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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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85170254339 · May 202619922001200920172026
48 results for uncertainty control

New robust control method for uncertain systems using bootstrapped noise.

problem Designing controllers robust to model uncertainties in finite data.
method Least-squares model estimator, bootstrap resampling, multiplicative noise LQR.
result Significantly outperforms certainty equivalent controllers in numerical tests.

Unified control theory and machine learning for safety in uncertain systems.

problem Safety guarantees for systems with measurement model uncertainty.
method Measurement-Robust Control Barrier Functions (MR-CBFs) for control synthesis.
result MR-CBFs ensure safety in perception systems with measurement model uncertainty.

Nonparametric adaptive robust control tackles model uncertainty in stochastic processes.

problem Model uncertainty in stochastic processes.
method Adaptive robust control methodology using online learning and uncertainty reduction, empirical distribution, and Lagrangian duality.
result Nonparametric adaptive robust control approach is preferable to traditional robust frameworks.

Study time-inconsistent control problems with model uncertainty, solving portfolio selection.

problem Time-inconsistent Markovian control problems under model uncertainty.
method Combining sub-game perfect strategies with adaptive robust stochastic methods.
result Solved numerically the mean-variance portfolio selection problem.

Controller seeks informative system observations to predict nonlinear dynamics.

problem Predicting nonlinear dynamics with uncertain parameters.
method Expected free energy minimization for balancing goal state and informative observations.
result Controller improves performance in uncertain parameter scenarios.

New method tackles model uncertainty in stochastic control using Bayesian nonparametrics.

problem Model uncertainty in stochastic control problems.
method Nonparametric Bayesian approach with Dirichlet process for unknown distributions, online learning, and Gaussian process surrogates.
result Demonstrates financial advantages of nonparametric Bayesian over parametric methods.

We propose the use of Bayesian networks, which provide both a mean value and an uncertainty estimate as output, to enhance the safety of learned control policies under circumstances in which a test-time input differs significantly from the training set. Our algorithm combines reinforcement learning and end-to-end imita…

2018-03-27abs ↗pdf ↗

Framework for robust control in cooperative systems with uncertain common noise.

problem Optimizing collective behavior of agents in the presence of uncertain common noise.
method Proposes a robust mean-field control framework and proves existence of optimal controls.
result Existence of optimal open-loop controls linked to a lifted robust Markov decision problem.

New method reduces over-pessimism in Bayesian control under parameter uncertainty.

problem Over-pessimism in Bayesian control due to misspecified priors.
method Distributionally robust Bayesian control (DRBC) with strong duality and optimization.
result Validated algorithm on synthetic and real data, reducing over-pessimism.

Optimizes costs in uncertain Markov systems using risk filters.

problem Optimizing costs in systems with model uncertainty and unknown parameters.
method Risk filters and Bellman principle of optimality applied to Bayesian framework.
result Derives the Bellman principle for non-standard risk-averse control problems.

Review of integrating Bayesian methods with neural network-based MPC.

problem Lack of standardized benchmarks and reliable analyses in Bayesian MPC.
method Systematic analysis of Bayesian methods in neural-network-based MPC.
result Need for standardized benchmarks, ablation studies, and transparent reporting.

We construct a time-consistent sublinear expectation in the setting of volatility uncertainty. This mapping extends Peng's G-expectation by allowing the range of the volatility uncertainty to be stochastic. Our construction is purely probabilistic and based on an optimal control formulation with path-dependent control …

2010-09-11abs ↗pdf ↗

Safe learning in uncertain systems with state measurements and optimization.

problem Safe learning in nonlinear control-affine systems with unknown additive uncertainty.
method Model uncertainty as Gaussian noise, learn mean and covariance, use optimization to adjust control input.
result Guaranteed safety with arbitrarily large probability while learning and control proceed simultaneously.

The paper offers a method to create prediction sets with uncertainty control.

problem Calibrating and communicating uncertainty in machine learning predictions.
method Distribution-free, risk-controlling prediction sets using a holdout set to calibrate set sizes.
result Explicit finite-sample guarantees for error control in various machine learning tasks.

CRC method provides tighter uncertainty intervals for CT images.

problem Expressing uncertainty in CT images in clinically meaningful terms.
method Semantically adaptive CRC procedure leveraging length minimization.
result Valid coverage of ground-truth images with tighter uncertainty intervals.

New rigorous uncertainty bounds for Gaussian Process regression.

problem Need for frequentist uncertainty bounds in applications like learning-based control.
method Introduce new uncertainty bounds that are rigorous and practically useful.
result New bounds are less conservative and more useful for practical applications.

Framework for robust control under model uncertainty, improving financial derivatives hedging.

problem Model uncertainty in financial derivatives hedging.
method Dynamic programming principle for solving one-step optimization problems.
result Robust hedging strategy outperforms model-based strategies during adverse scenarios.

