Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,878 papers · 148 categories

Trend · papers per month

74149223297 · Jun 202019922001200920172026
48 results for vector-valued utility maximization

No arbitrage holds if a Pareto solution exists for vector-valued utility maximization.

problem Existence of no arbitrage in markets with transaction costs and multiple assets.
method Prove no arbitrage condition equivalent to Pareto solution for vector-valued utility maximization.
result A consistent price process can be constructed from the Pareto maximizer.

Paper develops metrics for random dynamical systems using vector-valued RKHSs.

problem Creating metrics for random nonlinear dynamical systems.
method Develops metrics on random dynamical systems using Perron-Frobenius operators in vector-valued reproducing kernel Hilbert spaces (vvRKHSs). Uses operator-valued kernels and time-wise independence criteria.
result Extends existing metrics for deterministic systems and introduces kernel maximal mean discrepancy for random processes.

Paper proposes a new method to evaluate joint risk under uncertainty.

problem Evaluating joint risk of multiple insurance risks under dependence uncertainty.
method Axiomatic approach to scalar and vector-valued distortion joint risk measures.
result Established a new scalar distortion joint risk measure with positive homogeneity.

In this article we propose a study of market models starting from a set of axioms, as one does in the case of risk measures. We define a market model simply as a mapping from the set of adapted strategies to the set of random variables describing the outcome of trading. We do not make any concavity assumptions. The fir…

2015-12-06abs ↗pdf ↗

We examine the relationship between nonabelian Hodge theory for Riemann surfaces and the theory of vector valued modular forms. In particular, we explain how one might use this relationship to prove a conjectural three-term inequality on the weights of free bases of vector valued modular forms associated to complex, fi…

2018-12-14abs ↗pdf ↗

The paper extends consistency results for sequential design strategies to vector-valued Gaussian processes.

problem Estimating excursion sets of vector-valued Gaussian processes.
method Clarifying the connection between continuous Gaussian processes and Gaussian measures in Banach spaces, extending concepts and properties from scalar-valued settings to vector-valued settings.
result Consistency results for sequential design strategies can be applied to vector-valued Gaussian processes.

Study utility maximization with costs, proving convergence and strategies.

problem Utility maximization with proportional transaction costs.
method Extended weak convergence theory and Meyer--Zheng topology.
result Prove convergence of utility maximization problems and optimal trading strategies.

Optimal rates for vector-valued regression on various norms.

problem Optimal rates for vector-valued ridge regression on continuous norms.
method Combining standard capacity assumptions with tensor product constructions of vector-valued interpolation spaces.
result Optimal rates for vector-valued ridge regression, independent of output space dimension.

Boosting framework for vector-valued prediction with geometric stability.

problem Lack of a general theoretical understanding of aggregation for structured prediction.
method Identifies (α,β)(α,β)-stability property and proposes a boosting framework based on exponential reweighting and geometric-median aggregation.
result Obtains exponential decay of empirical divergence error under weak learner condition and (α,β)(α,β)-stability.

Study confirms learning rates for vector-valued spectral algorithms, proving consistency.

problem Theoretical confirmation of learning rates for vector-valued spectral algorithms.
method Rigorous analysis of learning rates for various vector-valued spectral algorithms, including kernel ridge regression and gradient descent.
result Upper and lower bounds on learning rates for vector-valued spectral algorithms, proving minimax optimality in various scenarios.

Bayesian optimization learns DM preferences for multi-outcome experiments.

problem Optimizing expensive experiments with unknown utility functions and multiple outcomes.
method Alternates preference learning and Bayesian optimization, using pairwise comparisons.
result Preference exploration strategies improve Bayesian optimization performance.

The space of vector-valued forms on any manifold is a graded Lie algebra with respect to the Frolicher-Nijenhuis bracket. In this paper we consider multiplicative vector-valued forms on Lie groupoids and show that they naturally form a graded Lie subalgebra. Along the way, we discuss various examples and different char…

2017-06-02abs ↗pdf ↗

Study examines insider information's impact on arbitrage and utility maximization in financial portfolios.

problem Analyzing the relationship between insider information and arbitrage in financial portfolio optimization.
method Examines the utility maximization problem under different utility functions (logarithmic and CRRA) with and without no temporary-bankruptcy restriction, considering altered information flow.
result Insider information's value is bounded when arbitrage holds, and it does not always imply arbitrage.

The paper proposes methods to find a shared active subspace for multivariate vector-valued functions.

problem Minimizing the deviation between function evaluations in the original and reconstructed spaces.
method Manipulating gradients or SPD matrices to identify a shared structure.
result Summing SPD matrices often identifies the best shared active subspace.

Optimal transport for vector Gaussian mixtures improves efficiency and structure preservation.

problem Optimal mass transport for vector-valued Gaussian mixtures.
method Vectorizing Gaussian mixture models and studying optimal mass transport problems.
result Computational efficiency and structure preservation in optimal mass transport.

