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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3673109145 · May 202619922001200920172026
48 results for transitivity law

Study on eigenvalue distribution of correlated time series deforming the semi-circle law.

problem Eigenvalue distribution of correlated time series differs from the semi-circle law.
method Analysis of Wigner random matrix with temporal correlation.
result Eigenvalue distribution converges to a deformed semi-circle law with longer tail and higher peak.

This work improves transferability of rewards inferred from expert demonstrations.

problem Transferability of rewards inferred from expert demonstrations under limited access to the expert's policy.
method Proposed principal angles as a measure of similarity and dissimilarity between transition laws. Established sufficient conditions for transferability under limited access.
result Two key results on sufficient conditions for transferability to any and local changes in transition laws.

We analyze the European transition economies and show that time series for most of major indices exhibit (i) power-law correlations in their values, power-law correlations in their magnitudes, and (iii) asymmetric probability distribution. We propose a stochastic model that can generate time series with all the previou…

2006-08-02abs ↗pdf ↗

Critical volatility triggers log-normal to power-law transitions in interconnected systems.

problem Understanding the transition from log-normal to power-law distributions in interconnected systems.
method Analyzing an infinite option-on-option chain model, deriving a critical volatility threshold.
result A critical volatility threshold of approximately 250.66% for unconditional cases, dropping to 125.3% with selective survival.

The study uses the Merton model to estimate PD and finds a phase transition affecting convergence speed.

problem Estimating the probability of default (PD) using limited historical data.
method Adopted the Merton model and analyzed phase transitions in default correlation.
result PD estimation converges slowly when temporal correlation decays by power law less than one.

Characterizes Lévy-driven Ornstein-Uhlenbeck processes linked to tempered stable distributions.

problem Understanding Lévy-driven Ornstein-Uhlenbeck processes and their properties.
method Characterizes the Lévy triplet and deduces transition laws for finite variation Ornstein-Uhlenbeck processes associated with tempered stable distributions.
result Provides algorithms for generating skeleton of Ornstein-Uhlenbeck processes related to exponentially-modulated tempered stable laws.

A hierarchical model shows how scaling laws emerge from sequential feature recovery.

problem Emergence of scaling laws from feature learning in multi-layer networks.
method Layer-wise spectral algorithm adapted to compositional structure, sequential feature detection.
result Sequential detection of latent features, leading to explicit power-law decay of prediction error.

The daily volume of transaction on the New York Stock Exchange and its day-to-day fluctuations are analysed with respect to power-law tails as well long-term trends. We also model the transition to a Gaussian distribution for longer time intervals, like months instead of days.

2006-03-21abs ↗pdf ↗

New model uses symmetries and scaling laws to predict consumer advertising response.

problem Understanding consumer response to advertising efforts.
method Introduces a physics-based mathematical model to describe consumer response dynamics.
result The model better captures nonlinearities in advertising effects and provides new parameters for audience engagement.

Deep neural networks near edge of chaos show universal scaling laws.

problem Understanding the behavior of deep neural networks near critical points.
method Analogy to absorbing phase transitions in statistical mechanics, deterministic propagation dynamics, mean-field and directed percolation universality classes.
result Deep neural networks exhibit universal scaling laws near the edge of chaos.

New method extracts stochastic laws from data, including Lévy noise.

problem Extracting stochastic laws from data with non-Gaussian noise.
method Using normalizing flows to estimate transition density, then applying nonlocal Kramers-Moyal formulas.
result Can learn stochastic differential equations with Lévy motion.

A class of conserved models of wealth distributions are studied where wealth (or money) is assumed to be exchanged between a pair of agents in a population like the elastically colliding molecules of a gas exchanging energy. All sorts of distributions from exponential (Boltzmann-Gibbs) to something like Gamma distribut…

2006-04-20abs ↗pdf ↗

The paper models market crashes as phase transitions, finding dynamic transitions offer better predictions.

problem Understanding and predicting extreme financial events like market crashes.
method Employing phase transition theory, focusing on endogenous crashes, and comparing DPT, CPT, and SPT.
result Dynamic phase transitions provide more accurate predictions of market crashes compared to critical and stochastic models.

The paper studies a relative version of non-positive immersion for 2-complex pairs and shows conditions under which a transitivity law holds.

problem The study of collapsing non-positive immersion for 2-complex pairs and its implications.
method Introduced a relative version of collapsing non-positive immersion for 2-complex pairs (L,K)(L,K) and proved a transitivity law under certain conditions.
result Under certain conditions, a transitivity law holds: If (L,K)(L,K) has relative collapsing non-positive immersion and KK has collapsing non-positive immersion, then LL has collapsing non-positive immersion.

