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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,291 papers · 148 categories

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48 results for trade impact

This study analyzes stock trading networks to quantify price impacts based on trader positions.

problem Quantifying the immediate price impact of trades in stock markets.
method Constructed stock trading networks using kk-shell decomposition to classify traders and compare different market segments.
result Institutional traders have lower price impacts compared to individuals at the same positions in the trading network.

Model shows how price impact and transaction costs affect trading behavior and profits.

problem Analyzing trading behavior and profits in markets with transaction costs and price impact.
method Proves the existence of an equilibrium in a model with transaction costs and price impact.
result Existence of a strictly positive optimal transaction cost from the exchange's perspective.

Study shows CCLs have minimal impact on most trades but can affect some.

problem Impact of counterparty credit limits on everyday trading prices.
method Analyzed high-quality data from a foreign exchange spot market and developed a new trading model.
result CCLs had little impact on most trades but can have major impact in specific scenarios.

Model predicts trading strategies based on latent demand and price impact.

problem Predicting strategic trading behavior of investors with private targets.
method Equilibrium model of dynamic trading, learning, and pricing by strategic investors.
result Trading strategies are a combination of target following, liquidity provision, and front-running based on latent demand and price pressure.

Proposes a new model to measure trade impact and information content in fluctuating markets.

problem Measuring price impact and information content of trades in a time-varying market setting.
method Non-linear observation-driven model for dynamically estimating market impact and information content.
result Market impact shows intraday patterns with large fluctuations, some of which are exogenous.

Study examines trading strategies against a disorderly liquidation of a large position.

problem Trading against a hedge fund's disorderly liquidation of a risky asset.
method Classified market participants into three types: fully informed, partially informed, and uninformed. Analyzed their optimal trading and wealth processes.
result Different types of investors have distinct optimal trading strategies and wealth processes.

We develop a theory for the market impact of large trading orders, which we call metaorders because they are typically split into small pieces and executed incrementally. Market impact is empirically observed to be a concave function of metaorder size, i.e., the impact per share of large metaorders is smaller than that…

2011-02-26abs ↗pdf ↗

This paper conducts an empirically study on the trade package composed of a sequence of consecutive purchases or sales of 23 stocks in Chinese stock market. We investigate the probability distributions of the execution time, the number of trades and the total trading volume of trade packages, and analyze the possible s…

2011-03-08abs ↗pdf ↗

Optimal trading strategy under market resistance and concave price impact model.

problem Optimal trading in a market with endogenous resistance and concave price impact.
method Modeling market resistance, deriving a stochastic Fredholm equation, proving existence and uniqueness, proposing an iterative scheme.
result Existence and uniqueness of optimal control under certain conditions, exponential convergence of iterative scheme.

The paper proposes a new order slicing strategy to reduce market impact in large-volume trading.

problem Significant market impact and slippage in large-volume trading.
method Volatility-volume-based order slicing strategy using Exponential Weighted Moving Average and Markov Chain Monte Carlo simulations.
result Improves trade execution efficiency and reduces market impact.

Modeling trading costs for correlated instruments to improve execution strategies.

problem Incorrect estimation of liquidity and suboptimal execution strategies due to neglecting cross-impact effects.
method Extending the linear propagator model to the multivariate case for correlated instruments, calibrating a cost model free of arbitrage and manipulation.
result Synchronizing the execution of correlated contracts is crucial for accurate liquidity estimation and optimal execution strategies.

Optimizes bidding in hourly and quarter-hourly electricity markets to reduce price impact.

problem Maximizing profit in two consecutive electricity markets with market impact and transaction costs.
method Examined multiple price scenarios, estimated market impact, used trading strategies, provided theoretical results.
result Minimizing price impact is more profitable than maximizing arbitrage in the German EPEX market.

The study examines how brokers' identity affects their trading strategies on the Toronto Stock Exchange.

problem Impact of anonymous trading on brokers' optimal execution strategies.
method Formulated a stochastic differential game and mean-field game to analyze the optimal execution problem of anonymous and identity-revealed trading.
result Obtained a closed-form solution for the optimal strategy under Almgren-Chris price impact framework.

Modeling equity market impact with Chinese data, improving on existing models.

problem Understanding and quantifying market impact in Chinese equity markets.
method Developed a price impact model considering heteroscedasticity and dependency between permanent and temporary impacts using large tick data.
result The model outperforms existing models and suggests a constant impact exponent of around 0.7 across all stocks.

