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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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72144216288 · May 202619922001200920172026
48 results for worst-case consistency

MaxMatch improves SSL with worst-case consistency for better generalization.

problem Efficiently supervised learning with unlabeled data.
method Worst-case consistency regularization for SSL, providing a bound and an algorithm.
result The proposed method converges to a stationary point and improves generalization.

Proposes a method to ensure low losses across all subpopulations in large datasets.

problem Standard practice of minimizing average loss fails to guarantee low losses across all subpopulations in heterogeneous datasets.
method Convex procedure that controls worst-case performance over all subpopulations of a given size with finite-sample convergence guarantees.
result Empirically, the worst-case procedure learns models that do well against unseen subpopulations.

Worst-case bounds on the expected shortfall risk given only limited information on the distribution of the random variables has been studied extensively in the literature. In this paper, we develop a new worst-case bound on the expected shortfall when the univariate marginals are known exactly and additional expert inf…

2017-01-16abs ↗pdf ↗

Bayesian optimization for function-valued responses, addressing worst case deviations.

problem Optimizing expensive functions with functional responses, focusing on worst case performance.
method Min-Max Functional Bayesian Optimization (MM-FBO) using Gaussian process surrogates and functional principal component analysis.
result MM-FBO consistently outperforms existing methods in synthetic and real-world applications.

Paper proposes a new method for WDRO with local perturbations, achieving better accuracy.

problem Wasserstein distributionally robust optimization's theoretical understanding needs improvement.
method Develops a new approximation theorem and risk consistency results for WDRO.
result The proposed method achieves significantly higher accuracy on noisy datasets.

Robust hypothesis testing designs a test for worst-case distributions using kernel methods.

problem Design a robust test for hypothesis testing under uncertainty sets.
method Data-driven uncertainty sets constructed using kernel mean embeddings and maximum mean discrepancy (MMD). Bayesian and Neyman-Pearson settings investigated.
result Proposed robust kernel tests are exponentially consistent and asymptotically optimal.

Study evaluates approaches to improve worst-case model performance across patient subpopulations.

problem Improving model accuracy for specific patient subpopulations.
method Comparison of distributionally robust optimization (DRO) and standard learning procedures.
result Standard learning procedures generally outperform DRO approaches for improving model performance across subpopulations.

Optimizes regret distribution in stochastic bandits for risk balance.

problem Balancing regret expectation and tail risk in stochastic bandits.
method Characterizes optimal regret tail probability for any threshold, proposes new policies.
result Discovers an intrinsic gap in optimal tail rate based on time horizon uncertainty.

We analyze a simple prefiltered variation of the least squares estimator for the problem of estimation with biased, semi-parametric noise, an error model studied more broadly in causal statistics and active learning. We prove an oracle inequality which demonstrates that this procedure provably mitigates the variance in…

2019-02-02abs ↗pdf ↗

Worst-Case Sensitivity measures model sensitivity to uncertainty set size.

problem Model sensitivity to uncertainty set size in Distributionally Robust Optimization.
method Introducing Worst-Case Sensitivity as a measure of model sensitivity, and deriving closed-form expressions for various uncertainty sets.
result DRO solutions can be sensitive to the family and size of the uncertainty set, and worst-case sensitivity reflects these properties.

The paper uses EVT to improve tail risk measures under ambiguity sets.

problem Misspecification of tail risk measures leads to inflated risk estimates.
method Applies Extreme Value Theory to derive worst-case tail risk under ambiguity sets.
result Proposes a tail-calibrated ambiguity design that preserves nominal tail asymptotic scaling.

DRO optimizes decisions under uncertain distributions, considering worst-case scenarios.

problem Optimizing decisions when the distribution of uncertainties is itself uncertain.
method Defines ambiguity sets and seeks decisions optimal under the worst-case distribution.
result DRO models can be connected to regularization techniques and machine learning.

Paper improves worst-case regret bounds for RLSVI in reinforcement learning.

problem Minimizing regret in reinforcement learning with randomized value functions.
method Introduces a clipping variant of Thompson Sampling for RLSVI.
result Achieves a ildeO(H2SAT) ilde{\mathrm{O}}(H^2S\sqrt{AT}) worst-case regret bound.

We analyze MDL for binary classification, quantifying overfitting and underfitting.

problem Understanding the trade-off between underfitting and overfitting in MDL for binary classification.
method Complete characterization of the regularization curve for MDL, extending previous work to all λλ.
result Precise quantitative description of the worst case limiting error as a function of λλ and noise level.

Optimizes bond portfolios to avoid worst-case losses.

problem Finding the worst-case value of a bond portfolio over a range of yield curves and spreads.
method Solves a convex-concave saddle point optimization problem to find the worst-case value and construct a robust portfolio.
result Constructs a bond portfolio that includes the worst-case value, ensuring robustness against market uncertainties.