Estimating statistical uncertainties allows autonomous agents to communicate their confidence during task execution and is important for applications in safety-critical domains such as autonomous driving. In this work, we present the uncertainty-aware imitation learning (UAIL) algorithm for improving end-to-end control…

2019-05-07abs ↗pdf ↗

We study the problem of safe learning and exploration in sequential control problems. The goal is to safely collect data samples from operating in an environment, in order to learn to achieve a challenging control goal (e.g., an agile maneuver close to a boundary). A central challenge in this setting is how to quantify…

2019-06-13abs ↗pdf ↗

Combines Gaussian processes and polynomial chaos for stochastic control.

problem Uncertainties in dynamic models lead to performance issues in predictive control.
method Combines Gaussian processes with polynomial chaos expansions to estimate probability distributions of nonlinear functions.
result Demonstrates accurate approximation and closed-loop performance in stochastic nonlinear model predictive control.

New method disentangles perceptual uncertainty and behavioral costs in partially observable systems.

problem Tackles inverse optimal control for non-linear partially observable systems.
method Probabilistic approach using maximum causal entropy formulations and local linearization.
result Disentangles perceptual factors and behavioral costs in sequential decision-making.

The paper proposes a new framework for accurate uncertainty representation and propagation.

problem Inaccurate representation and propagation of uncertainty in measurement systems.
method The paper introduces a comprehensive framework using Gaussian Mixture Models (GMMs) for representing and propagating quantitative attributes in measurement systems.
result GMMs offer improved accuracy in representing and propagating measurement uncertainty compared to traditional Gaussian methods, while maintaining computational tractability.

This work frames active inference through control as inference, offering robust control algorithms.

problem Active inference framework lacks practical sensorimotor control algorithms.
method Frame active inference through control as inference, presenting trajectory optimization as inference.
result AI may be framed as partially-observed CaI when the cost function is defined in observation states.

In this paper we propose a mathematical framework to address the uncertainty emergingwhen the designer of a trading algorithm uses a threshold on a signal as a control. We rely ona theorem by Benveniste and Priouret to deduce our Inventory Asymptotic Behaviour (IAB)Theorem giving the full distribution of the inventory …

2018-11-08abs ↗pdf ↗

The paper tackles robust control with uncertain dependence using data-driven methods.

problem Nonparametric robust control under dependence uncertainty in multi-period stochastic systems.
method Nonparametric adaptive robust control framework using stochastic gradient descent ascent algorithm.
result The controller benefits from knowing more about the uncertain model.

A new Q-learning controller improves line follower robot control.

problem Challenges in controlling line follower robots due to unknown mechanical characteristics and uncertainties.
method Simulated annealing based Q learning method to address controller performance issues.
result The proposed controller outperforms conventional P controllers in line follower robots.

New active learning methods for Gaussian process improve predictive modeling of composite fuselage.

problem Improving predictive modeling of composite fuselage with limited training samples and uncertainties.
method Proposed two new active learning algorithms for Gaussian process considering uncertainties.
result The proposed approach realizes better prediction performance for automatic shape control of composite fuselage.

Bayesian classification improves with explicit aleatoric uncertainty.

problem Lack of aleatoric uncertainty representation in Bayesian classification.
method Explicitly account for aleatoric uncertainty using a Dirichlet observation model.
result Explicit aleatoric uncertainty improves performance of Bayesian neural networks.

Algorithm reduces regret in partially observable systems by learning dynamics and using optimistic control.

problem Minimizing regret in partially observable linear quadratic control systems with unknown dynamics.
method ExpCommit algorithm that learns model parameters and uses optimism in uncertainty.
result End-to-end sublinear regret upper bound of O~(T2/3)\tilde{\mathcal{O}}(T^{2/3}) for ExpCommit.

LqgOpt learns optimal control in unknown LQG systems with minimal regret.

problem Adaptive control in partially observable linear quadratic Gaussian systems with unknown dynamics.
method Optimism in the face of uncertainty, predictor state evolution, closed-loop system identification, confidence bounds.
result Proves a regret upper bound of ildeO(T) ilde{\mathcal{O}}(\sqrt{T}) for LQG systems.

Two-stage risk control for ranked retrieval systems.

problem Assessing prediction uncertainty and risk control in sequential machine learning systems.
method Developed two-stage risk control methods based on LTT and CRC frameworks, leveraging sequential nature of retrieval and ranking phases.
result The proposed methods provide theoretical guarantees and reduce computational burden compared to prior work.

This paper addresses the optimal control problem known as the Linear Quadratic Regulator in the case when the dynamics are unknown. We propose a multi-stage procedure, called Coarse-ID control, that estimates a model from a few experimental trials, estimates the error in that model with respect to the truth, and then d…

2017-10-04abs ↗pdf ↗

New metric derived for robust optimization in stochastic control problems.

problem Non-parametric uncertainty in multiperiod stochastic control problems.
method Derived a new metric, adapted (p,)(p, \infty)--Wasserstein distance, and used dynamic programming principle.
result Dynamic programming principle for DRO problems with semi-separable cost functions.