We model a closed economic system with interactions that generates the features of empirical wealth distribution across all wealth brackets, namely a Gibbsian trend in the lower and middle wealth range and a Pareto trend in the higher range, by simply limiting the an agents' interaction to only agents with nearly the s…

2007-10-04abs ↗pdf ↗

We study the phase transition of dynamical herd behaviors for the yen-dollar exchange rate in the Japanese financial market. It is obtained that the probability distribution of returns satisfies the power-law behavior with three different values of the scaling exponent 3.11 (one time lag ττ = 1 minute), 2.81 (30 minut…

2004-08-28abs ↗pdf ↗

This work analyzes neural scaling laws using power-law data spectra and derives analytical expressions for generalization error.

problem Understanding how neural network performance scales with key factors like data size and model complexity.
method Statistical mechanics techniques applied to one-pass stochastic gradient descent in a student-teacher framework.
result Derivation of analytical expressions for generalization error under power-law data spectra and identification of conditions for power-law scaling.

Space exploration technology advances exponentially, consistent with Moore's and Wright's laws.

problem Predicting the advancement of space exploration technology.
method Analysis of Moore's and Wright's laws applied to space exploration technology.
result Spacecraft technology advances exponentially, consistent with Moore's and Wright's laws.

The present paper analyses the formal parallelism existing between the laws of thermodynamics and some economic principles. Based on previous works, we shall show how the existence in Economics of principles analogous to those in thermodynamics involves the occurrence of economic events that remind of well-known phenom…

2015-05-03abs ↗pdf ↗

Dimension reduction is the process of embedding high-dimensional data into a lower dimensional space to facilitate its analysis. In the Euclidean setting, one fundamental technique for dimension reduction is to apply a random linear map to the data. This dimension reduction procedure succeeds when it preserves certain …

2015-11-30abs ↗pdf ↗

Every production-recycling iteration accumulates an inevitable proportion of its matter-energy in the environment, lest the production process itself would be a system in perpetual motion, violating the second law of Thermodynamics. Such high-entropy matter depletes finite stocks of ecosystem services provided by the e…

2013-09-09abs ↗pdf ↗

Gradient descent solves rank-one matrix estimation problem with detailed time evolution analysis.

problem Estimating a rank-one symmetric matrix corrupted by noise.
method Gradient descent on a sphere, using local versions of the semi-circle law.
result Explicit formulas for the time evolution of the estimator and cost function, revealing phase transitions.

Study how generalization scales with model size and data in quadratic neural networks.

problem Understanding how generalization scales with model size and data in quadratic neural networks.
method Analyzed 2\ell_2-regularized empirical test error minimization in a quadratic two-layer network with finite-sample setting and structured data.
result Revealed a phase diagram with distinct scaling regimes as the number of parameters varies, showing data-dependent power laws controlled by spectral structure of the target.

The Kinetic Gas Theory like two-agent money exchange models, recently introduced in the Econophysics of Wealth distributions, are revisited. The emergence of Boltzmann-Gibbs like distribution of individual money to Pareto's law in the tail of the distribution is examined in terms of 2x2 Transition matrix with a general…

2005-05-17abs ↗pdf ↗

High-dimensional models become unstable when sample size falls below a critical level, leading to a phase transition.

problem Instability in high-dimensional learning models when sample size is insufficient.
method Proved the necessity of a Fisher eigenvalue threshold for stability, introduced Fisher floor for verification.
result A sharp phase transition between reliable concentration and inevitable failure in high-dimensional learning.

Study dynamic risk measures with distributional uncertainty using optimal transport.

problem Risk robustification under distributional uncertainty in Markovian models.
method Characterize risk measures via convex monotone semigroups and optimal transport costs.
result Identify generator and correction terms for dynamic risk measures under different scaling regimes.

Theory explains deep nonlinear networks' plateaus and transitions.

problem Understanding long plateaus and feature acquisition transitions in deep nonlinear networks.
method Derived an exact identity for Frobenius norms, classified activation functions, and reduced matrix flow to a scalar ODE.
result Escape time law τ=Θ(ε(r2))τ_\star = Θ(\varepsilon^{-(r-2)}) for deep nonlinear networks, where rr is the number of bottleneck layers.

Scaling properties in financial fluctuations are reviewed from the standpoint of statistical physics. We firstly show theoretically that the balance of demand and supply enhances fluctuations due to the underlying phase transition mechanism. By analyzing tick data of yen-dollar exchange rates we confirm two fractal pro…

2000-08-03abs ↗pdf ↗

Study of correlated Wigner matrices with BBP transitions.

problem Understanding spectral transitions in correlated Wigner matrices.
method Analyzes a Wigner-type matrix with row/column correlations, decomposes into bulk and outliers, and uses integral operators to model transitions.
result Correlated Wigner matrices exhibit multiple BBP transitions at critical points.