The market impact (MI) of Volume Weighted Average Price (VWAP) orders is a convex function of a trading rate, but most empirical estimates of transaction cost are concave functions. How is this possible? We show that isochronic (constant trading time) MI is slightly convex, and isochoric (constant trading volume) MI is…

2013-12-11abs ↗pdf ↗

Market impact is reduced when orders are filled with concentrated counterparts.

problem Market impact increases with a large number of trading counterparts.
method Analyzed London Stock Exchange data to show concentrated trading impacts market price.
result Concentrated trading reduces market impact when matched with similarly concentrated counterparts.

We present an analysis of the price impact associated with trades effected by different financial firms. Using data from the Spanish Stock Market, we find a high degree of heterogeneity across different market members, both in the instantaneous impact functions and in the time-dependent market response to trades by ind…

2011-09-01abs ↗pdf ↗

Optimal trading strategy adapts to signals in markets with price impact.

problem Optimal liquidation in markets with linear price impact and predictive signals.
method Formulated as a stochastic control problem, solved using probabilistic and convex analytic techniques.
result Explicit solution for optimal trading strategy in terms of SDEs.

Study optimal trading strategies with small price impacts.

problem Optimal portfolio selection in a model with temporary and transient price impacts.
method Derive explicit formulas for asymptotically optimal trading rates and performance losses in the large-liquidity limit.
result Losses are governed by volatility of frictionless target strategy, but optimal portfolio exploits price displacement.

The study extends a framework to analyze cross-impact in multi-asset markets.

problem Analyzing cross-impact and no-dynamic-arbitrage in multi-asset markets.
method Deriving theoretical limits for cross-impact from the condition of absence of dynamical arbitrage, testing these constraints with data.
result Significant violations of cross-impact symmetry found, but not exploitable due to bid-ask spread.

The paper analyzes trading strategies in a competitive market with incomplete information.

problem Strategic trading under uncertainty when firms lack full knowledge of competitors' strategies.
method Bayesian games framework to incorporate uncertainty and derive optimal trading strategies.
result Uncertainty significantly impacts trading strategies compared to complete information scenarios.

The paper classifies trades into types based on proximity and measures their impact on stock prices.

problem Understanding the impact of high-frequency trades on stock prices and their predictability.
method Classifies trades into five types based on proximity, measures conditional order imbalance (COI), and develops trading strategies.
result Strong positive correlations between contemporaneous returns and COIs, and positive associations with future returns for isolated trades.

Optimal trade execution strategies show adaptive methods reduce costs.

problem Optimal trade execution with short-term price predictive signals.
method Comparison of static and adaptive strategies with transient and instantaneous market impacts.
result Adaptive strategies significantly reduce transaction costs compared to static strategies.

Study shows portfolio trading impacts intraday liquidity and optimizes execution strategies.

problem Impact of portfolio trading on intraday liquidity and execution strategies.
method Stylized model capturing portfolio trading, linear cross-asset market impact, optimal execution schedule.
result Optimal execution schedule can reduce costs by up to 6% compared to separable VWAP-like approach.

Summarizes key algorithmic trading problems and recent advances.

problem Optimal execution, placement, and price impact in algorithmic trading.
method Discusses recent advances in algorithmic trading using Machine Learning techniques.
result Recent progress in algorithmic trading includes the use of Deep Learning, Reinforcement Learning, and Generative Adversarial Networks.

Develops strategies to minimize trading costs in volatile markets.

problem Minimizing trading costs in volatile markets with uncertain asset price paths.
method Constructs dynamic, pathwise optimal trade execution strategies using random Young differential equations.
result Good trade execution strategies minimize trading costs in a pathwise sense, not just expected costs.

Optimal trading strategy with Poisson process times and price impact.

problem Maximizing net present value in algorithm trading with multiplicative price impact.
method Modelled optimal strategy with Poisson inter-selling times and barrier form.
result An optimal strategy has a barrier form depending on remaining shares and asset price.

We introduce a multivariate Hawkes process that accounts for the dynamics of market prices through the impact of market order arrivals at microstructural level. Our model is a point process mainly characterized by 4 kernels associated with respectively the trade arrival self-excitation, the price changes mean reversion…

2013-01-07abs ↗pdf ↗

Researchers use Hawkes processes to analyze credit trades, revealing self-excitement and volume impacts.

problem Understanding the dynamics of credit market trades and their interactions.
method Simple method for fitting multidimensional Hawkes processes with exponential kernels using maximum likelihood non-convex optimization.
result Quantification of self-excitement and volume impacts in credit trades.