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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3774111148 · Jun 202019922001200920172026
48 results for Expense Ratios

The paper finds optimal ways to combine ETFs to minimize costs for investors.

problem Finding the best combination of ETFs to match a target gearing ratio at the lowest expense.
method Linear programming and convex geometry to prove the two-fund theorem for ETFs.
result The cheapest way to achieve a target gearing ratio is by combining the two nearest undominated ETF products.

MBORE optimizes multi-objective problems using density-ratio estimation.

problem Optimizing complex, multi-objective functions with expensive evaluations.
method Extends BORE to multi-objective Bayesian optimisation, using density-ratio estimation.
result MBORE outperforms BO on high-dimensional and real-world problems.

New method uses geometric mean to avoid non-collapsibility in case-control studies.

problem Non-collapsibility of odds ratio under outcome-dependent sampling.
method Proposes geometric mean aggregation to avoid non-collapsibility and provides estimation and inference methods.
result Geometric odds ratio is collapsible under outcome-dependent sampling.

DeepLR constructs confidence intervals for neural networks with asymmetric expansions.

problem Uncertainty estimation for neural network predictions.
method Likelihood-ratio-based approach for constructing asymmetric confidence intervals.
result DeepLR offers asymmetric intervals expanding in regions with limited data.

BOE reformulates BO as a classifier for scalable batch optimisation.

problem Scalable batch optimisation of expensive functions.
method Reformulates BO as density-ratio estimation, removing need for explicit function prior.
result Theoretical guarantees and improved uncertainty estimates for batch optimisation.

Improves DRL for long-term causal inference with semiparametric methods.

problem Efficient inference for policy values in nonparametric MDPs with stringent conditions.
method Semiparametric Double Reinforcement Learning (DRL) with superefficient nonparametric estimators.
result Relaxes overlap conditions and reduces high-dimensional density-ratio estimation.

This paper simplifies hedge ratios in financial models using pathwise algorithmic differentiation.

problem Expensive and unstable computation of hedge ratios from pathwise sensitivities.
method Develops reduced stochastic hedge ratios of the form φ_j^r = Σ_j^r ξ_j^q X_q, retaining sensitivity tensor through empirical averages.
result Two coefficient criteria are introduced to minimize pathwise residuals and satisfy moment equations.

New method uses path signatures for efficient likelihood estimation in time-series data.

problem Intractable likelihood functions in complex dynamic models.
method Kernel classifier based on path signatures for sequential data.
result Path signatures yield highly performant classifiers, even with low sample numbers.

Deep Neural Network (DNN) is powerful but computationally expensive and memory intensive, thus impeding its practical usage on resource-constrained front-end devices. DNN pruning is an approach for deep model compression, which aims at eliminating some parameters with tolerable performance degradation. In this paper, w…

2019-09-27abs ↗pdf ↗

New algorithm for efficiently identifying the best arm in stochastic bandits.

problem Best arm identification in stochastic multi-armed bandits with fixed confidence.
method Sequential probability ratio tests for arm selection.
result Asymptotically optimal sample complexity and guaranteed δδ-PAC performance.

Bayesian optimization improves DRL for ESG portfolio management.

problem Optimizing hyperparameters of DRL agents for ESG metrics.
method Bayesian optimization for noisy, expensive-to-evaluate functions.
result Multi-objective optimization yields optimal Pareto set of portfolios.

L2GMOM learns financial networks and optimizes momentum strategies.

problem Expensive databases and financial expertise limit network construction accessibility.
method End-to-end machine learning framework (L2GMOM) that learns networks and optimizes trading signals.
result Significant improvement in portfolio profitability and risk control with Sharpe ratio of 1.74.

Support Vector Machines (SVMs) can solve structured multi-output learning problems such as multi-label classification, multiclass classification and vector regression. SVM training is expensive especially for large and high dimensional datasets. The bottleneck of the SVM training often lies in the kernel value computat…

2019-11-08abs ↗pdf ↗

A new Metropolis-Hastings algorithm uses Gaussian Processes to speed up sampling from complex models.

problem Sampling from computationally expensive probabilistic models.
method Two-stage Metropolis-Hastings algorithm with a Gaussian Process surrogate model.
result The approach learns the target distribution while sampling, eliminating the need for pre-training.

