NIID) returns, when returns under the alternative hypothesis are self-affine. Self-affine returns are either fractionally integrated and long-range dependent, or drawn randomly from an L-stable distribution with infinite higher-order moment…

2014-01-28abs ↗pdf ↗

This study approximates distances between Gaussian processes and covariance operators using RKHS.

problem Approximating distances between Gaussian processes and covariance operators from finite samples.
method Using reproducing kernel Hilbert space (RKHS) covariance and cross-covariance operators, the study shows how to consistently and efficiently estimate Sinkhorn divergence from finite samples.
result Convergence rates are dimension-independent and of the same order as Hilbert-Schmidt distance.

Study proposes efficient estimators for matrix-valued linear regression under sparsity assumptions.

problem Estimation of parameters in matrix-valued linear regression models.
method Explicit optimization-free estimators for matrix-valued linear regression models with sparsity assumptions.
result Established non-asymptotic convergence rates for the proposed estimators.

Paper proposes an alternative to MLE for GLMs with non-canonical link functions.

problem Challenges in MLE for GLMs with non-canonical link functions.
method Variational Inequality (VI) estimation framework.
result Established finite-sample error bounds and asymptotic normality for VI estimator.

In risk management, tail risks are of crucial importance. The assessment of risks should be carried out in accordance with the regulatory authority's requirement at high quantiles. In general, the underlying distribution function is unknown, the database is sparse, and therefore special tail models are used. Very often…

2019-04-27abs ↗pdf ↗

Paper improves ML estimation from incomplete data with robust M-estimator.

problem Estimating parameters from incomplete data with improved accuracy.
method Developed a robust M-estimator and a sandwich estimator for standard errors.
result Improved estimation accuracy with smaller standard errors than ML estimates.

Estimates time-series drifts from i.i.d. data using a direct Nadaraya-Watson plug-in method.

problem Nonparametric estimation of Schrödinger bridge drifts from single time interval data.
method Direct Nadaraya-Watson plug-in estimator based on kernelized numerator and denominator terms.
result Uniform non-asymptotic bound, CLT under undersmoothing, and adaptive bandwidth selector.

This paper finds a unique partition of a sample space for estimating continuous distributions.

problem Estimating continuous probability distributions from finite samples.
method Equal-probability partition of the sample space using order statistics.
result The partition yields an entropy of log2(N+1) bits, providing a discrete entropy estimate.

We study finite sample properties of estimators of power-law cross-correlations -- detrended cross-correlation analysis (DCCA), height cross-correlation analysis (HXA) and detrending moving-average cross-correlation analysis (DMCA) -- with a special focus on short-term memory bias as well as power-law coherency. Presen…

2014-09-24abs ↗pdf ↗

Dual-Channel Tensor Neural Network (DC-TNN) decomposes tensor data into low-rank and sparse components for better estimation and inference.

problem Tensor-valued data with multilinear dependencies are challenging to process due to loss of multiway geometry under vectorization.
method DC-TNN decomposes tensors into a low-rank core and a sparse refinement, processing them through coupled neural channels.
result Established non-asymptotic risk bounds and developed structure-aware conformal ROC and AUC confidence bands.

FQE with deep neural networks achieves asymptotic normality and finite-sample bounds.

problem Theoretical understanding of FQE with general differentiable function approximators.
method Z-estimation theory applied to FQE with deep neural networks.
result FQE estimation error is asymptotically normal with explicit variance.