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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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118237355473 · Jun 202019922001200920182026
48 results for AI complexity

New findings show AI models can't be validated in complex social systems.

problem AI models in complex social systems can't be validated due to data collection practices.
method Formal impossibility results using the MovieLens benchmark.
result AI models in complex social systems are invalid under current data collection practices.

The paper explores AI in finance, focusing on XAI's role in enhancing interpretability and trust.

problem The need for AI in finance and the importance of XAI for better decision-making.
method Tracing AI's evolution in finance, highlighting XAI's role, and demonstrating through simulations.
result XAI enhances trust in AI systems, leading to more responsible decision-making.

AI helps simplify complex ship finance processes.

problem Complexity in ship finance due to data and regulatory requirements.
method Integrates large language models for document comprehension, information extraction, and workflow automation.
result AI-assisted systems can support maritime finance professionals in managing complex information and reporting requirements.

Generative AI agents improve ERP systems by automating complex financial tasks.

problem Static, rule-based workflows limit adaptability and intelligence in ERP systems.
method Introducing Generative Business Process AI Agents (GBPAs) that integrate generative AI with business process modeling and multi-agent orchestration.
result GBPAs achieve up to 40% reduction in processing time and 94% drop in error rate.

Paper proposes a new AI design philosophy for distributed learning.

problem Designing AI systems that mimic human cognitive capabilities.
method Democratized learning (Dem-AI) with self-organized hierarchical agents.
result Self-organized learning systems can perform complex tasks more efficiently.

GeoTrackNet detects maritime anomalies from AIS tracks using neural networks and a contrario detection.

problem Detecting anomalies in maritime traffic patterns for better situational awareness.
method Probabilistic neural network representation of AIS tracks and a contrario detection.
result Demonstrated relevance compared to state-of-the-art schemes on a large AIS dataset.

AI simplifies trading strategies, potentially making markets more efficient.

problem Efficient market hypothesis (EMH) relies on traders optimising trading strategies based on information.
method Generalised notion of market efficiency, distinguishing model complexity through investor beliefs and trading strategies.
result Increased availability of low-cost AI systems may push towards more advanced trading strategies, potentially harder for inefficient traders.

Gen AI improves document understanding but not data analysis in public sector tasks.

problem Understanding the impact of Gen AI on public sector tasks.
method Pre-registered field experiment comparing Gen AI to control group performance.
result Mixed results: Gen AI improves document understanding but not data analysis.

This paper highlights the need for explainable AI in video deep learning models.

problem Lack of explainable AI methods for video deep learning models.
method Illustrates the current state of video deep learning and highlights the need for explainability methods.
result Current explainability methods for video deep learning are insufficient and need improvement.

AI helps assess nature-related financial risks for financial institutions.

problem Challenges in evaluating nature-related risks due to large data volume and complexity.
method Uses AI to address data gaps, uncertainty, and complex systems.
result Potential AI solutions for two use cases: beef supply and water utility.

Optimal allocation of human effort to correct AI assessments in decision-making.

problem How to allocate costly human effort to correct noisy or biased AI-generated assessments.
method Decision-theoretic framework treating AI assessments as signals and human judgments as costly information. Developed estimation procedures under nonparametric and linear models.
result Our approach substantially outperforms LLM-only predictions and achieves performance comparable to full human review while using only 20-30% of the human information.

FinRobot opens-source AI for financial tasks, breaking down complex problems.

problem Barriers to AI adoption in finance due to proprietary data and specialized knowledge.
method Develops open-source AI agent platform with four layers: Financial AI Agents, LLM Algorithms, LLMOps/DataOps, and Foundation Models.
result FinRobot democratizes AI access for financial analysis.

Newfluence improves model interpretability in high-dimensional AI models.

problem Challenges in interpreting high-dimensional AI models.
method Introduced Newfluence, an alternative approximation to influence functions.
result Newfluence offers significantly improved accuracy in high-dimensional settings.

