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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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103206308411 · Jun 202019922001200920172026
48 results for weight tail behavior

Econometric framework integrates heavy-tailed distributions with behavioral probability weighting for better asset pricing.

problem Underestimation of Value-at-Risk by traditional models in asset pricing.
method Developed an econometric framework combining heavy-tailed Student's tt distributions with behavioral probability weighting.
result Student's tt specifications outperform Gaussian models in 88.4% of cases, reducing underestimation of Value-at-Risk by 16.5 percentage points.

The paper integrates behavioral distortions into portfolio optimization using implied probability weighting functions.

problem Behavioral distortions in probability weighting affect portfolio optimization under different return distributions.
method Developed a unified framework to extract probability weighting functions from optimal portfolios modeled under Gaussian and NIG distributions.
result Increasing tail fatness amplifies behavioral distortions, and shifts in risk-free rates alter the curvature of these distortions.

Bayesian priors for neural networks are improved by incorporating weight correlations and tail behavior.

problem Improving Bayesian priors for neural networks to better reflect true beliefs and performance.
method Analyzed summary statistics of neural network weights in different architectures and incorporated these observations into new priors.
result Improved performance on image classification datasets by using new priors that account for weight correlations and tail behavior.

Study heavy-tailed weights' impact on neural network's spectral distribution.

problem Analyzing spectral distribution of conjugate kernel matrices with heavy-tailed weights.
method Computed limiting eigenvalue distribution through moments, considering heavy-tailed distributions and nonlinear activation functions.
result Heavy-tailed weights induce strong correlations, leading to fundamentally different spectral behavior.

This paper analyzes ETFs with Taiwan exposure, finding heavy tails and asymmetric volatility.

problem Heavy tails and asymmetric volatility in Taiwan-related ETFs.
method Tail-risk diagnostics, asymmetric volatility modeling, and portfolio optimization under mean--variance and CVaR criteria.
result CVaR optimization produces more concentrated allocations, favoring SMH during the post-COVID AI-driven expansion.

New loss function restores importance weighting in overparameterized models.

problem Restoring importance weighting in overparameterized neural networks.
method Introduced polynomially-tailed losses to restore effects of importance weighting.
result Polynomially-tailed losses improve performance in correcting distribution shift.

Soft diamond regularizers improve deep learning performance and sparsity.

problem Improving deep learning performance and sparsity of trained weights.
method New soft diamond synaptic weight priors based on thick-tailed symmetric alpha stable probability curves.
result Soft diamond regularizers outperform state-of-the-art methods in deep learning tasks.

PH-VAE models heavy-tailed data with flexible Phase-Type distributions.

problem Standard VAEs fail to capture heavy-tailed behavior in real-world data.
method PH-VAE uses Phase-Type distributions defined by continuous-time Markov chains to adaptively model tail behavior.
result PH-VAE significantly outperforms existing heavy-tail-aware VAEs in approximating diverse heavy-tailed distributions.

New insights into tail behavior of heavy-tailed random vectors and processes.

problem Understanding tail behavior of aggregates of heavy-tailed random vectors.
method Analyzing multivariate regularly varying random vectors and Lévy processes.
result More than one large jump can determine tail behavior of aggregates.

DBNs improve ES and SES estimation for market risk, but tail behavior remains challenging.

problem Optimizing ES and SES estimation for market risk in banking.
method Extended DBNs for 10-day ES and SES estimation using S&P 500 index.
result DBNs perform comparably to historical simulation but struggle with tail behavior.

The paper examines how heavy-tailed risks behave under Gaussian copula models.

problem Understanding tail risk probabilities with heavy-tailed marginal risks and Gaussian dependence.
method Modeling heavy-tailed risks using regular variation and analyzing tail probabilities under Gaussian copula.
result The rate of decay of tail set probabilities varies with the type of tail sets and Gaussian correlation matrix.

RBM models reveal how hidden unit tail behavior affects pattern reconstruction.

problem Understanding how the tail behavior of hidden units in RBMs influences pattern reconstruction.
method Identified an effective energy function for RBMs and studied its local minima.
result The ability to reconstruct patterns depends on the tail behavior of the hidden unit prior distribution.

New class of heavy-tailed distributions shows weighted averages dominate individual variables.

problem Understanding and comparing risks in heavy-tailed distributions.
method Introducing a new class of heavy-tailed distributions and proving stochastic dominance relations.
result Weighted averages of random variables in this class are stochastically larger than individual variables.

A new algebra for probabilistic programming improves tail behavior accuracy.

problem Inaccurate tail behavior in probabilistic models based on neural networks.
method Developed a three-parameter tail asymptotics algebra based on the generalized Gamma distribution.
result Inference algorithms using the heavy-tailed algebra achieve superior performance.

New insights into why neural networks generalize well.

problem Understanding why neural networks generalize well despite heavy-tailed weight distributions.
method Developed a simple model to analyze the emergence of heavy-tailed empirical spectral densities (ESDs) in two-layer neural networks without gradient noise.
result Learning rates play a crucial role in shaping the ESDs of two-layer neural networks, leading to better generalization.

This paper compares VaR estimation methods under tail misspecification, finding importance sampling underestimates VaR.

problem Tail misspecification in VaR estimation.
method Importance sampling and moment-based VaR bracketing.
result Importance sampling underestimates VaR under heavy-tailed returns, while moment-based methods are robust.

Study of linear classifiers in infinite imbalance scenarios.

problem Behavior of linear discriminant functions in extreme imbalance conditions.
method Analysis of linear classifiers under infinite imbalance, focusing on weight function properties and limit behavior.
result Limiting coefficient vectors reflect robustness or conservatism, optimizing against worst-case alternatives.