We present a framework to derive risk bounds for vector-valued learning with a broad class of feature maps and loss functions. Multi-task learning and one-vs-all multi-category learning are treated as examples. We discuss in detail vector-valued functions with one hidden layer, and demonstrate that the conditions under…

2016-06-05abs ↗pdf ↗

The paper examines utility maximization in markets with hidden Gaussian drift, finding restrictions on model parameters.

problem Utility maximization problems in markets with hidden Gaussian drift mean-reverting processes.
method Derives sufficient conditions for bounded maximum expected utility of terminal wealth for models with full and partial information.
result Restrictions on model parameters for bounded maximum expected utility.

New method for fair resource allocation in AI-aware networks with unknown utility functions.

problem Fair resource allocation in AI-aware communication networks with unknown utility functions.
method Distributed, data-driven bilevel optimization approach to learn surrogate utility functions.
result The proposed algorithm learns from data to autotune surrogate utility functions for unknown utility functions.

Study improves self-normalized bounds for vector-valued processes beyond sub-Gaussianity.

problem Limited understanding of self-normalized concentration for vector-valued processes outside sub-Gaussian frameworks.
method Developed concentration inequalities for self-normalized processes with light tails (e.g., Bennett, Bernstein bounds) for vector-valued data.
result Provided new insights and bounds for self-normalized processes with non-sub-Gaussian distributions.

Study on robust utility maximization with nonconcave utility functions under projective determinacy.

problem Investor's optimal investment strategy under model ambiguity and nonconcave utility.
method Projective functions of the path and sets of priors, upper-semicontinuous utility.
result Existence of optimal investment strategy under PD.

We approximate derivatives of functions on manifolds by embedding them and applying vector-valued operators.

problem Derivatives of manifold-valued functions are harder to approximate than vector-valued functions.
method Embed the manifold into a higher space, approximate the derivative of the vector-valued function, and project back.
result We provide error bounds for the approximation of manifold-valued function derivatives.

Stability of the utility maximization problem with random endowment and indifference prices is studied for a sequence of financial markets in an incomplete Brownian setting. Our novelty lies in the nonequivalence of markets, in which the volatility of asset prices (as well as the drift) varies. Degeneracies arise from …

2014-10-03abs ↗pdf ↗

The effectiveness of utility-maximization techniques for portfolio management relies on our ability to estimate correctly the parameters of the dynamics of the underlying financial assets. In the setting of complete or incomplete financial markets, we investigate whether small perturbations of the market coefficient pr…

2007-06-04abs ↗pdf ↗

Paper introduces vector-valued variation spaces for multi-output neural networks.

problem Understanding and optimizing multi-output neural networks.
method Development of vector-valued variation spaces and representer theorem.
result Novel bounds for layer widths in deep networks and a convex optimization method for compression.

A note on utility maximization with costs, proving trading strategies.

problem Utility maximization with proportional transaction costs and stability of optimal portfolios.
method Proof of a limit theorem using a dual approach.
result Established a uniqueness result for optimal trading strategies.

Paper analyzes error bounds for learning with vector-valued RF, improving existing analyses.

problem Learning with vector-valued random features in infinite-dimensional settings.
method Direct analysis of risk functional, avoiding random matrix theory.
result Strong consistency and minimax optimal convergence rates established.

New algorithm tackles unknown utility network resource allocation.

problem Maximizing network utility with unknown agent utilities.
method Modeling as a bandit problem, proposing algorithms for resource allocation.
result Proposed algorithms are optimal when all agents have the same utility.

Randomized algorithm solves vector-valued regression problems with low-rank operators.

problem Vector-valued regression problems involving infinite-dimensional spaces.
method Randomized Reduced Rank Regression (R4) using Gaussian sketching for optimization.
result R4 estimators are efficient and accurate, with empirical risk close to optimal.

In the large financial market, which is described by a model with countably many traded assets, we formulate the problem of the expected utility maximization. Assuming that the preferences of an economic agent are modeled with a stochastic utility and that the consumption occurs according to a stochastic clock, we obta…

2014-03-24abs ↗pdf ↗

Bayesian decision theory outlines a rigorous framework for making optimal decisions based on maximizing expected utility over a model posterior. However, practitioners often do not have access to the full posterior and resort to approximate inference strategies. In such cases, taking the eventual decision-making task i…

2019-02-02abs ↗pdf ↗

In this paper we study a robust expected utility maximization problem with random endowment in discrete time. We give conditions under which an optimal strategy exists and derive a dual representation for the optimal utility. Our approach is based on a general representation result for monotone convex functionals, a fu…

2017-12-20abs ↗pdf ↗

Closed-form optimal portfolios for exponential utility in small/large markets.

problem Optimal portfolios maximizing exponential utility in small/large financial markets.
method Closed-form expressions for optimal portfolios in small markets, convergence to large market optimal utility, numerical procedure for general utility functions.
result Optimal utility in large markets converges to optimal utility in small markets, requiring infinite diversification.