We consider the problem of parametric statistical inference when likelihood computations are prohibitively expensive but sampling from the model is possible. Several so-called likelihood-free methods have been developed to perform inference in the absence of a likelihood function. The popular synthetic likelihood appro…

2016-11-30abs ↗pdf ↗

We discuss - in what is intended to be a pedagogical fashion - generalized "mean-to-risk" ratios for portfolio optimization. The Sharpe ratio is only one example of such generalized "mean-to-risk" ratios. Another example is what we term the Fano ratio (which, unlike the Sharpe ratio, is independent of the time horizon)…

2017-11-29abs ↗pdf ↗

This paper proposes using neural networks for Bayesian optimisation in machine learning.

problem Efficiently choosing the best model and its hyperparameters in machine learning applications.
method Uses neural networks to model distributions over functions, reformulating density-ratio estimation for approximate inference.
result Demonstrates the efficiency and tractability of using neural networks in Bayesian optimisation.

Optimal option portfolios under Sharpe Ratio maximization with skew-elliptical t-distributed returns

problem Optimal option portfolios under Sharpe Ratio maximization
method Formulation for explicit portfolio weights
result Different optimal portfolios for Sharpe Ratio and return-to-Value-at-Risk (VaR) ratio

Omega ratio, defined as the probability-weighted ratio of gains over losses at a given level of expected return, has been advocated as a better performance indicator compared to Sharpe and Sortino ratio as it depends on the full return distribution and hence encapsulates all information about risk and return. We comput…

2019-10-15abs ↗pdf ↗

We present a new methodology of computing incremental contribution for performance ratios for portfolio like Sharpe, Treynor, Calmar or Sterling ratios. Using Euler's homogeneous function theorem, we are able to decompose these performance ratios as a linear combination of individual modified performance ratios. This a…

2018-07-13abs ↗pdf ↗

The paper proposes an asset allocation strategy using the Sortino ratio for better performance.

problem Traditional asset allocation methods like the Sharpe ratio do not penalize negative returns adequately.
method The Sortino ratio is used to maximize asset allocation, penalizing only negative return variances.
result The Sortino ratio-based strategy outperforms traditional methods like the Kelly criterion.

Unified framework for OOD detection using class ratio estimation.

problem Density-based OOD detection is unreliable for OOD images.
method Unified framework that builds energy-based models and employs differing base distributions, directly estimating the density ratio through class ratio estimation.
result Competitive results on OOD image problems compared to recent work.

Study examines time-varying betas and their volatility in bank interest income and expense margins.

problem Understanding the variability of bank betas and their impact on net interest margins.
method Used state-space methods to estimate time-varying betas and conditional volatility.
result Substantial variation in interest income and expense betas, leading to varying net interest margin coefficients.

Paper shows how to embed Möbius bands with many twists and small aspect ratios.

problem Finding the smallest aspect ratio for Möbius bands with many twists.
method Constructs a folded paper ribbon knot to bound the aspect ratio.
result Paper Möbius bands and annuli with any number of half-twists can be embedded with aspect ratio less than 8.

Bayesian optimization (BO) and its batch extensions are successful for optimizing expensive black-box functions. However, these traditional BO approaches are not yet ideal for optimizing less expensive functions when the computational cost of BO can dominate the cost of evaluating the blackbox function. Examples of the…

2018-11-05abs ↗pdf ↗

Paper tackles unbounded density ratio estimation for covariate shift adaptation.

problem Understudied challenge in statistical learning: unbounded density ratios.
method Three-step estimation method: relative density ratio, truncation, and transformation.
result Established rigorous convergence guarantees for density ratio and regression estimators.

Study shows robust method for estimating density ratios even with heavy contamination.

problem Estimating density ratios in the presence of heavy contamination.
method Weighted density ratio estimation (DRE) with doubly strong robustness.
result Weighted DRE achieves sparse consistency under heavy contamination.

Meta-learning improves relative density-ratio estimation from limited data.

problem Estimating relative density-ratios from few instances.
method Meta-learning using neural networks to extract and embed dataset information for relative DRE.
result Meta-learning enables efficient and effective adaptation to few instances for relative DRE.