Studied how heavy-tailed behavior affects SGD's generalization in quadratic optimization.

problem Link between heavy-tailed behavior and generalization in SGD.
method Used heavy-tailed stochastic differential equation and proved stability bounds.
result Stability of SGD depends on the loss function's tail behavior.

Investigates spectral properties of neural networks, showing invariance under certain conditions.

problem Understanding the spectral evolution and invariance in linear-width neural networks.
method Empirical and theoretical analysis of spectra of weight matrices in high-dimensional settings.
result Spectra of weight matrices are invariant under certain training conditions, with implications for feature learning.

This work compresses heavy-tailed weight matrices for tighter generalization bounds.

problem Empirical evidence linking heavy-tailed weight matrices to test set accuracy but lack of formal relationship with generalization bounds.
method Utilized the compression framework to show that heavy-tailed matrices can be compressed, resulting in sparse weight matrices.
result Demonstrated a non-vacuous generalization bound for compressed networks with heavy-tailed weight matrices.

The goal of this paper is to study organized flocking behavior and systemic risk in heterogeneous mean-field interacting diffusions. We illustrate in a number of case studies the effect of heterogeneity in the behavior of systemic risk in the system, i.e., the risk that several agents default simultaneously as a result…

2016-07-28abs ↗pdf ↗

The standard deviation and Gini mean difference order based on tail behavior.

problem Ordering between standard deviation and Gini mean difference for real-valued risks.
method Analysis of the mean excess function of the pairwise difference XX|X - X'|.
result Dominance regimes of SD and GMD are determined by tail behavior of the distribution.

Paper develops sparse learning for heavy-tailed time series with locally stationary dynamics.

problem Sparse learning for high-dimensional heavy-tailed locally stationary time series.
method Additive modeling with kernel smoothing, sparsity-inducing penalized estimation.
result Prediction-error bounds and convergence rates for different sparsity structures.

Bayesian deep learning with heavy-tailed weights achieves near-optimal performance.

problem Deep neural networks with heavy-tailed weights achieve near-optimal performance in various contexts.
method Introduced a Bayesian deep learning prior based on heavy-tailed weights and ReLU activation, showing near-optimal minimax contraction rates.
result Posterior distribution achieves near-optimal minimax contraction rates, adaptive to smoothness and intrinsic dimension.

Manipulation is an important issue for both developed and emerging stock markets. For the study of manipulation, it is critical to analyze investor behavior in the stock market. In this paper, an analysis of the full transaction records of over a hundred stocks in a one-year period is conducted. For each stock, a tradi…

2011-10-11abs ↗pdf ↗

The paper investigates heavy-tailed behavior in offline SGD, showing it approximates power-law tails.

problem Understanding heavy-tailed behavior in offline (multi-pass) SGD with finite data.
method Proves nonasymptotic Wasserstein convergence bounds for offline SGD to online SGD.
result Offline SGD exhibits approximate power-law tails as the number of data points increases.

Unified framework for generating heavy-tailed distributions.

problem Extending SGMs to heavy-tailed targets.
method Combining early stopping with initialization for diffusion, and normalizing flows for generation.
result Unified generative framework with theoretical guarantees for heavy-tailed distributions.

Geometric framework for signed multivariate tail-dependence compatibility at various thresholds.

problem Modeling and analyzing signed multivariate tail-dependence across different thresholds.
method Developed a geometric witness framework to represent and invert signed tail families, identifying nonnegative weights and normalized masses.
result Characterization and synthesis of signed multivariate tail-dependence at finite thresholds, preserving the complete signed tail family throughout.

New econometric results for financial duration models under varying tail behaviors.

problem Estimation and inference challenges in financial durations models with random event counts.
method Analysis of likelihood estimators for ACD models, focusing on tail behavior and stationarity.
result Asymptotic normality breaks down for tail indices smaller than one, leading to mixed Gaussian estimators with non-standard rates of convergence.

The difficulty of classification affects the weight matrices' heavy tail appearance in deep learning networks.

problem Understanding the spectral properties of weight matrices in deep learning networks.
method Spectral analysis of weight matrices in different modules of DNNs, classification difficulty as a driving factor for heavy tail appearance.
result Higher classification difficulty leads to more frequent appearance of heavy tails in weight matrices spectra.

We present sharp tail asymptotics for the density and the distribution function of linear combinations of correlated log-normal random variables, that is, exponentials of components of a correlated Gaussian vector. The asymptotic behavior turns out to depend on the correlation between the components, and the explicit s…

2013-09-12abs ↗pdf ↗

Exponential Lasso improves Lasso's robustness to outliers and heavy-tailed noise.

problem Lasso's sensitivity to outliers and heavy-tailed noise in high-dimensional statistics.
method Integrates an exponential-type loss function into the Lasso framework.
result Achieves strong statistical convergence rates robust to heavy-tailed contamination.

We introduce a new functional measure of tail dependence for weakly dependent (asymptotically independent) random vectors, termed weak tail dependence function. The new measure is defined at the level of copulas and we compute it for several copula families such as the Gaussian copula, copulas of a class of Gaussian mi…

2014-02-19abs ↗pdf ↗

Mitigates anomaly score imbalance in long-tailed distributions.

problem Class imbalance in normal data leads to skewed anomaly detection performance.
method Proposes an importance-weighted loss function to balance anomaly scores.
result Improves anomaly detection performance by 0.043 on real-world datasets.

Paper proposes a risk index combining frequency and severity of abnormal driving patterns.

problem Assessing driver risk based on telematics data.
method Combines frequency of abnormal driving patterns with severity quantified through tail rarity.
result Developed a risk index that enables reliable discrimination and ranking of drivers.