Lower class selectivity makes networks more robust to natural perturbations but more vulnerable to adversarial attacks.

problem Understanding how class selectivity affects robustness to different types of perturbations in neural networks.
method Investigated the relationship between class selectivity and robustness to natural and adversarial perturbations in neural networks.
result Lower class selectivity increases robustness to natural perturbations but decreases robustness to adversarial attacks.

The paper shows how policy regularization acts like an adversary to improve robustness.

problem Improving robustness of learned policies in reinforcement learning.
method Using convex duality, the paper characterizes adversarial reward perturbations and provides generalization guarantees.
result Policy regularization acts as an adversary to improve robustness against worst-case reward perturbations.

This paper calculates worst-case target semi-variances for uncertain losses.

problem Managing risk when loss distribution is uncertain and only partial information is known.
method Derives worst-case target semi-variances for symmetric or non-negative losses under uncertainty sets representing investor's undesirable scenarios.
result Closed-form expressions for worst-case target semi-variances are derived.

Greedy policies perform poorly in imperfectly observed contextual bandits.

problem Performance of Greedy policies in bandits with partially observed contexts.
method Analysis of Greedy reinforcement learning policies under imperfectly observed contextual bandits.
result Worst-case regret grows poly-logarithmically with the time horizon and the failure probability.

In this paper, we propose the uncertain volatility models with stochastic bounds. Like the regular uncertain volatility models, we know only that the true model lies in a family of progressively measurable and bounded processes, but instead of using two deterministic bounds, the uncertain volatility fluctuates between …

2017-02-16abs ↗pdf ↗

New framework identifies worst-case shifts for predictive resource allocation models.

problem Identifying harmful shifts in predictive models for resource allocation.
method Hierarchical model structure and submodular optimization for worst-case loss.
result Empirical evidence shows divergent worst-case shifts identified by different metrics.

Proposes a new framework for balancing average- and worst-case performance in machine learning.

problem Robustness issues in machine learning, especially in safety-critical domains.
method Probabilistic robustness framework that balances average- and worst-case performance.
result Effective algorithm balances average- and worst-case performance with lower computational cost.

Study approximates worst-case stock trading under uncertainty, quantifying sensitivity.

problem Maximizing worst-case cost of stock gains and losses under uncertainty.
method Approximates worst-case problem by baseline problem as uncertainty vanishes.
result Value of worst-case problem equals baseline value plus correction term.

The equivalence between multiportfolio time consistency of a dynamic multivariate risk measure and a supermartingale property is proven. Furthermore, the dual variables under which this set-valued supermartingale is a martingale are characterized as the worst-case dual variables in the dual representation of the risk m…

2015-10-19abs ↗pdf ↗

Framework for worst-case generation using Wasserstein space optimization.

problem Evaluating robustness and stress-testing systems under distribution shifts.
method Min-max optimization over continuous probability distributions in Wasserstein space.
result Global convergence guarantees for the proposed Gradient Descent Ascent scheme.

Proposes a new allocation method for distributionally robust ranking and selection.

problem Inaccurate simulation input modeling due to limited data.
method Introduces a simple additive allocation (AA) procedure and a general additive allocation (GAA) framework.
result Proves that the proposed AA procedure is consistent and achieves additivity in the strongest sense.

The problem of biclustering consists of the simultaneous clustering of rows and columns of a matrix such that each of the submatrices induced by a pair of row and column clusters is as uniform as possible. In this paper we approximate the optimal biclustering by applying one-way clustering algorithms independently on t…

2007-12-17abs ↗pdf ↗

New solver SR2 tackles deep neural network training with nonsmooth regularization.

problem Training deep neural networks with nonsmooth regularization to achieve sparsity and efficiency.
method Combines adaptive quadratic regularization with proximal stochastic gradient principles.
result Established worst-case iteration complexity of O(ε^−2) for SR2.

Optimal decision-making using prediction sets to minimize risk.

problem Using prediction sets optimally for decision-making in uncertain scenarios.
method Decision-theoretic framework that seeks to minimize expected loss against a worst-case distribution.
result ROCP algorithm reduces critical mistakes compared to baselines, especially in costly out-of-set errors.

The paper analyzes worst-case distortion risk metrics and weighted entropy under partial information.

problem Analyzing worst-case distortion risk metrics and weighted entropy with limited information.
method General distributions, partial information (mean and variance), various entropies and risk measures.
result Provides worst-case results for distortion risk metrics and weighted entropy.

The study assesses how financial networks resist simultaneous price shocks and calculates the worst-case loss.

problem Resilience of financial networks to simultaneous price fluctuations and default contagion.
method Introduced a concept of default resilience margin, ε*, and computed worst-case systemic loss through linear programming.
result Threshold value ε* determines the maximum amplitude of asset price fluctuations the network can tolerate.

New algorithms improve on consistency and robustness in convex function chasing with black-box advice.

problem Minimizing cost in normed vector space with black-box advice for convex function chasing.
method Two novel algorithms: INTERP and BDINTERP, exploiting convexity to achieve improved consistency and robustness.
result BDINTERP achieves near-optimal consistency-robustness trade-off for α-polyhedral cost functions.