This paper explores good practices for AI explainability in finance.

problem Complex financial models lack transparency and interpretability.
method Exploring good practices for deploying explainability in AI-based financial systems.
result Developing effective XAI tools for the financial industry.

AI systems need reliable testing to ensure safety and trustworthiness.

problem Current AI Act lacks functional trustworthiness for AI systems.
method Define technical application distribution, set risk-based performance, and conduct statistically valid testing.
result Reliable functional trustworthiness is essential for AI systems.

CoE modularizes LLMs for scalable, cost-effective AI systems.

problem Challenges in scalability, cost, and customization of monolithic LLMs.
method Composition of Experts (CoE) leverages multiple expert LLMs with a router for dynamic selection.
result CoE achieves superior performance with reduced computational overhead and cost.

Quant 4.0 uses AI to automate, explain, and incorporate knowledge in investment.

problem Limitations of deep learning in quant investment.
method Automated AI, Explainable AI, Knowledge-driven AI.
result Improves investment decision-making through automation, interpretability, and prior knowledge integration.

CausalBGM uses AI to infer causal effects from complex data.

problem Challenges in causal inference with high-dimensional covariates.
method AI-powered Bayesian generative modeling approach to estimate individual treatment effects.
result CausalBGM consistently outperforms existing methods in high-dimensional scenarios.

Study identifies a Strategic Gap in market efficiency due to AI-driven timing and complexity in disclosure.

problem Market inefficiency due to structural influence of disclosure timing and complexity.
method Introduces Autonomous Disclosure Regulator, a multi-node AI framework to audit disclosure complexity and unpredictability.
result Companies use confusing language and unpredictable timing to slow down market learning, creating a 60% Structural Gap.

Self-explaining AI provides understandable explanations for AI decisions.

problem Difficulty in interpreting decisions made by deep neural networks, especially in critical applications.
method Introducing self-explaining AI that provides human-understandable explanations and confidence levels.
result Deep neural networks operate by interpolating between data points, making them hard to interpret.

Peer-induced fairness framework audits algorithmic fairness in AI applications.

problem Current auditing methods lack robustness and fail to distinguish between algorithmic discrimination and subject limitations.
method Combines counterfactual fairness and peer comparison strategy for a reliable auditing tool.
result Demonstrates significant unfairness in micro-firms compared to non-micro firms, highlighting the framework's potential.

To make AI systems broadly useful for challenging real-world tasks, we need them to learn complex human goals and preferences. One approach to specifying complex goals asks humans to judge during training which agent behaviors are safe and useful, but this approach can fail if the task is too complicated for a human to…

2018-05-02abs ↗pdf ↗

New framework learns complex AI attitudes from heterogeneous data.

problem Heterogeneous ordinal structure in AI attitudes, poorly captured by existing methods.
method Monotone Gaussian score embedding, BNP complexity discovery, confirmatory fixed-K estimation.
result Reduced holdout MSE by 25.8% over single-graph baseline.

Survey of AI in finance covering models, strategies, and knowledge systems.

problem Challenges in applying AI to financial markets, especially in high-frequency trading.
method Systematic analysis of financial AI across predictive models, decision frameworks, and knowledge augmentation systems.
result Critical trade-offs and gaps between theoretical advances and practical implementation in financial AI.

Study compares AI models for stock price prediction using financial news.

problem Predicting stock price movements using financial news.
method Used FinBERT, GPT-4, and Logistic Regression for sentiment analysis and prediction.
result Logistic Regression outperformed FinBERT and GPT-4, achieving 81.83% accuracy.

This paper introduces Probability Engineering to improve deep learning models.

problem Challenges in traditional probabilistic modeling for AI applications.
method Treats learned probability distributions as engineering artifacts and actively modifies them.
result Improves robustness, efficiency, adaptability, and trustworthiness of deep learning models.